Friedman Martin S.

SEC source: 0001420506-25-001355 · doc4_1156.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 306,078

F1 · ownership.nature: (1) Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF) which beneficially owns 306,078 shares (the "Shares") of the Class A common stock of Chain Bridge Bancorp Inc. (the "Issuer").

F2 · ownership.nature: (2) The Reporting Person, in his capacity as Managing Member of FJ Capital, has voting and dispositive power of the Shares held by FOF. As such, the Reporting Person may be deemed to be a beneficial owner of the Shares reported herein. The Reporting Person disclaims beneficial ownership of the Shares reported herein and this report shall not be deemed an admission of beneficial ownership of such Shares by the Reporting Person for purposes of Section 16 or for any other purpose.

SEC source: 0001420506-25-000668 · doc4_1151.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · ownership.nature: On March 12, 2025, FJ Capital Management LLC ("FJ Capital") sold 186,348 shares of common stock of the Issuer held by Bridge Equities XI, LLC ("BEXI") (continued in footnote 2).

F2 · ownership.nature: (footnote 1 continued) Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital, which is the sub-investment adviser to Bridge Equities XI, LLC ("BEXI") and the managing member and investment adviser to Financial Opportunity Fund LLC ("FOF"). FOF holds 1,936,721 shares of common stock of the Issuer (the "Shares") and BEXI no longer holds Shares. (Continued in footnote 3)

F3 · ownership.nature: (footnote 2 continued) Martin S. Friedman, in his capacity as managing member of FJ Capital, has voting and dispositive power over the Shares held by FOF and voting power only over the Shares held by BEXI. The Reporting Person disclaims beneficial ownership of the securities referred to in this Form 4 except to the extent of the Reporting Person's pecuniary interest in such securities, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.

SEC source: 0001171520-25-000060 · eps11789_friedman.xml · nonDerivative · entry 3

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 338,236

F1 · ownership.nature: Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF) which beneficially owns 338,236 shares (the "Shares") of the Class A common stock of Chain Bridge Bancorp Inc. (the "Issuer"). On February 20, 2025, FJ Capital's beneficial ownership of the shares of the Issuer exceeded the 10% beneficial ownership threshold for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16").

F2 · ownership.nature: The Reporting Person, in his capacity as Managing Member of FJ Capital, has voting and dispositive power of the Shares held by FOF. As such, the Reporting Person may be deemed to be a beneficial owner of the Shares reported herein. The Reporting Person disclaims beneficial ownership of the Shares reported herein and this report shall not be deemed an admission of beneficial ownership of such Shares by the Reporting Person for purposes of Section 16 or for any other purpose.

SEC source: 0001171520-25-000060 · eps11789_friedman.xml · nonDerivative · entry 2

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 328,722

F1 · ownership.nature: Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF) which beneficially owns 338,236 shares (the "Shares") of the Class A common stock of Chain Bridge Bancorp Inc. (the "Issuer"). On February 20, 2025, FJ Capital's beneficial ownership of the shares of the Issuer exceeded the 10% beneficial ownership threshold for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16").

F2 · ownership.nature: The Reporting Person, in his capacity as Managing Member of FJ Capital, has voting and dispositive power of the Shares held by FOF. As such, the Reporting Person may be deemed to be a beneficial owner of the Shares reported herein. The Reporting Person disclaims beneficial ownership of the Shares reported herein and this report shall not be deemed an admission of beneficial ownership of such Shares by the Reporting Person for purposes of Section 16 or for any other purpose.

SEC source: 0001171520-25-000060 · eps11789_friedman.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 312,528

F1 · ownership.nature: Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF) which beneficially owns 338,236 shares (the "Shares") of the Class A common stock of Chain Bridge Bancorp Inc. (the "Issuer"). On February 20, 2025, FJ Capital's beneficial ownership of the shares of the Issuer exceeded the 10% beneficial ownership threshold for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16").

F2 · ownership.nature: The Reporting Person, in his capacity as Managing Member of FJ Capital, has voting and dispositive power of the Shares held by FOF. As such, the Reporting Person may be deemed to be a beneficial owner of the Shares reported herein. The Reporting Person disclaims beneficial ownership of the Shares reported herein and this report shall not be deemed an admission of beneficial ownership of such Shares by the Reporting Person for purposes of Section 16 or for any other purpose.

SEC source: 0001420506-25-000350 · doc4_1140.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 186,348

F1 · ownership.nature: On February 11, 2025, FJ Capital Management LLC ("FJ Capital") sold 50,500 shares of common stock of the Issuer held by Bridge Equities XI, LLC("BEXI") (continued in footnote 2).

F2 · ownership.nature: (footnote 1 continued) Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital, which is the sub-investment adviser to Bridge Equities XI, LLC ("BEXI") and the managing member and investment adviser to Financial Opportunity Fund LLC ("FOF"). FOF holds 1,936,721 shares of common stock of the Issuer (the "Shares") and BEXI holds 186,348 of the Shares. (Continued in footnote 3)

F3 · ownership.nature: (footnote 2 continued) Martin S. Friedman, in his capacity as managing member of FJ Capital, has voting and dispositive power over the Shares held by FOF and voting power only over the Shares held by BEXI. The Reporting Person disclaims beneficial ownership of the securities referred to in this Form 4 except to the extent of the Reporting Person's pecuniary interest in such securities, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.

SEC source: 0001420506-24-001647 · doc4_1130.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 876,594

F1 · ownership.nature: Martin S Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the Managing Member of Financial Hybrid Opportunity SPVI LLC ("HSPV"). HSPV sold 75,000 shares of the issuer. Martin S. Friedman, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the shares of the issuer held by HSPV.

F2 · ownership.nature: The Reporting Person may be deemed to beneficially own the shares to extent of the greater of his direct or indirect pecuniary interest in the profits or capital account of HSPV. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any shares beneficially owned in excess of his pecuniary interest.

SEC source: 0001420506-22-001171 · doc4_1027.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 497,121

F1 · ownership.nature: FJ Capital Management LLC ("FJ Capital") is an investment adviser to a separately managed account ("SMA"). On June 22, 2022, the SMA notified FJ Capital to redeem the SMA. As a result of the SMA's redemption,15,000 shares of the issuer held by the SMA were sold.

F2 · ownership.nature: Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital, which is the managing member of Financial Opportunity Fund LLC ("FOF"), Financial Hybrid Opportunity Fund LLC ("FHOF"), and Financial Hybrid Opportunity SPV 1 LLC ("HSPV") (FOF, FHOF and HSPV, collectively, the "Funds") each of which beneficially owns shares of the common stock of the issuer (the "Shares"). FOF holds 308,627 Shares, FHOF holds 76,173 Shares, and HSPV holds 112,321 Shares.

F3 · ownership.nature: The Reporting Person, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by the Funds and the SMA. Mr. Friedman disclaims beneficial ownership of the Shares reported herein, and this report shall not be deemed an admission of beneficial ownership of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001171520-22-000216 · eps10047_friedman.xml · nonDerivative · entry 2

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,947

F1 · ownership.nature: Martin S Friedman ("Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF"), Financial Hybrid Opportunity Fund LLC ("FHOF"), & Financial Hybrid Opportunity SPV 1 LLC ("HSPV"), (FOF, FHOF and HSPV, collectively, the "Funds") and investment adviser to a separately managed account ("SMA"), each of which beneficially owns shares of common stock of the Issuer ("Shares). FOF holds 223,712 Shares, (ii) FHOF holds 136,909 Shares, (iii) HSPV holds 171,604 Shares, and (iv) the SMA holds 10,101 Shares, which, in the aggregate, beneficially own 10% or more of the Shares.

F2 · ownership.nature: Therefore, FJ Capital sold (a) 114,138 Shares on behalf of FOF; and (b) 5,154 Shares on behalf of the SMA (together with the Shares sold on behalf of FOF, collectively, the "Disposed Shares"). As a consequence of the sale of the Disposed Shares, FJ Capital's aggregate beneficial ownership is less than 10% of the issue and outstanding Shares.

F3 · ownership.nature: The Reporting Person, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by the Funds and the SMA. Mr. Friedman disclaims beneficial ownership of the Shares reported herein, and this report shall not be deemed an admission of beneficial ownership of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001171520-22-000216 · eps10047_friedman.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 109,574

F1 · ownership.nature: Martin S Friedman ("Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF"), Financial Hybrid Opportunity Fund LLC ("FHOF"), & Financial Hybrid Opportunity SPV 1 LLC ("HSPV"), (FOF, FHOF and HSPV, collectively, the "Funds") and investment adviser to a separately managed account ("SMA"), each of which beneficially owns shares of common stock of the Issuer ("Shares). FOF holds 223,712 Shares, (ii) FHOF holds 136,909 Shares, (iii) HSPV holds 171,604 Shares, and (iv) the SMA holds 10,101 Shares, which, in the aggregate, beneficially own 10% or more of the Shares.

F2 · ownership.nature: Therefore, FJ Capital sold (a) 114,138 Shares on behalf of FOF; and (b) 5,154 Shares on behalf of the SMA (together with the Shares sold on behalf of FOF, collectively, the "Disposed Shares"). As a consequence of the sale of the Disposed Shares, FJ Capital's aggregate beneficial ownership is less than 10% of the issue and outstanding Shares.

F3 · ownership.nature: The Reporting Person, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by the Funds and the SMA. Mr. Friedman disclaims beneficial ownership of the Shares reported herein, and this report shall not be deemed an admission of beneficial ownership of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001171520-22-000228 · eps10053_friedman.xml · nonDerivative · entry 4

Friedman Martin S. · CIK 0001449556 · 10% owner · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 423,034

F1 · ownership.nature: Martin S Friedman ("Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF"), Financial Hybrid Opportunity Fund LLC ("FHOF"), and Financial Hybrid Opportunity SPV 1 LLC ("HSPV"), (FOF, FHOF and HSPV, collectively, the "Funds") and investment adviser to a separately managed account ("SMA"), each of which beneficially owns shares of common stock of the Issuer ("Shares). FOF holds 223,712 Shares, (ii) FHOF holds 136,909 Shares, (iii) HSPV holds 171,604 Shares, and (iv) the SMA holds 10,101 Shares, which, in the aggregate, beneficially own 542,326 or more than 10% of the Shares.

F2 · ownership.nature: FJ Capital sold (a) 114,138 Shares on behalf of FOF; and (b) 5,154 Shares on behalf of the SMA (together with the Shares sold on behalf of FOF, collectively, the "Disposed Shares"). As a consequence of the sale of the Disposed Shares, FJ Capital's aggregate beneficial ownership is 423,034 of the issued and outstanding Shares or less than 10% of the Shares.

F3 · ownership.nature: The Reporting Person, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by the Funds and the SMA. Mr. Friedman disclaims beneficial ownership of the Shares reported herein, and this report shall not be deemed an admission of beneficial ownership of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001171520-22-000228 · eps10053_friedman.xml · nonDerivative · entry 3

Friedman Martin S. · CIK 0001449556 · 10% owner · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 423,034

F1 · ownership.nature: Martin S Friedman ("Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF"), Financial Hybrid Opportunity Fund LLC ("FHOF"), and Financial Hybrid Opportunity SPV 1 LLC ("HSPV"), (FOF, FHOF and HSPV, collectively, the "Funds") and investment adviser to a separately managed account ("SMA"), each of which beneficially owns shares of common stock of the Issuer ("Shares). FOF holds 223,712 Shares, (ii) FHOF holds 136,909 Shares, (iii) HSPV holds 171,604 Shares, and (iv) the SMA holds 10,101 Shares, which, in the aggregate, beneficially own 542,326 or more than 10% of the Shares.

F2 · ownership.nature: FJ Capital sold (a) 114,138 Shares on behalf of FOF; and (b) 5,154 Shares on behalf of the SMA (together with the Shares sold on behalf of FOF, collectively, the "Disposed Shares"). As a consequence of the sale of the Disposed Shares, FJ Capital's aggregate beneficial ownership is 423,034 of the issued and outstanding Shares or less than 10% of the Shares.

F3 · ownership.nature: The Reporting Person, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by the Funds and the SMA. Mr. Friedman disclaims beneficial ownership of the Shares reported herein, and this report shall not be deemed an admission of beneficial ownership of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001171520-22-000228 · eps10053_friedman.xml · nonDerivative · entry 2

Friedman Martin S. · CIK 0001449556 · 10% owner · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 423,034

F1 · ownership.nature: Martin S Friedman ("Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF"), Financial Hybrid Opportunity Fund LLC ("FHOF"), and Financial Hybrid Opportunity SPV 1 LLC ("HSPV"), (FOF, FHOF and HSPV, collectively, the "Funds") and investment adviser to a separately managed account ("SMA"), each of which beneficially owns shares of common stock of the Issuer ("Shares). FOF holds 223,712 Shares, (ii) FHOF holds 136,909 Shares, (iii) HSPV holds 171,604 Shares, and (iv) the SMA holds 10,101 Shares, which, in the aggregate, beneficially own 542,326 or more than 10% of the Shares.

F2 · ownership.nature: FJ Capital sold (a) 114,138 Shares on behalf of FOF; and (b) 5,154 Shares on behalf of the SMA (together with the Shares sold on behalf of FOF, collectively, the "Disposed Shares"). As a consequence of the sale of the Disposed Shares, FJ Capital's aggregate beneficial ownership is 423,034 of the issued and outstanding Shares or less than 10% of the Shares.

F3 · ownership.nature: The Reporting Person, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by the Funds and the SMA. Mr. Friedman disclaims beneficial ownership of the Shares reported herein, and this report shall not be deemed an admission of beneficial ownership of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001171520-22-000228 · eps10053_friedman.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · 10% owner · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 423,034

F1 · ownership.nature: Martin S Friedman ("Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF"), Financial Hybrid Opportunity Fund LLC ("FHOF"), and Financial Hybrid Opportunity SPV 1 LLC ("HSPV"), (FOF, FHOF and HSPV, collectively, the "Funds") and investment adviser to a separately managed account ("SMA"), each of which beneficially owns shares of common stock of the Issuer ("Shares). FOF holds 223,712 Shares, (ii) FHOF holds 136,909 Shares, (iii) HSPV holds 171,604 Shares, and (iv) the SMA holds 10,101 Shares, which, in the aggregate, beneficially own 542,326 or more than 10% of the Shares.

F2 · ownership.nature: FJ Capital sold (a) 114,138 Shares on behalf of FOF; and (b) 5,154 Shares on behalf of the SMA (together with the Shares sold on behalf of FOF, collectively, the "Disposed Shares"). As a consequence of the sale of the Disposed Shares, FJ Capital's aggregate beneficial ownership is 423,034 of the issued and outstanding Shares or less than 10% of the Shares.

F3 · ownership.nature: The Reporting Person, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by the Funds and the SMA. Mr. Friedman disclaims beneficial ownership of the Shares reported herein, and this report shall not be deemed an admission of beneficial ownership of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001420506-21-001331 · doc4_960.xml · nonDerivative · entry 2

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,052

F1 · ownership.nature: Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF") and investment adviser to a separately managed account ("SMA"), each of which beneficially owns shares of the common stock of the issuer (the "Shares"). As a consequence of a stock repurchase by the issuer, FOF and the SMA, in the aggregate, beneficially became owners of 10% or more of the Shares. Therefore, (a) on behalf of FOF, FJ Capital sold 34,175 Shares and (b) on behalf of the SMA, FJ Capital sold 15,825 Shares (collectively, the "Disposed Shares") in order to reduce the aggregate beneficial ownership of the Shares by FOF and the SMA to less than 10% of the issued and outstanding Shares.

F2 · ownership.nature: The sale by FJ Capital on behalf of FOF and the SMA of the Disposed Shares was necessitated solely for the purpose of reducing the aggregate amount of the Shares controlled by FOF and the SMA as a consequence of the stock repurchase by the issuer in order to avoid FOF and the SMA being deemed to be bank holding companies pursuant to the Bank Holding Company Act of 1956, as amended, and the rules promulgated pursuant thereto by the Board of Governors of the Federal Reserve System.

F3 · ownership.nature: Martin S. Friedman, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by FOF and the SMA. The Reporting Person disclaims beneficial ownership of the securities referred to in this Form 4 except to the extent of the Reporting Person's pecuniary interest in such securities, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.

SEC source: 0001420506-21-001331 · doc4_960.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 215,531

F1 · ownership.nature: Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF") and investment adviser to a separately managed account ("SMA"), each of which beneficially owns shares of the common stock of the issuer (the "Shares"). As a consequence of a stock repurchase by the issuer, FOF and the SMA, in the aggregate, beneficially became owners of 10% or more of the Shares. Therefore, (a) on behalf of FOF, FJ Capital sold 34,175 Shares and (b) on behalf of the SMA, FJ Capital sold 15,825 Shares (collectively, the "Disposed Shares") in order to reduce the aggregate beneficial ownership of the Shares by FOF and the SMA to less than 10% of the issued and outstanding Shares.

F2 · ownership.nature: The sale by FJ Capital on behalf of FOF and the SMA of the Disposed Shares was necessitated solely for the purpose of reducing the aggregate amount of the Shares controlled by FOF and the SMA as a consequence of the stock repurchase by the issuer in order to avoid FOF and the SMA being deemed to be bank holding companies pursuant to the Bank Holding Company Act of 1956, as amended, and the rules promulgated pursuant thereto by the Board of Governors of the Federal Reserve System.

F3 · ownership.nature: Martin S. Friedman, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by FOF and the SMA. The Reporting Person disclaims beneficial ownership of the securities referred to in this Form 4 except to the extent of the Reporting Person's pecuniary interest in such securities, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.

SEC source: 0001104659-21-109269 · tm2125836d1_4.xml · derivative · entry 2

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common stock, par value $0.0001 · 12,500 shares

Expires not disclosed

F1 · security: The shares of Class A common stock are held as part of the public units ("Public Units") of Aldel Financial Inc. (the "Company"), with each Public Unit consisting of one share of Class A common stock, par value $0.0001 per share ("Common Stock") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants").

F2 · price: The Public Units were purchased for $10.00 per unit.

F3 · derivative.exercise_date: The Warrants included in the Public Units will become exercisable at any time commencing on the later of (a) 12 months from April 12, 2021, the closing date of the Company's initial public offering, or (b) 30 days after the completion of the Company's initial business combination.

F4 · derivative.expiration_date: The Warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.

SEC source: 0001104659-21-109269 · tm2125836d1_4.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · security: The shares of Class A common stock are held as part of the public units ("Public Units") of Aldel Financial Inc. (the "Company"), with each Public Unit consisting of one share of Class A common stock, par value $0.0001 per share ("Common Stock") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants").

F2 · price: The Public Units were purchased for $10.00 per unit.

SEC source: 0001420506-20-000745 · doc4_837.xml · nonDerivative · entry 2

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,222,062

F1 · ownership.nature: Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member and investment adviser to Financial Opportunity Fund LLC ("FOF"), Financial Opportunity Long/Short Fund LLC ("FLS"), an investment adviser to a separately managed account ("SMA) and a sub-investment advisor to Bridge Equities XI, LLC ("BEXI"), each of which beneficially owns shares of the common stock of the issuer (the "Shares"). As a consequence of a stock repurchase by the issuer, FOF, FLS, the SMA and BEXI, in the aggregate, beneficially became owners of 10% or more of the Shares.

F2 · ownership.nature: Therefore, (a) on behalf of FOF, FLS, FJ Capital sold 25,096 Shares, (b) on behalf of the SMA, FJ Capital sold 1,707 Shares, and (c) on behalf of BEXI, FJ Capital sold 3,197 Shares (collectively, the "Disposed Shares") in order to reduce the aggregate beneficial ownership of the Shares by FOF, FLS, the SMA and BEXI to less than 10% of the issued and outstanding Shares.

F3 · ownership.nature: The sale by FJ Capital on behalf of FOF, FLS, the SMA, and BEXI of the Disposed Shares was necessitated solely for the purpose of reducing the aggregate amount of the Shares controlled FOF, FLS, the SMA, and BEXI as a consequence of the stock repurchase by the issuer in order to avoid FOF, FLS, the SMA, and BEXI being deemed to be bank holding companies pursuant to the Bank Holding Company Act of 1956, as amended, and the rules promulgated pursuant thereto by the Board of Governors of the Federal Reserve System.

F4 · ownership.nature: Martin S. Friedman, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by FOF, FLS, the SMA, and BEXI. The Reporting Person disclaims beneficial ownership of the securities referred to in this Form 4 except to the extent of the Reporting Person's pecuniary interest in such securities, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.

SEC source: 0001420506-20-000745 · doc4_837.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,238,034

F1 · ownership.nature: Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member and investment adviser to Financial Opportunity Fund LLC ("FOF"), Financial Opportunity Long/Short Fund LLC ("FLS"), an investment adviser to a separately managed account ("SMA) and a sub-investment advisor to Bridge Equities XI, LLC ("BEXI"), each of which beneficially owns shares of the common stock of the issuer (the "Shares"). As a consequence of a stock repurchase by the issuer, FOF, FLS, the SMA and BEXI, in the aggregate, beneficially became owners of 10% or more of the Shares.

F2 · ownership.nature: Therefore, (a) on behalf of FOF, FLS, FJ Capital sold 25,096 Shares, (b) on behalf of the SMA, FJ Capital sold 1,707 Shares, and (c) on behalf of BEXI, FJ Capital sold 3,197 Shares (collectively, the "Disposed Shares") in order to reduce the aggregate beneficial ownership of the Shares by FOF, FLS, the SMA and BEXI to less than 10% of the issued and outstanding Shares.

F3 · ownership.nature: The sale by FJ Capital on behalf of FOF, FLS, the SMA, and BEXI of the Disposed Shares was necessitated solely for the purpose of reducing the aggregate amount of the Shares controlled FOF, FLS, the SMA, and BEXI as a consequence of the stock repurchase by the issuer in order to avoid FOF, FLS, the SMA, and BEXI being deemed to be bank holding companies pursuant to the Bank Holding Company Act of 1956, as amended, and the rules promulgated pursuant thereto by the Board of Governors of the Federal Reserve System.

F4 · ownership.nature: Martin S. Friedman, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by FOF, FLS, the SMA, and BEXI. The Reporting Person disclaims beneficial ownership of the securities referred to in this Form 4 except to the extent of the Reporting Person's pecuniary interest in such securities, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.

SEC source: 0001420506-20-000679 · doc4_804.xml · nonDerivative · entry 2

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 29,355

F1 · ownership.nature: Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF") and investment adviser to a separately managed account ("SMA"), each of which beneficially owns shares of the common stock of the issuer (the "Shares"). As a consequence of a stock repurchase by the issuer, FOF and the SMA, in the aggregate, beneficially became owners of 10% or more of the Shares. Therefore, (a) on behalf of FOF, FJ Capital sold 10,834 Shares and (b) on behalf of the SMA, FJ Capital sold 1,166 Shares (collectively, the "Disposed Shares") in order to reduce the aggregate beneficial ownership of the Shares by FOF and the SMA to less than 10% of the issued and outstanding Shares.

F2 · ownership.nature: The sale by FJ Capital on behalf of FOF and the SMA of the Disposed Shares was necessitated solely for the purpose of reducing the aggregate amount of the Shares controlled by FOF and the SMA as a consequence of the stock repurchase by the issuer in order to avoid FOF and the SMA being deemed to be bank holding companies pursuant to the Bank Holding Company Act of 1956, as amended, and the rules promulgated pursuant thereto by the Board of Governors of the Federal Reserve System.

F3 · ownership.nature: Martin S. Friedman, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by FOF and the SMA. The Reporting Person disclaims beneficial ownership of the securities referred to in this Form 4 except to the extent of the Reporting Person's pecuniary interest in such securities, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.

SEC source: 0001420506-20-000679 · doc4_804.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 272,728

F1 · ownership.nature: Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF") and investment adviser to a separately managed account ("SMA"), each of which beneficially owns shares of the common stock of the issuer (the "Shares"). As a consequence of a stock repurchase by the issuer, FOF and the SMA, in the aggregate, beneficially became owners of 10% or more of the Shares. Therefore, (a) on behalf of FOF, FJ Capital sold 10,834 Shares and (b) on behalf of the SMA, FJ Capital sold 1,166 Shares (collectively, the "Disposed Shares") in order to reduce the aggregate beneficial ownership of the Shares by FOF and the SMA to less than 10% of the issued and outstanding Shares.

F2 · ownership.nature: The sale by FJ Capital on behalf of FOF and the SMA of the Disposed Shares was necessitated solely for the purpose of reducing the aggregate amount of the Shares controlled by FOF and the SMA as a consequence of the stock repurchase by the issuer in order to avoid FOF and the SMA being deemed to be bank holding companies pursuant to the Bank Holding Company Act of 1956, as amended, and the rules promulgated pursuant thereto by the Board of Governors of the Federal Reserve System.

F3 · ownership.nature: Martin S. Friedman, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by FOF and the SMA. The Reporting Person disclaims beneficial ownership of the securities referred to in this Form 4 except to the extent of the Reporting Person's pecuniary interest in such securities, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.

SEC source: 0001312109-19-000046 · wf-form4_157438619311647.xml · derivative · entry 4

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,292

Underlying: Class A Common Stock · 2,292 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that vest on the vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.

F3 · derivative.expiration_date: The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that vest on the vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.

SEC source: 0001312109-19-000023 · wf-form4_157417409184148.xml · nonDerivative · entry 3

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Wilson Fund SPC Ltd - FJ Fund SP

Disclosed balance after: 16,033

F1 · shares: Represents shares of Common Stock sold to the underwriters pursuant to their exercise of an option to purchase additional shares in the Issuer's initial public offering ("IPO"). The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.

SEC source: 0001312109-19-000023 · wf-form4_157417409184148.xml · nonDerivative · entry 2

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Financial Opportunity Fund LLC

Disclosed balance after: 141,667

F1 · shares: Represents shares of Common Stock sold to the underwriters pursuant to their exercise of an option to purchase additional shares in the Issuer's initial public offering ("IPO"). The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.

SEC source: 0001312109-19-000023 · wf-form4_157417409184148.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Bridge Equities V, LLC

Disclosed balance after: 857,692

F1 · shares: Represents shares of Common Stock sold to the underwriters pursuant to their exercise of an option to purchase additional shares in the Issuer's initial public offering ("IPO"). The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.

SEC source: 0001312109-19-000017 · wf-form4_157375699061464.xml · nonDerivative · entry 3

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Wilson Fund SPC Ltd - FJ Fund SP

Disclosed balance after: 17,579

F1 · shares: Represents shares of Class A Common Stock sold to the underwriters in the initial public offering ("IPO") of the Issuer, which closed on November 12, 2019. The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.

SEC source: 0001312109-19-000017 · wf-form4_157375699061464.xml · nonDerivative · entry 2

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Financial Opportunity Fund LLC

Disclosed balance after: 155,460

F1 · shares: Represents shares of Class A Common Stock sold to the underwriters in the initial public offering ("IPO") of the Issuer, which closed on November 12, 2019. The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.

SEC source: 0001312109-19-000017 · wf-form4_157375699061464.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Bridge Equities V, LLC

Disclosed balance after: 906,268

F1 · shares: Represents shares of Class A Common Stock sold to the underwriters in the initial public offering ("IPO") of the Issuer, which closed on November 12, 2019. The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.

SEC source: 0001209191-19-007498 · doc4.xml · derivative · entry 6

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 4,625 shares

Expires 2023-06-28

F7 · price: This option was converted into an option to purchase 3,468 shares of Union common stock for $38.56 per share.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of issuer's common stock that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into a stock option to purchase shares of Union common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Except as otherwise set forth in this Form 4, each such stock option was already fully vested and exercisable or became fully vested and exercisable in connection with the Merger.

SEC source: 0001209191-19-007498 · doc4.xml · derivative · entry 5

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 2,093 shares

Expires 2023-03-15

F6 · price: This option was converted into an option to purchase 1,569 shares of Union common stock for $39.35 per share.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of issuer's common stock that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into a stock option to purchase shares of Union common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Except as otherwise set forth in this Form 4, each such stock option was already fully vested and exercisable or became fully vested and exercisable in connection with the Merger.

SEC source: 0001209191-19-007498 · doc4.xml · derivative · entry 4

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 5,000 shares

Expires 2022-02-23

F5 · price: This option was converted into an option to purchase 3,750 shares of Union common stock for $37.10 per share.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of issuer's common stock that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into a stock option to purchase shares of Union common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Except as otherwise set forth in this Form 4, each such stock option was already fully vested and exercisable or became fully vested and exercisable in connection with the Merger.

SEC source: 0001209191-19-007498 · doc4.xml · derivative · entry 3

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 5,000 shares

Expires 2021-01-21

F4 · price: This option was converted into an option to purchase 3,750 shares of Union common stock for $24.43 per share.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of issuer's common stock that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into a stock option to purchase shares of Union common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Except as otherwise set forth in this Form 4, each such stock option was already fully vested and exercisable or became fully vested and exercisable in connection with the Merger.

SEC source: 0001209191-19-007498 · doc4.xml · derivative · entry 2

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 5,000 shares

Expires 2020-01-21

F3 · price: This option was converted into an option to purchase 3,750 shares of Union common stock for $23.95 per share.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of issuer's common stock that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into a stock option to purchase shares of Union common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Except as otherwise set forth in this Form 4, each such stock option was already fully vested and exercisable or became fully vested and exercisable in connection with the Merger.

SEC source: 0001209191-19-007498 · doc4.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Reorganization between Union Bankshares Corporation ("Union") and issuer, dated October 4, 2018, as amended on December 7, 2018 (the "Merger Agreement"), pursuant to which the issuer was merged with and into Union effective February 1, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of common stock of the issuer was converted into 0.75 shares of Union common stock, with cash paid in lieu of fractional shares. As a result of the Merger, the reporting person no longer beneficially owns directly or indirectly any shares of common stock of the issuer.

SEC source: 0001209191-19-005204 · doc4.xml · derivative · entry 2

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 5,000 shares

Expires 2019-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in four equal installments as follows: 25% on 01/22/2015; 25% on 01/22/2016; 25% on 01/22/2017; and 25% on 01/22/2018.

SEC source: 0001209191-19-005204 · doc4.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,535.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-040401 · doc4.xml · derivative · entry 1

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,625

Underlying: common stock · 4,625 shares

Expires 2023-06-28

F1 · derivative.exercise_date: The option vests in four equal installments as follows: 25% on 6/28/2019; 25% on 6/28/2020; 25% on 6/28/2021; and 25% on 6/28/2022.

SEC source: 0001209191-18-019989 · doc4.xml · derivative · entry 1

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,093

Underlying: common stock · 2,093 shares

Expires 2023-03-15

F1 · derivative.exercise_date: The option vests in four equal installments as follows: 25% on 03/15/2019; 25% on 03/15/2020; 25% on 03/15/2021; and 25% on 03/15/2022.

SEC source: 0001209191-18-005431 · doc4.xml · derivative · entry 2

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 4,000 shares

Expires 2018-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in four equal installments as follows: 25% on 01/28/2014; 25% on 01/28/2015; 25% on 01/28/2016; and 25% on 01/28/2017.

SEC source: 0001209191-18-005431 · doc4.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,535.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-018324 · doc4.xml · derivative · entry 1

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: common stock · 5,000 shares

Expires 2022-02-23

F1 · derivative.exercise_date: The option vests in four equal installments as follows: 25% on 02/23/2018; 25% on 02/23/2019; 25% on 02/23/2020; and 25% on 2/23/2021.

SEC source: 0001209191-17-006202 · doc4.xml · derivative · entry 2

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 5,000 shares

Expires 2017-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in four equal installments as follows: 25% on 01/31/2013; 25% on 01/31/2014; 25% on 01/31/2015; and 25% on 01/31/2016.

SEC source: 0001209191-17-006202 · doc4.xml · nonDerivative · entry 1

Friedman Martin S. · CIK 0001449556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,535.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.