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Nasdaq · USD

RRGB

RED ROBIN GOURMET BURGERS INC

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6468
SEC CIK
0001171759
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422

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202604
Apr 202601
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2022 Filed Mar 17, 2022 17:54 UTC
Buchmeier MichaelCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 15 $17.86 $267.90
Disclosure

SEC source: 0001415889-22-003096 · form4-03172022_100341.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,542

F1 · shares: In connection with the vesting of 46 time-based restricted stock units which were granted on March 15, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 15 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 9,606 shares subject to vesting and forfeiture restrictions.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:52 UTC
Belhumeur Kristi ACHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 22 $17.10 $376.20
Disclosure

SEC source: 0001415889-22-001680 · form4-02232022_010251.xml · nonDerivative · entry 1

Belhumeur Kristi A · CIK 0001806353 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,121

F1 · shares: On March 19, 2019, the reporting person received a grant of performance share units (PSUs) representing 1,504 shares of the issuer's common stock (at target) under the issuer's 2017 Performance Incentive Plan, as amended. The PSUs cliff vest at the end of a three year performance cycle with the number of PSUs earned determined based on achievement of performance objectives approved by the issuer's Compensation Committee for each year in the performance cycle. On February 5, 2020, the issuer's Compensation Committee determined that the objectives for the first tranche were achieved, resulting in 67 shares being earned by the reporting person, as previously reported. No shares were earned with respect to the second and third tranches. In connection with the vesting of and issuance of such 67 shares, the reporting person sold 22 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 5,440 shares subject to vesting and forfeiture restrictions.

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February 18, 2022 Filed Feb 23, 2022 21:43 UTC
Kaplan Michael L.CHIEF LEGAL OFFICER
Tax withholdingCommon Stock 94 $17.10 $1,607.40
Disclosure

SEC source: 0001415889-22-001676 · form4-02232022_010251.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,498

F1 · shares: On March 19, 2019, the reporting person received a grant of performance share units (PSUs) representing 7,486 shares of the issuer's common stock (at target) under the issuer's 2017 Performance Incentive Plan, as amended. The PSUs cliff vest at the end of a three year performance cycle with the number of PSUs earned determined based on achievement of performance objectives approved by the issuer's Compensation Committee for each year in the performance cycle. On February 5, 2020, the issuer's Compensation Committee determined that the objectives for the first tranche were achieved, resulting in 335 shares being earned by the reporting person, as previously reported. No shares were earned with respect to the second and third tranches. In connection with the vesting of and issuance of such 335 shares, the reporting person sold 94 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 12,354 shares subject to vesting and forfeiture restrictions.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:48 UTC
Buchmeier MichaelCHIEF PEOPLE OFFICER
Tax withholdingCommon Stock 22 $17.10 $376.20
Disclosure

SEC source: 0001415889-22-001678 · form4-02232022_010246.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,557

F1 · shares: On March 19, 2019, the reporting person received a grant of performance share units (PSUs) representing 1,449 shares of the issuer's common stock (at target) under the issuer's 2017 Performance Incentive Plan, as amended. The PSUs cliff vest at the end of a three year performance cycle with the number of PSUs earned determined based on achievement of performance objectives approved by the issuer's Compensation Committee for each year in the performance cycle. On February 5, 2020, the issuer's Compensation Committee determined that the objectives for the first tranche were achieved, resulting in 65 shares being earned by the reporting person, as previously reported. No shares were earned with respect to the second and third tranches. In connection with the vesting of and issuance of such 65 shares, the reporting person sold 22 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 9,668 shares subject to vesting and forfeiture restrictions.

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February 18, 2022 Filed Feb 23, 2022 21:40 UTC
MUHTAR JONATHAN A.CHIEF CONCEPT OFFICER
Tax withholdingCommon Stock 170 $17.10 $2,907.00
Disclosure

SEC source: 0001415889-22-001674 · form4-02232022_010237.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · CHIEF CONCEPT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,543

F1 · shares: On March 19, 2019, the reporting person received a grant of performance share units (PSUs) representing 13,559 shares of the issuer's common stock (at target) under the issuer's 2017 Performance Incentive Plan, as amended. The PSUs cliff vest at the end of a three year performance cycle with the number of PSUs earned determined based on achievement of performance objectives approved by the issuer's Compensation Committee for each year in the performance cycle. On February 5, 2020, the issuer's Compensation Committee determined that the objectives for the first tranche were achieved, resulting in 608 shares being earned by the reporting person, as previously reported. No shares were earned with respect to the second and third tranches. In connection with the vesting of and issuance of such 608 shares, the reporting person sold 170 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 19,328 shares subject to vesting and forfeiture restrictions.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:35 UTC
Schweinfurth Lynn SCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 159 $17.10 $2,718.90
Disclosure

SEC source: 0001415889-22-001672 · form4-02232022_010223.xml · nonDerivative · entry 1

Schweinfurth Lynn S · CIK 0001304686 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,668

F1 · shares: On March 19, 2019, the reporting person received a grant of performance share units (PSUs) representing 12,306 shares of the issuer's common stock (at target) under the issuer's 2017 Performance Incentive Plan, as amended. The PSUs cliff vest at the end of a three year performance cycle with the number of PSUs earned determined based on achievement of performance objectives approved by the issuer's Compensation Committee for each year in the performance cycle. On February 5, 2020, the issuer's Compensation Committee determined that the objectives for the first tranche were achieved, resulting in 552 shares being earned by the reporting person, as previously reported. No shares were earned with respect to the second and third tranches. In connection with the vesting of and issuance of such 552 shares, the reporting person sold 159 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 24,240 shares subject to vesting and forfeiture restrictions.

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February 04, 2022 Filed Feb 8, 2022 16:02 UTC
Schweinfurth Lynn SCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 2,800 $14.73 $41,244.00
Disclosure

SEC source: 0001415889-22-001156 · form4-02082022_080222.xml · nonDerivative · entry 1

Schweinfurth Lynn S · CIK 0001304686 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,827

F1 · balance_after: In connection with the vesting of 8,373 time based restricted stock units which were granted on February 4, 2019, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 2,800 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with 16b-3(d)(1) of the Exchange Act, and as such, is exempt from Section 16(b) pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 21,738 shares subject to vesting and forfeiture restrictions.

Read SEC document
December 06, 2021 Filed Feb 17, 2022 17:02 UTC
Davis Geoffrey WayneCHIEF HUMAN RESOURCE OFFICER
GrantCommon Stock 8,090 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001466 · form5-02172022_090203.xml · nonDerivative · entry 1

Davis Geoffrey Wayne · CIK 0001897682 · CHIEF HUMAN RESOURCE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,240

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to cliff vest on the third anniversary of the date of grant. The closing price on the date of grant, December 6, 2021, was $17.18.

F2 · balance_after: Consists of restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:36 UTC
Buchmeier MichaelChief People Officer
Tax withholdingCommon Stock 914 $24.06 $21,990.84
Disclosure

SEC source: 0001179110-21-009206 · edgar.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,579

F1 · shares: In connection with the vesting of 3,163 time-based restricted stock units which were granted on October 1, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 914 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 9,717 shares subject to vesting and forfeiture restrictions.

Read SEC document
September 06, 2021 Filed Sep 7, 2021 20:55 UTC
Buchmeier MichaelChief People Officer
Tax withholdingCommon Stock 160 $24.10 $3,856.00
Disclosure

SEC source: 0001179110-21-008640 · edgar.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,493

F1 · shares: In connection with the vesting of 554 time-based restricted stock units which were granted on September 6, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 160 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 12,880 shares subject to vesting and forfeiture restrictions.

Read SEC document
August 24, 2021 Filed Aug 24, 2021 20:56 UTC
MURPHY PAUL J B IIIDirector · President and CEO
PurchaseCommon Stock 10,000 $22.57 $225,700.00
Disclosure

SEC source: 0001179110-21-008381 · edgar.xml · nonDerivative · entry 1

MURPHY PAUL J B III · CIK 0001274078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 20,000

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.20 to $22.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held indirectly by the reporting person in the Murphy Family Trust, of which Mr. Murphy and his wife are trustees.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 20:42 UTC
Buchmeier MichaelChief People Officer
PurchaseCommon Stock 1,118 $22.06 $24,663.08
Disclosure

SEC source: 0001179110-21-008372 · edgar.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,653

F1 · balance_after: Includes 13,434 shares subject to vesting and forfeiture restrictions.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 20:49 UTC
Schweinfurth Lynn SChief Financial Officer
PurchaseCommon Stock 5,000 $21.75 $108,750.00
Disclosure

SEC source: 0001179110-21-008376 · edgar.xml · nonDerivative · entry 1

Schweinfurth Lynn S · CIK 0001304686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,627

F1 · balance_after: Includes 30,663 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:27 UTC
Belhumeur Kristi AChief Accounting Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 996 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001179110-21-006171 · edgar.xml · derivative · entry 4

Belhumeur Kristi A · CIK 0001806353 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 996 shares

Expires 2030-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of the options are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:27 UTC
Belhumeur Kristi AChief Accounting Officer
SaleCommon Stock 1,511 $35.51 $53,655.61
Disclosure

SEC source: 0001179110-21-006171 · edgar.xml · nonDerivative · entry 3

Belhumeur Kristi A · CIK 0001806353 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,143

F1 · balance_after: Includes 7,143 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:27 UTC
Belhumeur Kristi AChief Accounting Officer
SaleCommon Stock 996 $35.44 $35,298.24
Disclosure

SEC source: 0001179110-21-006171 · edgar.xml · nonDerivative · entry 2

Belhumeur Kristi A · CIK 0001806353 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,654

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:27 UTC
Belhumeur Kristi AChief Accounting Officer
Exercise / conversionCommon Stock 996 $12.61 $12,559.56
Disclosure

SEC source: 0001179110-21-006171 · edgar.xml · nonDerivative · entry 1

Belhumeur Kristi A · CIK 0001806353 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:04 UTC GrantCommon Stock 3,201 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005728 · edgar.xml · nonDerivative · entry 1

LUMPKIN STEVE · CIK 0001018555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,201

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 3,201 restricted stock units subject to vesting and forfeiture restrictions

Read SEC document
May 20, 2021 Filed May 21, 2021 21:11 UTC GrantCommon Stock 3,734 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005734 · edgar.xml · nonDerivative · entry 1

Varnado Anddria · CIK 0001757895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,734

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. The grant includes a pro-rated amount for services provided from appointment date to the 2021 annual stockholders meeting. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 3,734 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:08 UTC GrantCommon Stock 3,201 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005732 · edgar.xml · nonDerivative · entry 1

Page Allison A. · CIK 0001803514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,558

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 3,201 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:06 UTC
PACE DAVIDDirector
GrantCommon Stock 3,201 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005730 · edgar.xml · nonDerivative · entry 1

PACE DAVID · CIK 0001181108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,957

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 3,201 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:02 UTC GrantCommon Stock 3,201 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005726 · edgar.xml · nonDerivative · entry 1

Kaufman Glenn B. · CIK 0001497484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,702

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 3,201 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:59 UTC
Kalen HolmesDirector
GrantCommon Stock 3,201 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005724 · edgar.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,043

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 3,201 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:57 UTC GrantCommon Stock 3,201 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005722 · edgar.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,969

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 3,201 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:55 UTC GrantCommon Stock 3,201 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005720 · edgar.xml · nonDerivative · entry 1

DUNAWAY CAMBRIA W · CIK 0001379586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,268

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 3,201 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:53 UTC GrantCommon Stock 3,201 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005718 · edgar.xml · nonDerivative · entry 1

Conforti Thomas G. · CIK 0001258294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,757

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 3,201 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:50 UTC GrantCommon Stock 3,201 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005716 · edgar.xml · nonDerivative · entry 1

Ackil Anthony S · CIK 0001808157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,264

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 3,201 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:42 UTC
Buchmeier MichaelChief People Officer
GrantCommon Stock 5,369 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005712 · edgar.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,535

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 13,434 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:45 UTC
Belhumeur Kristi AChief Accounting Officer
GrantCommon Stock 3,504 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005714 · edgar.xml · nonDerivative · entry 1

Belhumeur Kristi A · CIK 0001806353 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,654

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 7,143 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:38 UTC
Morse DarlaChief Information Officer
GrantCommon Stock 3,986 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005710 · edgar.xml · nonDerivative · entry 1

Morse Darla · CIK 0001855464 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,753

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 7,753 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:35 UTC
Kaplan Michael L.Chief Legal Officer
GrantCommon Stock 7,520 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005708 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,592

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 15,781 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:33 UTC
MUHTAR JONATHAN A.Chief Concept Officer
GrantCommon Stock 10,560 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005706 · edgar.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · Chief Concept Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,713

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 23,519 shares subject to vesting and forfeiture restrictions.

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May 19, 2021 Filed May 21, 2021 20:29 UTC
Schweinfurth Lynn SChief Financial Officer
GrantCommon Stock 11,090 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005704 · edgar.xml · nonDerivative · entry 1

Schweinfurth Lynn S · CIK 0001304686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,627

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 30,663 shares subject to vesting and forfeiture restrictions.

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May 19, 2021 Filed May 21, 2021 20:27 UTC
MURPHY PAUL J B IIIDirector · President and CEO
GrantCommon Stock 45,779 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005702 · edgar.xml · nonDerivative · entry 1

MURPHY PAUL J B III · CIK 0001274078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,523

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 138,409 shares subject to vesting and forfeiture restrictions.

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April 19, 2021 Filed Apr 20, 2021 23:44 UTC
Morse DarlaChief Information Officer
GrantCommon Stock 3,767 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004525 · edgar.xml · nonDerivative · entry 1

Morse Darla · CIK 0001855464 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 3,767 shares subject to vesting and forfeiture restrictions.

Read SEC document
April 03, 2021 Filed Apr 6, 2021 01:14 UTC
Schweinfurth Lynn SChief Financial Officer
Tax withholdingCommon Stock 341 $37.84 $12,903.44
Disclosure

SEC source: 0001179110-21-004233 · edgar.xml · nonDerivative · entry 1

Schweinfurth Lynn S · CIK 0001304686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,537

F1 · shares: In connection with the vesting of 1,181 time based restricted stock units which were granted on April 3, 2019, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 341 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with 16b-3(d)(1) of the Exchange Act, and as such, is exempt from Section 16(b) pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 19,573 shares subject to vesting and forfeiture restrictions.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 00:21 UTC
Belhumeur Kristi AChief Accounting Officer
Tax withholdingCommon Stock 352 $37.84 $13,319.68
Disclosure

SEC source: 0001179110-21-003979 · edgar.xml · nonDerivative · entry 1

Belhumeur Kristi A · CIK 0001806353 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,150

F1 · shares: In connection with the vesting of 1,085 time-based restricted stock units which were granted on April 1, 2020 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 352 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 3,639 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 21:22 UTC SaleCommon Stock 2,811 $39.17 $110,106.87
Disclosure

SEC source: 0001179110-21-003900 · edgar.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,768

F1 · balance_after: Includes 7,768 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 21:26 UTC
MURPHY PAUL J B IIIDirector · President and CEO
Tax withholdingCommon Stock 6,712 $38.86 $260,828.32
Disclosure

SEC source: 0001179110-21-003822 · edgar.xml · nonDerivative · entry 1

MURPHY PAUL J B III · CIK 0001274078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,744

F1 · shares: In connection with the vesting of 19,826 time based restricted stock units which were granted on March 25, 2020, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 6,712 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with 16b-3(d)(1) of the Exchange Act, and as such, is exempt from Section 16(b) pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 92,630 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 21:28 UTC
Schweinfurth Lynn SChief Financial Officer
Tax withholdingCommon Stock 1,166 $38.86 $45,310.76
Disclosure

SEC source: 0001179110-21-003824 · edgar.xml · nonDerivative · entry 1

Schweinfurth Lynn S · CIK 0001304686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,878

F1 · shares: In connection with the vesting of 4,038 time based restricted stock units which were granted on March 25, 2020, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 1,166 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with 16b-3(d)(1) of the Exchange Act, and as such, is exempt from Section 16(b) pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 20,754 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 21:23 UTC
MUHTAR JONATHAN A.Chief Concept Officer
Tax withholdingCommon Stock 1,232 $38.86 $47,875.52
Disclosure

SEC source: 0001179110-21-003820 · edgar.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · Chief Concept Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,153

F1 · shares: In connection with the vesting of 4,264 time-based restricted stock units which were granted on March 25, 2020 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 1,232 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 12,959 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 21:20 UTC
Kaplan Michael L.Chief Legal Officer
Tax withholdingCommon Stock 840 $38.86 $32,642.40
Disclosure

SEC source: 0001179110-21-003818 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,072

F1 · shares: In connection with the vesting of 2,908 time-based restricted stock units which were granted on March 25, 2020 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 840 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 8,261 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 21:17 UTC
Buchmeier MichaelChief People Officer
Tax withholdingCommon Stock 396 $38.86 $15,388.56
Disclosure

SEC source: 0001179110-21-003816 · edgar.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,166

F1 · shares: In connection with the vesting of 1,388 time-based restricted stock units which were granted on March 25, 2020 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 396 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 8,065 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 21:14 UTC
Belhumeur Kristi AChief Accounting Officer
Tax withholdingCommon Stock 169 $38.86 $6,567.34
Disclosure

SEC source: 0001179110-21-003814 · edgar.xml · nonDerivative · entry 1

Belhumeur Kristi A · CIK 0001806353 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,502

F1 · shares: In connection with the vesting of 496 time-based restricted stock units which were granted on March 25, 2020 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 169 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 4,724 shares subject to vesting and forfeiture restrictions

Read SEC document
March 19, 2021 Filed Mar 22, 2021 21:33 UTC
MUHTAR JONATHAN A.Chief Concept Officer
Tax withholdingCommon Stock 482 $39.37 $18,976.34
Disclosure

SEC source: 0001179110-21-003683 · edgar.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · Chief Concept Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,385

F1 · shares: In connection with the vesting of 1,670 time-based restricted stock units which were granted on March 19, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 482 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 17,223 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 21:24 UTC
Kaplan Michael L.Chief Legal Officer
Tax withholdingCommon Stock 261 $39.37 $10,275.57
Disclosure

SEC source: 0001179110-21-003671 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,912

F1 · shares: In connection with the vesting of 922 time-based restricted stock units which were granted on March 19, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 261 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 11,169 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 21:22 UTC
Buchmeier MichaelChief People Officer
Tax withholdingCommon Stock 49 $39.37 $1,929.13
Disclosure

SEC source: 0001179110-21-003669 · edgar.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,562

F1 · shares: In connection with the vesting of 178 time-based restricted stock units which were granted on March 19, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 49 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 9,453 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 21:17 UTC
Belhumeur Kristi AChief Accounting Officer
Tax withholdingCommon Stock 63 $39.37 $2,480.31
Disclosure

SEC source: 0001179110-21-003667 · edgar.xml · nonDerivative · entry 1

Belhumeur Kristi A · CIK 0001806353 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,671

F1 · shares: In connection with the vesting of 185 time-based restricted stock units which were granted on March 19, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 63 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 5,220 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:21 UTC
MUHTAR JONATHAN A.Chief Concept Officer
Tax withholdingCommon Stock 140 $41.14 $5,759.60
Disclosure

SEC source: 0001179110-21-003561 · edgar.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · Chief Concept Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,867

F1 · shares: In connection with the vesting of 485 time-based restricted stock units which were granted on March 15, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 140 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 18,893 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:15 UTC
Buchmeier MichaelChief People Officer
Tax withholdingCommon Stock 13 $41.14 $534.82
Disclosure

SEC source: 0001179110-21-003557 · edgar.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,611

F1 · shares: In connection with the vesting of 47 time-based restricted stock units which were granted on March 15, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 13 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 9,631 shares subject to vesting and forfeiture restrictions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.