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NYSE · USD

ROK

ROCKWELL AUTOMATION, INC

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Tapewire entity
906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2016 Filed Dec 6, 2016 15:35 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionPerformance Shares · Derivative 56 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007313 · form.xml · derivative · entry 5

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56 shares

Expires 2016-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:35 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007313 · form.xml · nonDerivative · entry 2

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:35 UTC
CRANDALL THEODORE DSr.VP and CFO
Exercise / conversionPerformance Shares · Derivative 390 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007312 · form.xml · derivative · entry 5

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 390 shares

Expires 2016-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:35 UTC
CRANDALL THEODORE DSr.VP and CFO
Exercise / conversionCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007312 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,220.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:35 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionPerformance Shares · Derivative 56 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007311 · form.xml · derivative · entry 5

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56 shares

Expires 2016-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:35 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007311 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:28 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionPerformance Shares · Derivative 260 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007310 · form.xml · derivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 260 shares

Expires 2016-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:28 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007310 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:28 UTC
Champa Kenneth MSenior Vice President
Exercise / conversionPerformance Shares · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007309 · form.xml · derivative · entry 5

Champa Kenneth M · CIK 0001677463 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44 shares

Expires 2016-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:28 UTC
Champa Kenneth MSenior Vice President
Exercise / conversionCommon Stock 44 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007309 · form.xml · nonDerivative · entry 2

Champa Kenneth M · CIK 0001677463 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:21 UTC Exercise / conversionPerformance Shares · Derivative 1,495 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007308 · form.xml · derivative · entry 5

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,495 shares

Expires 2016-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:21 UTC Exercise / conversionCommon Stock 1,495 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007308 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:14 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionPerformance Shares · Derivative 390 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007307 · form.xml · derivative · entry 5

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 390 shares

Expires 2016-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:14 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007307 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:14 UTC Exercise / conversionPerformance Shares · Derivative 390 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007306 · form.xml · derivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 390 shares

Expires 2016-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:14 UTC Exercise / conversionCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007306 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:14 UTC
MCDERMOTT JOHN PSr. Vice President
Exercise / conversionPerformance Shares · Derivative 260 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007305 · form.xml · derivative · entry 5

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 260 shares

Expires 2016-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:14 UTC
MCDERMOTT JOHN PSr. Vice President
Exercise / conversionCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007305 · form.xml · nonDerivative · entry 2

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:14 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionPerformance Shares · Derivative 56 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007304 · form.xml · derivative · entry 5

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56 shares

Expires 2016-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:14 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007304 · form.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:07 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
Exercise / conversionPerformance Shares · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007303 · form.xml · derivative · entry 5

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44 shares

Expires 2016-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2016 Filed Dec 6, 2016 15:07 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
Exercise / conversionCommon Stock 44 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007303 · form.xml · nonDerivative · entry 2

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
November 30, 2016 Filed Dec 1, 2016 18:28 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,300 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-16-007252 · form.xml · derivative · entry 4

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 2,300 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 18:28 UTC
DORGAN DAVID MVP and Controller
SaleCommon Stock 2,300 $133.79 $307,707.11
Disclosure

SEC source: 0001246360-16-007252 · form.xml · nonDerivative · entry 3

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,300

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $133.7830 to $133.7860. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 640 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 18:28 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionCommon Stock 2,300 $46.16 $106,168.00
Disclosure

SEC source: 0001246360-16-007252 · form.xml · nonDerivative · entry 2

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 20:35 UTC
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,200 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-16-007256 · form.xml · derivative · entry 5

HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,200 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 20:35 UTC
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
SaleCommon Stock 4,200 $133.80 $561,980.16
Disclosure

SEC source: 0001246360-16-007256 · form.xml · nonDerivative · entry 4

HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,338

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $133.8000 to $134.0000. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 2,950 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 20:35 UTC
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
Exercise / conversionCommon Stock 4,200 $74.14 $311,388.00
Disclosure

SEC source: 0001246360-16-007256 · form.xml · nonDerivative · entry 3

HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 20:28 UTC SaleCommon Stock 12,946 $133.77 $1,731,808.43
Disclosure

SEC source: 0001246360-16-007255 · form.xml · nonDerivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,896

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $132.3000 to $133.9800. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Represents (i) 342,426 shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries and (ii) 17,470 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 20:28 UTC SaleCommon Stock 7,054 $132.75 $936,412.86
Disclosure

SEC source: 0001246360-16-007255 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,842

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $132.3000 to $133.2950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 25, 2016 Filed Dec 1, 2016 20:35 UTC
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007256 · form.xml · nonDerivative · entry 2

HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,338

Read SEC document
November 23, 2016 Filed Nov 28, 2016 21:35 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $29.37 $0.00
Disclosure

SEC source: 0001246360-16-007239 · form.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,500 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 21:35 UTC SaleCommon Stock 1,500 $131.68 $197,516.40
Disclosure

SEC source: 0001246360-16-007239 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,240

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $131.6750 to $131.6776. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 4,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 21:35 UTC Exercise / conversionCommon Stock 1,500 $29.37 $44,055.00
Disclosure

SEC source: 0001246360-16-007239 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:56 UTC
CRANDALL THEODORE DSr.VP and CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,150 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-16-007223 · form.xml · derivative · entry 8

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 9,150 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:56 UTC
CRANDALL THEODORE DSr.VP and CFO
SaleCommon Stock 100 $132.15 $13,215.00
Disclosure

SEC source: 0001246360-16-007223 · form.xml · nonDerivative · entry 6

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,830.6663

F4 · ownership.direct: Includes 4,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:56 UTC
CRANDALL THEODORE DSr.VP and CFO
SaleCommon Stock 9,050 $131.62 $1,191,186.34
Disclosure

SEC source: 0001246360-16-007223 · form.xml · nonDerivative · entry 5

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,930.6663

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $131.0900 to $132.0000. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:56 UTC
CRANDALL THEODORE DSr.VP and CFO
Exercise / conversionCommon Stock 9,150 $69.57 $636,565.50
Disclosure

SEC source: 0001246360-16-007223 · form.xml · nonDerivative · entry 4

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,980.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 23:56 UTC
CRANDALL THEODORE DSr.VP and CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,150 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-16-007223 · form.xml · derivative · entry 7

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,550

Underlying: Common Stock · 2,150 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 21, 2016 Filed Nov 22, 2016 23:56 UTC
CRANDALL THEODORE DSr.VP and CFO
SaleCommon Stock 2,150 $132.16 $284,148.95
Disclosure

SEC source: 0001246360-16-007223 · form.xml · nonDerivative · entry 3

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,830.6663

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $132.0000 to $132.4800. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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November 21, 2016 Filed Nov 22, 2016 23:56 UTC
CRANDALL THEODORE DSr.VP and CFO
Exercise / conversionCommon Stock 2,150 $69.57 $149,575.50
Disclosure

SEC source: 0001246360-16-007223 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,980.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 21, 2016 Filed Nov 22, 2016 19:49 UTC
MILLER JOHN MVP and Chief IP Counsel
GiftCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007216 · form.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,485

F2 · ownership.direct: Includes 640 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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November 18, 2016 Filed Nov 18, 2016 18:28 UTC
Etzel Steven W.VP and Treasurer
GiftCommon Stock 46 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007195 · form.xml · nonDerivative · entry 4

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,440

F2 · ownership.direct: Includes 670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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November 17, 2016 Filed Nov 18, 2016 00:21 UTC SaleCommon Stock 455 $132.68 $60,367.44
Disclosure

SEC source: 0001246360-16-007192 · form.xml · nonDerivative · entry 1

MCCORMICK WILLIAM T JR/WI · CIK 0001204909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,822

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November 16, 2016 Filed Nov 16, 2016 23:07 UTC SaleCommon Stock 10,000 $133.25 $1,332,538.00
Disclosure

SEC source: 0001246360-16-007182 · form.xml · nonDerivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,896

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $133.21 to $133.37. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Represents (i) 362,426 shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries and (ii) 17,470 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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November 16, 2016 Filed Nov 18, 2016 18:28 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,100 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-16-007195 · form.xml · derivative · entry 5

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,100 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 18:28 UTC
Etzel Steven W.VP and Treasurer
SaleCommon Stock 2,100 $132.98 $279,268.08
Disclosure

SEC source: 0001246360-16-007195 · form.xml · nonDerivative · entry 3

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,486

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November 16, 2016 Filed Nov 18, 2016 18:28 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionCommon Stock 2,100 $46.16 $96,936.00
Disclosure

SEC source: 0001246360-16-007195 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2016 Filed Nov 16, 2016 02:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-16-007178 · form.xml · derivative · entry 6

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 7,000 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2016 Filed Nov 16, 2016 02:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,200 $0.00 Strike: $47.10 $0.00
Disclosure

SEC source: 0001246360-16-007178 · form.xml · derivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.