Last 12 months
Inside the activity.
0 purchase rows · 164 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 101 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 29 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 10 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2018 Filed May 21, 2018 22:42 UTC |
Chand SujeetSr VP & Chief Tech. Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,900 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-18-001632 · form.xml · derivative · entry 4 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Underlying: Common Stock · 4,900 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| May 18, 2018 Filed May 21, 2018 22:42 UTC |
Chand SujeetSr VP & Chief Tech. Officer
|
SaleCommon Stock | 4,900 | $182.46 | $894,054.00 |
DisclosureSEC source: 0001246360-18-001632 · form.xml · nonDerivative · entry 3 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,427 F3 · ownership.direct: Includes 2,710 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 18, 2018 Filed May 21, 2018 22:42 UTC |
Chand SujeetSr VP & Chief Tech. Officer
|
Exercise / conversionCommon Stock | 4,900 | $74.14 | $363,286.00 |
DisclosureSEC source: 0001246360-18-001632 · form.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 10, 2018 19:42 UTC |
Schmitt SusanSr. VP, HR
|
GiftCommon Stock | 275 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001508 · form.xml · nonDerivative · entry 2 Schmitt Susan · CIK 0001405747 · Sr. VP, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,467 F2 · ownership.direct: Includes 2,170 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 19:49 UTC |
Kingsley Lawrence DDirector
|
GrantRestricted Stock Units · Derivative | 163 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001230 · form.xml · derivative · entry 1 Kingsley Lawrence D · CIK 0001301427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,738 Underlying: Common Stock · 163 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 19:42 UTC |
Holloman James PhillipDirector
|
GrantRestricted Stock Units · Derivative | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001229 · form.xml · derivative · entry 1 Holloman James Phillip · CIK 0001424987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,804 Underlying: Common Stock · 159 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 15:21 UTC |
MCDERMOTT JOHN PSr. Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,050 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-18-000893 · form.xml · derivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,050 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 15:21 UTC |
MCDERMOTT JOHN PSr. Vice President
|
SaleCommon Stock | 2,050 | $187.90 | $385,186.80 |
DisclosureSEC source: 0001246360-18-000893 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,303 F1 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $187.64 to $188.04. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.direct: Includes 2,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 15:21 UTC |
MCDERMOTT JOHN PSr. Vice President
|
Exercise / conversionCommon Stock | 2,050 | $108.89 | $223,224.50 |
DisclosureSEC source: 0001246360-18-000893 · form.xml · nonDerivative · entry 1 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 16:56 UTC |
Fooks Elik ISenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $46.16 | $0.00 |
DisclosureSEC source: 0001246360-18-000818 · form.xml · derivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 Underlying: Common Stock · 5,000 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 16:56 UTC |
Fooks Elik ISenior Vice President
|
SaleCommon Stock | 5,000 | $186.50 | $932,500.50 |
DisclosureSEC source: 0001246360-18-000818 · form.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,909.8046 F2 · ownership.direct: Includes 1,070 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 16:56 UTC |
Fooks Elik ISenior Vice President
|
Exercise / conversionCommon Stock | 5,000 | $46.16 | $230,800.00 |
DisclosureSEC source: 0001246360-18-000818 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,909.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 16:42 UTC |
MCDERMOTT JOHN PSr. Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-18-000817 · form.xml · derivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,050 Underlying: Common Stock · 7,000 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 16:42 UTC |
MCDERMOTT JOHN PSr. Vice President
|
SaleCommon Stock | 7,000 | $187.15 | $1,310,073.10 |
DisclosureSEC source: 0001246360-18-000817 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,303 F1 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $187.00 to $187.44. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.direct: Includes 2,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 16:42 UTC |
MCDERMOTT JOHN PSr. Vice President
|
Exercise / conversionCommon Stock | 7,000 | $108.89 | $762,230.00 |
DisclosureSEC source: 0001246360-18-000817 · form.xml · nonDerivative · entry 1 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 19:28 UTC |
MCDERMOTT JOHN PSr. Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,950 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-18-000746 · form.xml · derivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,050 Underlying: Common Stock · 1,950 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 19:28 UTC |
MCDERMOTT JOHN PSr. Vice President
|
SaleCommon Stock | 1,950 | $187.08 | $364,813.41 |
DisclosureSEC source: 0001246360-18-000746 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,303 F1 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $187.00 to $187.37. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.direct: Includes 2,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 19:28 UTC |
MCDERMOTT JOHN PSr. Vice President
|
Exercise / conversionCommon Stock | 1,950 | $108.89 | $212,335.50 |
DisclosureSEC source: 0001246360-18-000746 · form.xml · nonDerivative · entry 1 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:36 UTC |
MILLER JOHN MVP and Chief IP Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 900 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-18-000703 · form.xml · derivative · entry 9 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 900 shares Expires 2026-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:36 UTC |
MILLER JOHN MVP and Chief IP Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 933 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001246360-18-000703 · form.xml · derivative · entry 8 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,834 Underlying: Common Stock · 933 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:36 UTC |
MILLER JOHN MVP and Chief IP Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 800 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001246360-18-000703 · form.xml · derivative · entry 7 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 800 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:36 UTC |
MILLER JOHN MVP and Chief IP Counsel
|
Tax withholdingCommon Stock | 375 | $187.58 | $70,342.50 |
DisclosureSEC source: 0001246360-18-000703 · form.xml · nonDerivative · entry 6 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,550 F4 · ownership.direct: Includes 1,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:36 UTC |
MILLER JOHN MVP and Chief IP Counsel
|
SaleCommon Stock | 4,431 | $187.77 | $831,996.46 |
DisclosureSEC source: 0001246360-18-000703 · form.xml · nonDerivative · entry 5 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,925 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $187.7641 to $187.7717. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:36 UTC |
MILLER JOHN MVP and Chief IP Counsel
|
Exercise / conversionCommon Stock | 900 | $136.40 | $122,760.00 |
DisclosureSEC source: 0001246360-18-000703 · form.xml · nonDerivative · entry 4 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:36 UTC |
MILLER JOHN MVP and Chief IP Counsel
|
Exercise / conversionCommon Stock | 933 | $104.08 | $97,106.64 |
DisclosureSEC source: 0001246360-18-000703 · form.xml · nonDerivative · entry 3 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:36 UTC |
MILLER JOHN MVP and Chief IP Counsel
|
Exercise / conversionCommon Stock | 800 | $115.69 | $92,552.00 |
DisclosureSEC source: 0001246360-18-000703 · form.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Apr 3, 2018 23:49 UTC Amendment |
MILLER JOHN MVP and Chief IP Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,400 | $0.00 Strike: $29.37 | $0.00 |
DisclosureSEC source: 0001246360-18-001242 · form.xml · derivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,400 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was executed as part of the stock swap transaction reported in the original Form 4, but was omitted due to administrative error. Read SEC document |
| February 15, 2018 Filed Apr 3, 2018 23:49 UTC Amendment |
MILLER JOHN MVP and Chief IP Counsel
|
Exercise / conversionCommon Stock | 2,400 | $29.37 | $70,488.00 |
DisclosureSEC source: 0001246360-18-001242 · form.xml · nonDerivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was executed as part of the stock swap transaction reported in the original Form 4, but was omitted due to administrative error. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 23:14 UTC |
Etzel Steven W.VP and Treasurer
|
GiftCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000628 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,268 F2 · ownership.direct: Includes 620 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:14 UTC |
PAYNE LISA ADirector
|
GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000515 · form.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,762 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:14 UTC |
Parfet Donald RDirector
|
GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000516 · form.xml · nonDerivative · entry 1 Parfet Donald R · CIK 0001305641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,573 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:14 UTC |
Rosamilia Thomas WDirector
|
GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000514 · form.xml · nonDerivative · entry 1 Rosamilia Thomas W · CIK 0001576105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,448 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:07 UTC |
MCCORMICK WILLIAM T JR/WIDirector
|
GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000512 · form.xml · nonDerivative · entry 1 MCCORMICK WILLIAM T JR/WI · CIK 0001204909 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,798 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:14 UTC |
Watson Patricia ADirector
|
GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000513 · form.xml · nonDerivative · entry 1 Watson Patricia A · CIK 0001570660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:07 UTC |
NOSBUSCH KEITH DDirector
|
GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000511 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,912 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. F2 · ownership.direct: Shares are held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:00 UTC |
ALEWINE BETTY CDirector
|
GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000510 · form.xml · nonDerivative · entry 1 ALEWINE BETTY C · CIK 0001204901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,309 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:00 UTC |
Holloman James PhillipDirector
|
GrantRestricted Stock Units · Derivative | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000509 · form.xml · derivative · entry 1 Holloman James Phillip · CIK 0001424987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,645 Underlying: Common Stock · 213 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 00:56 UTC |
Kingsley Lawrence DDirector
|
GrantRestricted Stock Units · Derivative | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000507 · form.xml · derivative · entry 1 Kingsley Lawrence D · CIK 0001301427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,575 Underlying: Common Stock · 213 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:00 UTC |
KALMANSON STEVEN RDirector
|
GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000508 · form.xml · nonDerivative · entry 1 KALMANSON STEVEN R · CIK 0001222892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,360 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 00:56 UTC |
KEANE JAMES PDirector
|
GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000506 · form.xml · nonDerivative · entry 1 KEANE JAMES P · CIK 0001196719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,360 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 00:00 UTC | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-18-000494 · form.xml · derivative · entry 8 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,700 Underlying: Common Stock · 7,500 shares Expires 2026-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
|
| February 06, 2018 Filed Feb 8, 2018 00:00 UTC | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,600 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001246360-18-000494 · form.xml · derivative · entry 7 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 23,600 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
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| February 06, 2018 Filed Feb 8, 2018 00:00 UTC | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-18-000494 · form.xml · derivative · entry 6 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Underlying: Common Stock · 5,000 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
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| February 06, 2018 Filed Feb 8, 2018 00:00 UTC | SaleCommon Stock | 43,100 | $177.68 | $7,658,008.00 |
DisclosureSEC source: 0001246360-18-000494 · form.xml · nonDerivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,338 F3 · ownership.direct: Includes 4,330 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
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| February 06, 2018 Filed Feb 8, 2018 00:00 UTC | Exercise / conversionCommon Stock | 7,500 | $136.40 | $1,023,000.00 |
DisclosureSEC source: 0001246360-18-000494 · form.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
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| February 06, 2018 Filed Feb 8, 2018 00:00 UTC | Exercise / conversionCommon Stock | 23,600 | $115.69 | $2,730,284.00 |
DisclosureSEC source: 0001246360-18-000494 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
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| February 06, 2018 Filed Feb 8, 2018 00:00 UTC | Exercise / conversionCommon Stock | 5,000 | $108.89 | $544,450.00 |
DisclosureSEC source: 0001246360-18-000494 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
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| February 02, 2018 Filed Feb 2, 2018 23:21 UTC |
Chand SujeetSr VP & Chief Tech. Officer
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GiftCommon Stock | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000459 · form.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,427 F2 · ownership.direct: Includes 2,710 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 17:00 UTC |
CRANDALL THEODORE DSenior Vice President
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Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,600 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001246360-18-000443 · form.xml · derivative · entry 5 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267 Underlying: Common Stock · 23,600 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 17:00 UTC |
CRANDALL THEODORE DSenior Vice President
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SaleCommon Stock | 10,200 | $201.28 | $2,053,045.80 |
DisclosureSEC source: 0001246360-18-000443 · form.xml · nonDerivative · entry 4 CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,376.6663 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $201.03 to $201.53. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 4,330 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.