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ROCKWELL AUTOMATION, INC

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906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2022 Filed Jun 7, 2022 23:07 UTC
Nardecchia ChristopherSVP, Chief Information Officer
GrantRestricted Stock Units · Derivative 4,655 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000049 · wf-form4_165464321969360.xml · derivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,655

Underlying: Common Stock · 4,655 shares

Expires 2025-06-06

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:46 UTC
Perducat CyrilSVP, Chief Technology Officer
SaleCommon Stock 664 $217.75 $144,583.28
Disclosure

SEC source: 0001024478-22-000042 · wf-form4_165428914941516.xml · nonDerivative · entry 2

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 6/1/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $217.05 to $218.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:46 UTC
Perducat CyrilSVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,240 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000042 · wf-form4_165428914941516.xml · derivative · entry 3

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,480

Underlying: Common Stock · 2,240 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:46 UTC
Perducat CyrilSVP, Chief Technology Officer
Exercise / conversionCommon Stock 2,240 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000042 · wf-form4_165428914941516.xml · nonDerivative · entry 1

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 5, 2022 22:44 UTC PurchaseCommon Stock 1,110 $219.58 $243,733.80
Disclosure

SEC source: 0001024478-22-000040 · wf-form4_165179065336934.xml · nonDerivative · entry 1

Watson Patricia A · CIK 0001570660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,827

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:13 UTC GrantRestricted Stock Units · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000031 · wf-form4_164910316324869.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F3 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:10 UTC GrantRestricted Stock Units · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000030 · wf-form4_164910301145889.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,360

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 23:30 UTC
Gangestad Nicholas CSr. VP and CFO
SaleCommon Stock 1,870 $270.33 $505,507.75
Disclosure

SEC source: 0001024478-22-000025 · wf-form4_164635016752600.xml · nonDerivative · entry 2

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,938

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 1/1/2022 to cover taxes due on restricted stock that vested on 3/1/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $269.80 to $270.74. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:30 UTC
Gangestad Nicholas CSr. VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 5,308 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000025 · wf-form4_164635016752600.xml · derivative · entry 3

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,617

Underlying: Common Stock · 5,308 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:30 UTC
Gangestad Nicholas CSr. VP and CFO
Exercise / conversionCommon Stock 5,308 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000025 · wf-form4_164635016752600.xml · nonDerivative · entry 1

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Mar 25, 2022 21:38 UTC
Woods IsaacVice President and Treasurer
OtherCommon Stock 129.1833 $268.37 $34,668.92
Disclosure

SEC source: 0001024478-22-000027 · wf-form4_164824430602234.xml · nonDerivative · entry 1

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savings Plan

Disclosed balance after: 376.1072

F1 · balance_after: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 2/15/2022. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:43 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 133 $246.77 Strike: $246.77 $32,820.41
Disclosure

SEC source: 0001024478-22-000023 · wf-form4_164461580981560.xml · derivative · entry 7

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,917

Underlying: Common Stock · 133 shares

Expires 2030-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:43 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 167 $196.43 Strike: $196.43 $32,803.81
Disclosure

SEC source: 0001024478-22-000023 · wf-form4_164461580981560.xml · derivative · entry 6

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,967

Underlying: Common Stock · 167 shares

Expires 2029-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:43 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 167 $171.46 Strike: $171.46 $28,633.82
Disclosure

SEC source: 0001024478-22-000023 · wf-form4_164461580981560.xml · derivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Underlying: Common Stock · 167 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:43 UTC Exercise / conversionCommon Stock 133 $246.77 $32,820.41
Disclosure

SEC source: 0001024478-22-000023 · wf-form4_164461580981560.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:43 UTC Exercise / conversionCommon Stock 167 $196.43 $32,803.81
Disclosure

SEC source: 0001024478-22-000023 · wf-form4_164461580981560.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:43 UTC Exercise / conversionCommon Stock 167 $171.46 $28,633.82
Disclosure

SEC source: 0001024478-22-000023 · wf-form4_164461580981560.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:25 UTC
Shepherd Brian ASr. VP Software and Control
SaleCommon Stock 361 $294.72 $106,394.61
Disclosure

SEC source: 0001024478-22-000019 · wf-form4_164392349212783.xml · nonDerivative · entry 3

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 2/1/2022.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.2601 to $295.0650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:25 UTC
Shepherd Brian ASr. VP Software and Control
SaleCommon Stock 260 $293.53 $76,317.59
Disclosure

SEC source: 0001024478-22-000019 · wf-form4_164392349212783.xml · nonDerivative · entry 2

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 2/1/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $293.21 to $293.89. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:21 UTC
GENEREUX SCOTTSr.VP, Chief Revenue Officer
SaleCommon Stock 300 $294.86 $88,456.86
Disclosure

SEC source: 0001024478-22-000017 · wf-form4_164392325978342.xml · nonDerivative · entry 4

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/3/2021 to cover taxes due on restricted stock units that vested on 2/1/2022.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.66 to $295.07. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:21 UTC
GENEREUX SCOTTSr.VP, Chief Revenue Officer
SaleCommon Stock 458 $294.17 $134,730.00
Disclosure

SEC source: 0001024478-22-000017 · wf-form4_164392325978342.xml · nonDerivative · entry 3

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,053

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/3/2021 to cover taxes due on restricted stock units that vested on 2/1/2022.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $293.64 to $294.63. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:21 UTC
GENEREUX SCOTTSr.VP, Chief Revenue Officer
SaleCommon Stock 180 $293.25 $52,784.15
Disclosure

SEC source: 0001024478-22-000017 · wf-form4_164392325978342.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,511

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/3/2021 to cover taxes due on restricted stock units that vested on 2/1/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $292.56 to $293.53. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:17 UTC GrantCommon Stock 335 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000015 · wf-form4_164392303055064.xml · nonDerivative · entry 1

SODERBERY ROBERT · CIK 0001820713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335

F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:25 UTC
Shepherd Brian ASr. VP Software and Control
Exercise / conversionRestricted Stock Units · Derivative 2,020 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000019 · wf-form4_164392349212783.xml · derivative · entry 4

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,040

Underlying: Common Stock · 2,020 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:25 UTC
Shepherd Brian ASr. VP Software and Control
Exercise / conversionCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000019 · wf-form4_164392349212783.xml · nonDerivative · entry 1

Shepherd Brian A · CIK 0001458677 · Sr. VP Software and Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:21 UTC
GENEREUX SCOTTSr.VP, Chief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 2,691 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000017 · wf-form4_164392325978342.xml · derivative · entry 5

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,384

Underlying: Common Stock · 2,691 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:21 UTC
GENEREUX SCOTTSr.VP, Chief Revenue Officer
Exercise / conversionCommon Stock 2,691 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000017 · wf-form4_164392325978342.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:15 UTC GrantRestricted Stock Units · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000004 · wf-form4_164133448552765.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,265

Underlying: Common Stock · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:10 UTC GrantRestricted Stock Units · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000002 · wf-form4_164133418497076.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060

Underlying: Common Stock · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F3 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:52 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
SaleCommon Stock 69 $344.34 $23,759.46
Disclosure

SEC source: 0001024478-21-000183 · wf-form4_163969513576760.xml · nonDerivative · entry 1

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,872.5

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021 and restricted stock units that vested on 12/10/2021.

F2 · balance_after: Includes 1,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:49 UTC SaleCommon Stock 279 $344.34 $96,070.86
Disclosure

SEC source: 0001024478-21-000181 · wf-form4_163969497824761.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,458

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021 and restricted stock units that vested on 12/10/2021.

F2 · balance_after: Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 22:44 UTC SaleCommon Stock 50 $351.05 $17,552.31
Disclosure

SEC source: 0001024478-21-000177 · wf-form4_163952185198363.xml · nonDerivative · entry 3

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,793

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/19/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350.82 to $351.30. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 840 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 22:44 UTC SaleCommon Stock 160 $350.13 $56,021.18
Disclosure

SEC source: 0001024478-21-000177 · wf-form4_163952185198363.xml · nonDerivative · entry 2

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,843

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/19/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.74 to $350.66. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 22:39 UTC
Riesterer Terry L.Vice President and Controller
SaleCommon Stock 34 $350.18 $11,906.09
Disclosure

SEC source: 0001024478-21-000175 · wf-form4_163952154188317.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350.1501 to $350.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 150 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 13, 2021 Filed Dec 14, 2021 22:28 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
SaleCommon Stock 96 $349.62 $33,563.06
Disclosure

SEC source: 0001024478-21-000173 · wf-form4_163952091251904.xml · nonDerivative · entry 2

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,941.5

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.61 to $350.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 1,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 13, 2021 Filed Dec 14, 2021 22:21 UTC
Nardecchia ChristopherSVP, Chief Information Officer
SaleCommon Stock 142 $349.84 $49,677.34
Disclosure

SEC source: 0001024478-21-000171 · wf-form4_163952045179812.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,237

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/25/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.78 to $350.35. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 4,654 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 13, 2021 Filed Dec 14, 2021 21:49 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 481 $350.77 $168,718.54
Disclosure

SEC source: 0001024478-21-000169 · wf-form4_163951853430378.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,255

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 8/27/2020 to cover taxes due on restricted stock units that vested on 12/10/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350.53 to $351.0501. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 4,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:49 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 759 $350.00 $265,646.28
Disclosure

SEC source: 0001024478-21-000169 · wf-form4_163951853430378.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,736

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 8/27/2020 to cover taxes due on restricted stock units that vested on 12/10/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.51 to $350.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:43 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 21 $350.00 $7,349.95
Disclosure

SEC source: 0001024478-21-000167 · wf-form4_163951818425763.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,508

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.99 to $350.1501. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 130 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:33 UTC SaleCommon Stock 49 $350.91 $17,194.61
Disclosure

SEC source: 0001024478-21-000165 · wf-form4_163951755332244.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,737

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350.83 to $351.0601. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:33 UTC SaleCommon Stock 200 $350.08 $70,016.02
Disclosure

SEC source: 0001024478-21-000165 · wf-form4_163951755332244.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,786

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.74 to $350.61. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:29 UTC
House Rebecca WSVP, CLO and Secretary
SaleCommon Stock 73 $350.89 $25,615.32
Disclosure

SEC source: 0001024478-21-000163 · wf-form4_163951737076849.xml · nonDerivative · entry 3

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,007

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/25/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350.77 to $351.23. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 2,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:29 UTC
House Rebecca WSVP, CLO and Secretary
SaleCommon Stock 156 $350.10 $54,615.62
Disclosure

SEC source: 0001024478-21-000163 · wf-form4_163951737076849.xml · nonDerivative · entry 2

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,080

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/25/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.72 to $350.52. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:16 UTC
Chand SujeetSr VP, Technology
SaleCommon Stock 173 $350.21 $60,586.17
Disclosure

SEC source: 0001024478-21-000159 · wf-form4_163951657854975.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,784

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.9001 to $350.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 690 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:50 UTC
Woods IsaacVice President and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 58 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000179 · wf-form4_163952220877149.xml · derivative · entry 3

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117

Underlying: Common Stock · 58 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

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December 10, 2021 Filed Dec 14, 2021 22:50 UTC
Woods IsaacVice President and Treasurer
Exercise / conversionCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000179 · wf-form4_163952220877149.xml · nonDerivative · entry 1

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:44 UTC Exercise / conversionRestricted Stock Units · Derivative 446 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000177 · wf-form4_163952185198363.xml · derivative · entry 5

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894

Underlying: Common Stock · 446 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

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December 10, 2021 Filed Dec 14, 2021 22:44 UTC Exercise / conversionCommon Stock 446 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000177 · wf-form4_163952185198363.xml · nonDerivative · entry 1

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:39 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 98 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000175 · wf-form4_163952154188317.xml · derivative · entry 4

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197

Underlying: Common Stock · 98 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

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December 10, 2021 Filed Dec 14, 2021 22:39 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionCommon Stock 98 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000175 · wf-form4_163952154188317.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.