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Nasdaq · USD

RBB

RBB Bancorp

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Tapewire entity
5572
SEC CIK
0001499422
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2026 Filed Mar 24, 2026 19:17 UTC
LEE JOHNNY CDirector · President/CEO
Tax withholdingCommon Stock, No Par Value 984 $20.43 $20,103.12
Disclosure

SEC source: 0001437749-26-009574 · rdgdoc.xml · nonDerivative · entry 2

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,876

Read SEC document
March 20, 2026 Filed Mar 24, 2026 19:17 UTC
LEE JOHNNY CDirector · President/CEO
Exercise / conversionCommon Stock, No Par Value 2,740 $20.43 $55,978.20
Disclosure

SEC source: 0001437749-26-009574 · rdgdoc.xml · nonDerivative · entry 1

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:49 UTC
Fan GaryEVP/Chief Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 1,011 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001437749-26-005259 · rdgdoc.xml · derivative · entry 4

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,011

Underlying: Common Stock · 2,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.

F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:49 UTC
Fan GaryEVP/Chief Operations Officer
Tax withholdingCommon Stock, No Par Value 417 $22.20 $9,257.40
Disclosure

SEC source: 0001437749-26-005259 · rdgdoc.xml · nonDerivative · entry 2

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 594

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:49 UTC
Fan GaryEVP/Chief Operations Officer
Exercise / conversionCommon Stock, No Par Value 1,011 $22.20 $22,444.20
Disclosure

SEC source: 0001437749-26-005259 · rdgdoc.xml · nonDerivative · entry 1

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 19:00 UTC Exercise / conversionRestricted Stock Units · Derivative 2,225 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001437749-26-005267 · rdgdoc.xml · derivative · entry 3

Morris David Richard · CIK 0001711919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,225

Underlying: Common Stock · 4,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F4 · derivative.underlying: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 19:00 UTC Tax withholdingCommon Stock, No Par Value 868 $22.20 $19,269.60
Disclosure

SEC source: 0001437749-26-005267 · rdgdoc.xml · nonDerivative · entry 2

Morris David Richard · CIK 0001711919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,992

Read SEC document
February 20, 2026 Filed Feb 24, 2026 19:00 UTC Exercise / conversionCommon Stock, No Par Value 2,225 $22.20 $49,395.00
Disclosure

SEC source: 0001437749-26-005267 · rdgdoc.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:48 UTC Exercise / conversionRestricted Stock Units · Derivative 922 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001437749-26-005258 · rdgdoc.xml · derivative · entry 3

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 921

Underlying: Common Stock · 1,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F7 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:48 UTC Tax withholdingCommon Stock, No Par Value 380 $22.20 $8,436.00
Disclosure

SEC source: 0001437749-26-005258 · rdgdoc.xml · nonDerivative · entry 2

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,184

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:48 UTC Exercise / conversionCommon Stock, No Par Value 922 $22.20 $20,468.40
Disclosure

SEC source: 0001437749-26-005258 · rdgdoc.xml · nonDerivative · entry 1

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:47 UTC Exercise / conversionRestricted Stock Units · Derivative 932 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001437749-26-005257 · rdgdoc.xml · derivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 931

Underlying: Common Stock · 1,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F4 · derivative.underlying: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:47 UTC Tax withholdingCommon Stock, No Par Value 384 $22.20 $8,524.80
Disclosure

SEC source: 0001437749-26-005257 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,149

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:47 UTC Exercise / conversionCommon Stock, No Par Value 932 $22.20 $20,690.40
Disclosure

SEC source: 0001437749-26-005257 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:46 UTC
LEE JOHNNY CDirector · President/CEO
Exercise / conversionRestricted Stock Units · Derivative 1,098 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001437749-26-005256 · rdgdoc.xml · derivative · entry 3

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,098

Underlying: Common Stock · 2,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:46 UTC
LEE JOHNNY CDirector · President/CEO
Tax withholdingCommon Stock, No Par Value 453 $22.20 $10,056.60
Disclosure

SEC source: 0001437749-26-005256 · rdgdoc.xml · nonDerivative · entry 2

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,120

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:46 UTC
LEE JOHNNY CDirector · President/CEO
Exercise / conversionCommon Stock, No Par Value 1,098 $22.20 $24,375.60
Disclosure

SEC source: 0001437749-26-005256 · rdgdoc.xml · nonDerivative · entry 1

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:46 UTC Exercise / conversionRestricted Stock Units · Derivative 667 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001437749-26-005255 · rdgdoc.xml · derivative · entry 5

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 1,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F6 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:46 UTC Tax withholdingCommon Stock, No Par Value 275 $22.20 $6,105.00
Disclosure

SEC source: 0001437749-26-005255 · rdgdoc.xml · nonDerivative · entry 2

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,772

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:46 UTC Exercise / conversionCommon Stock, No Par Value 667 $22.20 $14,807.40
Disclosure

SEC source: 0001437749-26-005255 · rdgdoc.xml · nonDerivative · entry 1

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:45 UTC Exercise / conversionRestricted Stock Units · Derivative 744 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001437749-26-005254 · rdgdoc.xml · derivative · entry 3

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 743

Underlying: Common Stock · 1,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F4 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:45 UTC Tax withholdingCommon Stock, No Par Value 307 $22.20 $6,815.40
Disclosure

SEC source: 0001437749-26-005254 · rdgdoc.xml · nonDerivative · entry 2

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,728

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:45 UTC Exercise / conversionCommon Stock, No Par Value 744 $22.20 $16,516.80
Disclosure

SEC source: 0001437749-26-005254 · rdgdoc.xml · nonDerivative · entry 1

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:58 UTC Exercise / conversionRestricted Stock Units · Derivative 2,602 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001666 · rdgdoc.xml · derivative · entry 3

Morris David Richard · CIK 0001711919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F5 · derivative.underlying: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:58 UTC Tax withholdingCommon Stock, No Par Value 1,015 $21.56 $21,883.40
Disclosure

SEC source: 0001437749-26-001666 · rdgdoc.xml · nonDerivative · entry 2

Morris David Richard · CIK 0001711919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,635

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:58 UTC Exercise / conversionCommon Stock, No Par Value 2,602 $21.56 $56,099.12
Disclosure

SEC source: 0001437749-26-001666 · rdgdoc.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:58 UTC Exercise / conversionRestricted Stock Units · Derivative 575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001667 · rdgdoc.xml · derivative · entry 5

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.

F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F7 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:58 UTC Tax withholdingCommon Stock, No Par Value 237 $21.56 $5,109.72
Disclosure

SEC source: 0001437749-26-001667 · rdgdoc.xml · nonDerivative · entry 2

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,380

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:58 UTC Exercise / conversionCommon Stock, No Par Value 575 $21.56 $12,397.00
Disclosure

SEC source: 0001437749-26-001667 · rdgdoc.xml · nonDerivative · entry 1

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:57 UTC Exercise / conversionRestricted Stock Units · Derivative 1,203 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001665 · rdgdoc.xml · derivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F5 · derivative.underlying: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:57 UTC Tax withholdingCommon Stock, No Par Value 496 $21.56 $10,693.76
Disclosure

SEC source: 0001437749-26-001665 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,601

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:57 UTC Exercise / conversionCommon Stock, No Par Value 1,203 $21.56 $25,936.68
Disclosure

SEC source: 0001437749-26-001665 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:56 UTC Exercise / conversionRestricted Stock Units · Derivative 842 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001664 · rdgdoc.xml · derivative · entry 2

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:56 UTC Exercise / conversionCommon Stock, No Par Value 842 $21.56 $18,153.52
Disclosure

SEC source: 0001437749-26-001664 · rdgdoc.xml · nonDerivative · entry 1

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:56 UTC Exercise / conversionRestricted Stock Units · Derivative 659 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001437749-26-001663 · rdgdoc.xml · derivative · entry 3

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F5 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:56 UTC Tax withholdingCommon Stock, No Par Value 272 $21.56 $5,864.32
Disclosure

SEC source: 0001437749-26-001663 · rdgdoc.xml · nonDerivative · entry 2

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,291

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:56 UTC Exercise / conversionCommon Stock, No Par Value 659 $21.56 $14,208.04
Disclosure

SEC source: 0001437749-26-001663 · rdgdoc.xml · nonDerivative · entry 1

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2026 Filed Jan 23, 2026 00:44 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 842 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001794 · rdgdoc.xml · derivative · entry 2

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
January 16, 2026 Filed Jan 23, 2026 00:44 UTC Amendment Exercise / conversionCommon Stock, No Par Value 842 $21.56 $18,153.52
Disclosure

SEC source: 0001437749-26-001794 · rdgdoc.xml · nonDerivative · entry 1

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2025 Filed Aug 21, 2025 21:48 UTC
Hanson DianaChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-027532 · rdgdoc.xml · derivative · entry 3

Hanson Diana · CIK 0001794553 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 3,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning one year after the 08/19/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F3 · derivative.underlying: The Form 4 has been updated to clarify that grants of RSUs will be settled in Common Stock.

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August 19, 2025 Filed Aug 21, 2025 21:48 UTC
Hanson DianaChief Accounting Officer
Tax withholdingCommon Stock, No Par Value 275 $19.56 $5,379.00
Disclosure

SEC source: 0001437749-25-027532 · rdgdoc.xml · nonDerivative · entry 2

Hanson Diana · CIK 0001794553 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492

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August 19, 2025 Filed Aug 21, 2025 21:48 UTC
Hanson DianaChief Accounting Officer
Exercise / conversionCommon Stock, No Par Value 767 $19.56 $15,002.52
Disclosure

SEC source: 0001437749-25-027532 · rdgdoc.xml · nonDerivative · entry 1

Hanson Diana · CIK 0001794553 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 21, 2025 Filed Jul 22, 2025 22:12 UTC
LEE JOHNNY CDirector · President/CEO
Exercise / conversionRestricted Stock Units · Derivative 5,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-023261 · rdgdoc.xml · derivative · entry 4

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 07/20/2023 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

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July 21, 2025 Filed Jul 22, 2025 22:12 UTC
LEE JOHNNY CDirector · President/CEO
Tax withholdingCommon Stock, No Par Value 1,968 $18.25 $35,916.00
Disclosure

SEC source: 0001437749-25-023261 · rdgdoc.xml · nonDerivative · entry 2

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,475

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July 21, 2025 Filed Jul 22, 2025 22:12 UTC
LEE JOHNNY CDirector · President/CEO
GrantCommon Stock, No Par Value 5,500 $18.25 $100,375.00
Disclosure

SEC source: 0001437749-25-023261 · rdgdoc.xml · nonDerivative · entry 1

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,443

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June 05, 2025 Filed Jun 6, 2025 22:41 UTC
Fan GaryEVP/Chief Operations Officer
SaleCommon Stock, No Par Value 1,451 $16.73 $24,275.23
Disclosure

SEC source: 0001437749-25-019745 · rdgdoc.xml · nonDerivative · entry 1

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

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May 21, 2025 Filed May 22, 2025 22:04 UTC Exercise / conversionRestricted Stock Units · Derivative 4,442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018215 · rdgdoc.xml · derivative · entry 2

Wong Lee Joyce · CIK 0001933781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 5,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units granted on 5/21/2025 vest in two installments: 4,442 immediately vested on date of grant and 700 vest in one year from the date of grant

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

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May 21, 2025 Filed May 22, 2025 22:04 UTC Exercise / conversionCommon Stock, No Par Value 4,442 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018215 · rdgdoc.xml · nonDerivative · entry 1

Wong Lee Joyce · CIK 0001933781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 21, 2025 Filed May 22, 2025 22:05 UTC Exercise / conversionRestricted Stock Units · Derivative 2,821 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018216 · rdgdoc.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 3,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units granted on 5/21/2025 vest in two installments:2,821 immediately vested on date of grant and 700 vest in one year from the date of grant

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

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May 21, 2025 Filed May 22, 2025 22:05 UTC Exercise / conversionCommon Stock, No Par Value 2,821 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018216 · rdgdoc.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.