Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RBB BancorpRBB · Entity 5572 | Director | June 04, 2026 | June 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RBB Bancorp
Report date June 04, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 43,422 |
Reported balance
After 2026-06-04 transaction · row 1
1 source rowRow 1 · 2026-06-04 · Sale · Disposed 1,946 · Balance 43,422 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,225 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,225 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: These remaining restricted stock units vest on 02/21/2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,164 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 3,164 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: These remaining restricted stock units vest on 03/20/2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 700 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 700 F1: Restricted stock units convert into common stock on a one-for-one basis. F4: The remaining restricted stock units vest on 05/21/2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: These remaining restricted stock units vest on 02/21/2027.
F3: These remaining restricted stock units vest on 03/20/2027.
F4: The remaining restricted stock units vest on 05/21/2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2026 Filed Jun 8, 2026 23:36 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 1,946 | $23.99 | $46,684.54 |
DisclosureSEC source: 0001437749-26-019882 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,422 Read SEC document |
| May 21, 2026 Filed May 27, 2026 00:07 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 1,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018410 · rdgdoc.xml · derivative · entry 5 Morris David Richard · CIK 0001711919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700 Underlying: Common Stock · 1,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,646 restricted stock units: 1,946 vested immediately and 700 will vest on the one year anniversary of the grant date. F4 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,646 restricted stock units: 1,946 vested immediately and 700 will vest on the one year anniversary of the grant date. Read SEC document |
| May 21, 2026 Filed May 27, 2026 00:07 UTC | RBB Bancorp RBB · Entity 5572 | GrantRestricted Stock Units · Derivative | 2,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018410 · rdgdoc.xml · derivative · entry 4 Morris David Richard · CIK 0001711919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,646 Underlying: Common Stock · 2,646 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,646 restricted stock units: 1,946 vested immediately and 700 will vest on the one year anniversary of the grant date. F4 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,646 restricted stock units: 1,946 vested immediately and 700 will vest on the one year anniversary of the grant date. Read SEC document |
| May 21, 2026 Filed May 27, 2026 00:07 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018410 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2026 Filed May 5, 2026 23:28 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 4,500 | $23.90 | $107,550.00 |
DisclosureSEC source: 0001437749-26-014982 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,422 Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 19:20 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 3,164 | $0.00 Strike: $20.43 | $0.00 |
DisclosureSEC source: 0001437749-26-009578 · rdgdoc.xml · derivative · entry 4 Morris David Richard · CIK 0001711919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,164 Underlying: Common Stock · 6,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F4 · derivative.underlying: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 19:20 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 1,234 | $20.43 | $25,210.62 |
DisclosureSEC source: 0001437749-26-009578 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,922 Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 19:20 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 3,164 | $20.43 | $64,640.52 |
DisclosureSEC source: 0001437749-26-009578 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 19:00 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 2,225 | $0.00 Strike: $22.20 | $0.00 |
DisclosureSEC source: 0001437749-26-005267 · rdgdoc.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,225 Underlying: Common Stock · 4,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F4 · derivative.underlying: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 19:00 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 868 | $22.20 | $19,269.60 |
DisclosureSEC source: 0001437749-26-005267 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,992 Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 19:00 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 2,225 | $22.20 | $49,395.00 |
DisclosureSEC source: 0001437749-26-005267 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2026 Filed Jan 22, 2026 00:58 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 2,602 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-001666 · rdgdoc.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F5 · derivative.underlying: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock. Read SEC document |
| January 16, 2026 Filed Jan 22, 2026 00:58 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 1,015 | $21.56 | $21,883.40 |
DisclosureSEC source: 0001437749-26-001666 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,635 Read SEC document |
| January 16, 2026 Filed Jan 22, 2026 00:58 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 2,602 | $21.56 | $56,099.12 |
DisclosureSEC source: 0001437749-26-001666 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 17:45 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 3,165 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008917 · rdgdoc.xml · derivative · entry 5 Morris David Richard · CIK 0001711919 · Director · Bancorp CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,328 Underlying: Restricted Stock Units · 9,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 17:45 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 1,133 | $17.07 | $19,340.31 |
DisclosureSEC source: 0001437749-25-008917 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · Director · Bancorp CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,048 Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 17:45 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 3,165 | $17.07 | $54,026.55 |
DisclosureSEC source: 0001437749-25-008917 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Director · Bancorp CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:44 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 2,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005110 · rdgdoc.xml · derivative · entry 4 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,450 Underlying: Restricted Stock Units · 6,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:44 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 915 | $17.25 | $15,783.75 |
DisclosureSEC source: 0001437749-25-005110 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,016 Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:44 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 2,225 | $17.25 | $38,381.25 |
DisclosureSEC source: 0001437749-25-005110 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 00:31 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 2,602 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-001604 · rdgdoc.xml · derivative · entry 6 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,602 Underlying: Restricted Stock Units · 5,204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant. F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 00:31 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 767 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-001604 · rdgdoc.xml · derivative · entry 5 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant. F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 00:31 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 316 | $20.09 | $6,348.44 |
DisclosureSEC source: 0001437749-25-001604 · rdgdoc.xml · nonDerivative · entry 4 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,706 Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 00:31 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 767 | $20.09 | $15,409.03 |
DisclosureSEC source: 0001437749-25-001604 · rdgdoc.xml · nonDerivative · entry 3 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 00:31 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 1,070 | $20.09 | $21,496.30 |
DisclosureSEC source: 0001437749-25-001604 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,255 Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 00:31 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 2,603 | $20.09 | $52,294.27 |
DisclosureSEC source: 0001437749-25-001604 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 01:57 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 9,000 | $20.55 Strike: $20.55 | $184,950.00 |
DisclosureSEC source: 0001437749-24-035424 · rdgdoc.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2030-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 01:57 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 9,000 | $24.89 | $224,010.00 |
DisclosureSEC source: 0001437749-24-035424 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,722 Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 01:57 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 9,000 | $20.55 | $184,950.00 |
DisclosureSEC source: 0001437749-24-035424 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2024 Filed Jan 22, 2024 17:05 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 767 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001816 · rdgdoc.xml · derivative · entry 6 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 767 Underlying: Restricted Stock Units · 1,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 19, 2024 Filed Jan 22, 2024 17:05 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 361 | $17.50 | $6,317.50 |
DisclosureSEC source: 0001437749-24-001816 · rdgdoc.xml · nonDerivative · entry 4 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,723 Read SEC document |
| January 19, 2024 Filed Jan 22, 2024 17:05 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001816 · rdgdoc.xml · nonDerivative · entry 3 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 17:05 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 2,603 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001816 · rdgdoc.xml · derivative · entry 7 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,204 Underlying: Restricted Stock Units · 7,807 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 17:05 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 1,354 | $17.63 | $23,871.02 |
DisclosureSEC source: 0001437749-24-001816 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,317 Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 17:05 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 2,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001816 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2023 Filed Jan 21, 2023 02:52 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 767 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001528 · rdgdoc.xml · derivative · entry 4 Morris David Richard · CIK 0001711919 · Director · President/CEO/ CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,534 Underlying: Restricted Stock Units · 2,301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant. F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 19, 2023 Filed Jan 21, 2023 02:52 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001528 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Director · President/CEO/ CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:37 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 21,525 | $11.15 Strike: $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010140 · rdgdoc.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,288 Underlying: Common Stock · 33,813 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:37 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 21,525 | $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010140 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:37 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 21,525 | $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010140 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:35 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 21,525 | $11.15 Strike: $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010139 · rdgdoc.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,288 Underlying: Common Stock · 33,813 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:35 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 21,525 | $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010139 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:35 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 21,525 | $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010139 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:34 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 21,525 | $11.15 Strike: $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010138 · rdgdoc.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,288 Underlying: Common Stock · 33,813 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:34 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 21,525 | $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010138 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:34 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 21,525 | $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010138 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:20 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 20,000 | $11.15 Strike: $11.15 | $222,996.00 |
DisclosureSEC source: 0001437749-21-019709 · rdgdoc.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,813 Underlying: Common Stock · 53,813 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:20 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 20,000 | $25.00 | $500,000.00 |
DisclosureSEC source: 0001437749-21-019709 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,776 F1 · shares: Exercise of reporting person's stock options that would otherwise expire 01/01/2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. F2 · price: Price reflected is the weighted-average sale price for shares, which were sold in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:20 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 20,000 | $11.15 | $222,996.00 |
DisclosureSEC source: 0001437749-21-019709 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2021 Filed May 4, 2021 00:36 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 9,687 | $9.29 Strike: $9.29 | $90,006.76 |
DisclosureSEC source: 0001437749-21-010671 · rdgdoc.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,687 shares Expires 2022-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.