Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RBB BancorpRBB · Entity 5572 | EVP/Chief Operations Officer | May 26, 2026 | May 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RBB Bancorp
Report date May 26, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-26 transaction · row 1
1 source rowRow 1 · 2026-05-26 · Sale · Disposed 2,368 · Balance 0 |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2032-12-20 | Direct | 12,000 |
Reported balance
Holding disclosure · report date 2026-05-26 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 12,000 F1: These remaining options vest in two equal annual installments on 12/05/2026 and 12/05/2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,011 |
Reported balance
Holding disclosure · report date 2026-05-26 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,011 F2: These remaining restricted stock units vest on 02/21/2027. F3: There will be no expiration date once restricted stock units vest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,314 |
Reported balance
Holding disclosure · report date 2026-05-26 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,314 F4: These remaining restricted stock units vest on 03/20/2027. F3: There will be no expiration date once restricted stock units vest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,904 |
Reported balance
Holding disclosure · report date 2026-05-26 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,904 F6: These remaining restricted stock units vest in two equal installments on 05/08/2027 and 05/08/2028. F3: There will be no expiration date once restricted stock units vest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,106 |
Reported balance
Holding disclosure · report date 2026-05-26 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 3,106 F9: These restricted stock units vest in three equal annual installments beginning one year after the 05/13/2026 date of grant. F3: There will be no expiration date once restricted stock units vest. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,916 |
Reported balance
Holding disclosure · report date 2026-05-26 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 5,916 F5: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition. F3: There will be no expiration date once restricted stock units vest. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,534 |
Reported balance
Holding disclosure · report date 2026-05-26 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 6,534 F7: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition. F3: There will be no expiration date once restricted stock units vest. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,660 |
Reported balance
Holding disclosure · report date 2026-05-26 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 4,660 F8: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals to occur after December 31, 2028, and before March 14, 2029, and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the certification by the Board of Directors subject to the Reporting Person's satisfaction of the employment condition. F3: There will be no expiration date once restricted stock units vest. |
Filing footnotes · ownership attribution and instrument terms
F1: These remaining options vest in two equal annual installments on 12/05/2026 and 12/05/2027.
F2: These remaining restricted stock units vest on 02/21/2027.
F3: There will be no expiration date once restricted stock units vest.
F4: These remaining restricted stock units vest on 03/20/2027.
F5: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
F6: These remaining restricted stock units vest in two equal installments on 05/08/2027 and 05/08/2028.
F7: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.
F8: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals to occur after December 31, 2028, and before March 14, 2029, and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the certification by the Board of Directors subject to the Reporting Person's satisfaction of the employment condition.
F9: These restricted stock units vest in three equal annual installments beginning one year after the 05/13/2026 date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2026 Filed May 27, 2026 22:31 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 2,368 | $24.01 | $56,866.81 |
DisclosureSEC source: 0001437749-26-018631 · rdgdoc.xml · nonDerivative · entry 1 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 08, 2026 Filed May 9, 2026 00:04 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 1,452 | $0.00 Strike: $24.05 | $0.00 |
DisclosureSEC source: 0001437749-26-015973 · rdgdoc.xml · derivative · entry 7 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,904 Underlying: Common Stock · 4,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These remaining restricted stock units vest in two equal installments on 05/08/2027 and 05/08/2028. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| May 08, 2026 Filed May 9, 2026 00:04 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 521 | $24.05 | $12,530.05 |
DisclosureSEC source: 0001437749-26-015973 · rdgdoc.xml · nonDerivative · entry 2 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,368 Read SEC document |
| May 08, 2026 Filed May 9, 2026 00:04 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,452 | $24.05 | $34,920.60 |
DisclosureSEC source: 0001437749-26-015973 · rdgdoc.xml · nonDerivative · entry 1 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2026 Filed May 1, 2026 15:04 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOptions · Derivative | 6,000 | $21.17 Strike: $21.17 | $127,020.00 |
DisclosureSEC source: 0001437749-26-014340 · rdgdoc.xml · derivative · entry 3 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 Underlying: Stock Options · 18,000 shares Expires 2032-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These remaining options vest in two equal annual installments on 12/05/2026 and 12/05/2027. Read SEC document |
| April 29, 2026 Filed May 1, 2026 15:04 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 6,000 | $24.04 | $144,234.00 |
DisclosureSEC source: 0001437749-26-014340 · rdgdoc.xml · nonDerivative · entry 2 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,437 Read SEC document |
| April 29, 2026 Filed May 1, 2026 15:04 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 6,000 | $21.17 | $127,020.00 |
DisclosureSEC source: 0001437749-26-014340 · rdgdoc.xml · nonDerivative · entry 1 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 19:16 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 1,315 | $0.00 Strike: $20.43 | $0.00 |
DisclosureSEC source: 0001437749-26-009573 · rdgdoc.xml · derivative · entry 5 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,314 Underlying: Common Stock · 2,629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 19:16 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 472 | $20.43 | $9,642.96 |
DisclosureSEC source: 0001437749-26-009573 · rdgdoc.xml · nonDerivative · entry 2 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,437 Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 19:16 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,315 | $20.43 | $26,865.45 |
DisclosureSEC source: 0001437749-26-009573 · rdgdoc.xml · nonDerivative · entry 1 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 18:49 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 1,011 | $0.00 Strike: $22.20 | $0.00 |
DisclosureSEC source: 0001437749-26-005259 · rdgdoc.xml · derivative · entry 4 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,011 Underlying: Common Stock · 2,022 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 18:49 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 417 | $22.20 | $9,257.40 |
DisclosureSEC source: 0001437749-26-005259 · rdgdoc.xml · nonDerivative · entry 2 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 594 Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 18:49 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,011 | $22.20 | $22,444.20 |
DisclosureSEC source: 0001437749-26-005259 · rdgdoc.xml · nonDerivative · entry 1 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 22:41 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 1,451 | $16.73 | $24,275.23 |
DisclosureSEC source: 0001437749-25-019745 · rdgdoc.xml · nonDerivative · entry 1 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 08, 2025 Filed Jun 4, 2025 00:29 UTC Amendment | RBB Bancorp RBB · Entity 5572 | GrantPerformance Stock Units · Derivative | 6,534 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-019353 · rdgdoc.xml · derivative · entry 6 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,534 Underlying: Common Stock · 6,534 shares Expires not disclosed F7 · derivative.exercise_date: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. Read SEC document |
| May 08, 2025 Filed Jun 4, 2025 00:29 UTC Amendment | RBB Bancorp RBB · Entity 5572 | GrantRestricted Stock Units · Derivative | 4,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-019353 · rdgdoc.xml · derivative · entry 5 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,356 Underlying: Common Stock · 4,356 shares Expires not disclosed F6 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 05/08/2025 date of grant. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. Read SEC document |
| May 08, 2025 Filed Jun 6, 2025 22:41 UTC | RBB Bancorp RBB · Entity 5572 | GrantPerformance Stock Units · Derivative | 6,534 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-019745 · rdgdoc.xml · derivative · entry 7 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,534 Underlying: Common Stock · 6,534 shares Expires not disclosed F7 · derivative.exercise_date: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. Read SEC document |
| May 08, 2025 Filed Jun 6, 2025 22:41 UTC | RBB Bancorp RBB · Entity 5572 | GrantRestricted Stock Units · Derivative | 4,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-019745 · rdgdoc.xml · derivative · entry 6 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,356 Underlying: Common Stock · 4,356 shares Expires not disclosed F6 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 05/08/2025 date of grant. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 17:40 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 1,315 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008912 · rdgdoc.xml · derivative · entry 5 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,629 Underlying: Restricted Stock Units · 3,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 17:40 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 459 | $17.07 | $7,835.13 |
DisclosureSEC source: 0001437749-25-008912 · rdgdoc.xml · nonDerivative · entry 2 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,451 Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 17:40 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,315 | $17.07 | $22,447.05 |
DisclosureSEC source: 0001437749-25-008912 · rdgdoc.xml · nonDerivative · entry 1 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:40 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 1,011 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005104 · rdgdoc.xml · derivative · entry 4 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,022 Underlying: Restricted Stock Units · 3,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:40 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 416 | $17.25 | $7,176.00 |
DisclosureSEC source: 0001437749-25-005104 · rdgdoc.xml · nonDerivative · entry 2 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 595 Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:40 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,011 | $17.25 | $17,439.75 |
DisclosureSEC source: 0001437749-25-005104 · rdgdoc.xml · nonDerivative · entry 1 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2024 Filed Dec 10, 2024 01:50 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOptions · Derivative | 12,000 | $21.17 Strike: $21.17 | $254,040.00 |
DisclosureSEC source: 0001437749-24-037045 · rdgdoc.xml · derivative · entry 3 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,000 Underlying: Stock Options · 30,000 shares Expires 2032-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in five equal annual installments beginning one year after the 12/05/2022 date of grant. Read SEC document |
| December 06, 2024 Filed Dec 10, 2024 01:50 UTC | RBB Bancorp RBB · Entity 5572 | SaleStock Options | 12,000 | $23.45 | $281,396.40 |
DisclosureSEC source: 0001437749-24-037045 · rdgdoc.xml · nonDerivative · entry 2 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 06, 2024 Filed Dec 10, 2024 01:50 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 12,000 | $21.17 | $254,040.00 |
DisclosureSEC source: 0001437749-24-037045 · rdgdoc.xml · nonDerivative · entry 1 Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.