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person · Reporting owner

LEE JOHNNY C

Disclosed activity across 1 company

Tapewire entity
29158
SEC CIK
0001185980

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RBB BancorpRBB · Entity 5572Director · President/CEOJuly 20, 2026July 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RBB Bancorp

Report date July 20, 2026 · Filed July 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, No Par ValueSEC Table I · non-derivativeDirect18,195 Ending reported balance After 2026-07-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-07-20 · Exercise / conversion · Acquired 5,500 · Balance 20,169

Row 2 · 2026-07-20 · Tax withholding · Disposed 1,974 · Balance 18,195

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-07-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-07-20 · Exercise / conversion · Disposed 5,500 · Balance 0

F10: Restricted stock units convert into common stock on a one-for-one basis.

F1: These remaining restricted stock units vest on 07/20/2026.

F2: There will be no expiration date once restricted stock units vest.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,098 Reported balance Holding disclosure · report date 2026-07-20 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 1,098

F10: Restricted stock units convert into common stock on a one-for-one basis.

F3: These remaining restricted stock units vest on 02/21/2027.

F2: There will be no expiration date once restricted stock units vest.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,740 Reported balance Holding disclosure · report date 2026-07-20 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 2,740

F10: Restricted stock units convert into common stock on a one-for-one basis.

F4: These remaining stock units vest on 03/20/2027.

F2: There will be no expiration date once restricted stock units vest.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,712 Reported balance Holding disclosure · report date 2026-07-20 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 8,712

F10: Restricted stock units convert into common stock on a one-for-one basis.

F6: These remaining restricted stock units vest in two equal annual installments on 05/08/2027 and 05/08/2028.

F2: There will be no expiration date once restricted stock units vest.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,789 Reported balance Holding disclosure · report date 2026-07-20 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 9,789

F10: Restricted stock units convert into common stock on a one-for-one basis.

F9: These restricted stock units vest in three equal annual installments beginning one year after the 05/13/2026 date of grant.

F2: There will be no expiration date once restricted stock units vest.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect12,332 Reported balance Holding disclosure · report date 2026-07-20 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 12,332

F11: Performance Stock Units (PSUs) convert into common stock on a one-for-one basis ranging from 0 shares to shares equal to a number of 150% of the target number of PSUs granted.

F5: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.

F2: There will be no expiration date once restricted stock units vest.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect19,602 Reported balance Holding disclosure · report date 2026-07-20 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 19,602

F11: Performance Stock Units (PSUs) convert into common stock on a one-for-one basis ranging from 0 shares to shares equal to a number of 150% of the target number of PSUs granted.

F7: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.

F2: There will be no expiration date once restricted stock units vest.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect14,683 Reported balance Holding disclosure · report date 2026-07-20 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 14,683

F11: Performance Stock Units (PSUs) convert into common stock on a one-for-one basis ranging from 0 shares to shares equal to a number of 150% of the target number of PSUs granted.

F8: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals to occur after December 31, 2028, and before March 14, 2029, and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the certification by the Board of Directors subject to the Reporting Person's satisfaction of the employment condition.

F2: There will be no expiration date once restricted stock units vest.

Filing footnotes · ownership attribution and instrument terms

F1: These remaining restricted stock units vest on 07/20/2026.

F2: There will be no expiration date once restricted stock units vest.

F3: These remaining restricted stock units vest on 02/21/2027.

F4: These remaining stock units vest on 03/20/2027.

F5: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.

F6: These remaining restricted stock units vest in two equal annual installments on 05/08/2027 and 05/08/2028.

F7: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.

F8: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals to occur after December 31, 2028, and before March 14, 2029, and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the certification by the Board of Directors subject to the Reporting Person's satisfaction of the employment condition.

F9: These restricted stock units vest in three equal annual installments beginning one year after the 05/13/2026 date of grant.

F10: Restricted stock units convert into common stock on a one-for-one basis.

F11: Performance Stock Units (PSUs) convert into common stock on a one-for-one basis ranging from 0 shares to shares equal to a number of 150% of the target number of PSUs granted.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2026 Filed Jul 22, 2026 21:34 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-024199 · rdgdoc.xml · derivative · entry 4

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These remaining restricted stock units vest on 07/20/2026.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
July 20, 2026 Filed Jul 22, 2026 21:34 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 1,974 $26.74 $52,784.76
Disclosure

SEC source: 0001437749-26-024199 · rdgdoc.xml · nonDerivative · entry 2

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,195

Read SEC document
July 20, 2026 Filed Jul 22, 2026 21:34 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 5,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-024199 · rdgdoc.xml · nonDerivative · entry 1

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2026 Filed May 9, 2026 00:06 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 4,356 $0.00 Strike: $24.05 $0.00
Disclosure

SEC source: 0001437749-26-015977 · rdgdoc.xml · derivative · entry 7

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,712

Underlying: Common Stock · 13,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These remaining restricted stock units vest in two equal annual installments on 05/08/2027 and 05/08/2028.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 08, 2026 Filed May 9, 2026 00:06 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 1,563 $24.05 $37,590.15
Disclosure

SEC source: 0001437749-26-015977 · rdgdoc.xml · nonDerivative · entry 2

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,669

Read SEC document
May 08, 2026 Filed May 9, 2026 00:06 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 4,356 $24.05 $104,761.80
Disclosure

SEC source: 0001437749-26-015977 · rdgdoc.xml · nonDerivative · entry 1

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 19:17 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 2,740 $0.00 Strike: $20.43 $0.00
Disclosure

SEC source: 0001437749-26-009574 · rdgdoc.xml · derivative · entry 5

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,740

Underlying: Common Stock · 5,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 19:17 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 984 $20.43 $20,103.12
Disclosure

SEC source: 0001437749-26-009574 · rdgdoc.xml · nonDerivative · entry 2

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,876

Read SEC document
March 20, 2026 Filed Mar 24, 2026 19:17 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 2,740 $20.43 $55,978.20
Disclosure

SEC source: 0001437749-26-009574 · rdgdoc.xml · nonDerivative · entry 1

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:46 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 1,098 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001437749-26-005256 · rdgdoc.xml · derivative · entry 3

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,098

Underlying: Common Stock · 2,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:46 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 453 $22.20 $10,056.60
Disclosure

SEC source: 0001437749-26-005256 · rdgdoc.xml · nonDerivative · entry 2

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,120

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:46 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 1,098 $22.20 $24,375.60
Disclosure

SEC source: 0001437749-26-005256 · rdgdoc.xml · nonDerivative · entry 1

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2025 Filed Jul 22, 2025 22:12 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 5,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-023261 · rdgdoc.xml · derivative · entry 4

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 07/20/2023 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
July 21, 2025 Filed Jul 22, 2025 22:12 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 1,968 $18.25 $35,916.00
Disclosure

SEC source: 0001437749-25-023261 · rdgdoc.xml · nonDerivative · entry 2

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,475

Read SEC document
July 21, 2025 Filed Jul 22, 2025 22:12 UTC RBB Bancorp RBB · Entity 5572 GrantCommon Stock, No Par Value 5,500 $18.25 $100,375.00
Disclosure

SEC source: 0001437749-25-023261 · rdgdoc.xml · nonDerivative · entry 1

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,443

Read SEC document
May 08, 2025 Filed Jun 4, 2025 00:32 UTC Amendment RBB Bancorp RBB · Entity 5572 GrantPerformance Stock Units · Derivative 19,602 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019357 · rdgdoc.xml · derivative · entry 6

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,602

Underlying: Common Stock · 19,602 shares

Expires not disclosed

F7 · derivative.exercise_date: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
May 08, 2025 Filed Jun 4, 2025 00:32 UTC Amendment RBB Bancorp RBB · Entity 5572 GrantRestricted Stock Units · Derivative 13,068 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-019357 · rdgdoc.xml · derivative · entry 5

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,068

Underlying: Common Stock · 13,068 shares

Expires not disclosed

F6 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 05/08/2025 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F8 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

F8 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:41 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 2,741 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008913 · rdgdoc.xml · derivative · entry 5

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,282

Underlying: Restricted Stock Units · 8,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:41 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 981 $17.07 $16,745.67
Disclosure

SEC source: 0001437749-25-008913 · rdgdoc.xml · nonDerivative · entry 2

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,943

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:41 UTC RBB Bancorp RBB · Entity 5572 GrantCommon Stock, No Par Value 2,741 $17.07 $46,788.87
Disclosure

SEC source: 0001437749-25-008913 · rdgdoc.xml · nonDerivative · entry 1

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,924

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:41 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 1,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-005105 · rdgdoc.xml · derivative · entry 3

LEE JOHNNY C · CIK 0001185980 · Pres / Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,196

Underlying: Restricted Stock Units · 3,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:41 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 452 $17.25 $7,797.00
Disclosure

SEC source: 0001437749-25-005105 · rdgdoc.xml · nonDerivative · entry 2

LEE JOHNNY C · CIK 0001185980 · Pres / Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,183

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:41 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 1,098 $17.25 $18,940.50
Disclosure

SEC source: 0001437749-25-005105 · rdgdoc.xml · nonDerivative · entry 1

LEE JOHNNY C · CIK 0001185980 · Pres / Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2024 Filed Jul 24, 2024 20:39 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 5,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023357 · rdgdoc.xml · derivative · entry 5

LEE JOHNNY C · CIK 0001185980 · Pres / Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Restricted Stock Units · 16,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 07/20/2023 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
July 22, 2024 Filed Jul 24, 2024 20:39 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 1,963 $22.36 $43,892.68
Disclosure

SEC source: 0001437749-24-023357 · rdgdoc.xml · nonDerivative · entry 3

LEE JOHNNY C · CIK 0001185980 · Pres / Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,537

Read SEC document
July 22, 2024 Filed Jul 24, 2024 20:39 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 5,500 $22.36 $122,980.00
Disclosure

SEC source: 0001437749-24-023357 · rdgdoc.xml · nonDerivative · entry 2

LEE JOHNNY C · CIK 0001185980 · Pres / Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.