Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2022 Filed May 16, 2022 19:23 UTC |
Song TammyFormer EVP
|
Exercise / conversionCommon Stock, No Par Value | 2,153 | $13.21 | $28,439.84 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 5 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC |
Song TammyFormer EVP
|
SaleCommon Stock, No Par Value | 5,381 | $20.82 | $112,021.12 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 4 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC |
Song TammyFormer EVP
|
Exercise / conversionCommon Stock, No Par Value | 5,381 | $11.15 | $59,997.07 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 3 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC |
Song TammyFormer EVP
|
SaleCommon Stock, No Par Value | 3,229 | $20.82 | $67,221.00 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 2 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC |
Song TammyFormer EVP
|
Exercise / conversionCommon Stock, No Par Value | 3,229 | $11.15 | $36,002.70 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 1 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2022 Filed May 11, 2022 01:10 UTC |
Song TammyFormer EVP
|
Exercise / conversionOption (right to buy) · Derivative | 104 | $20.55 Strike: $20.55 | $2,137.20 |
DisclosureSEC source: 0001437749-22-011814 · rdgdoc.xml · derivative · entry 8 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,896 Underlying: Common Stock · 9,000 shares Expires 2030-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant. Read SEC document |
| May 10, 2022 Filed May 11, 2022 01:10 UTC |
Song TammyFormer EVP
|
SaleCommon Stock, No Par Value | 104 | $21.01 | $2,185.06 |
DisclosureSEC source: 0001437749-22-011814 · rdgdoc.xml · nonDerivative · entry 2 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Read SEC document |
| May 10, 2022 Filed May 11, 2022 01:10 UTC |
Song TammyFormer EVP
|
Exercise / conversionCommon Stock, No Par Value | 104 | $20.55 | $2,137.20 |
DisclosureSEC source: 0001437749-22-011814 · rdgdoc.xml · nonDerivative · entry 1 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2022 Filed May 3, 2022 00:51 UTC |
Kao JamesDirector
|
PurchaseCommon Stock, No Par Value | 18,000 | $21.68 | $390,214.80 |
DisclosureSEC source: 0001437749-22-010547 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,876 Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:37 UTC |
Morris David RichardInterim President/CEO
|
Exercise / conversionOption (right to buy) · Derivative | 21,525 | $11.15 Strike: $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010140 · rdgdoc.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,288 Underlying: Common Stock · 33,813 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:37 UTC |
Morris David RichardInterim President/CEO
|
Exercise / conversionStock Options | 21,525 | $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010140 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:37 UTC |
Morris David RichardInterim President/CEO
|
Exercise / conversionCommon Stock, No Par Value | 21,525 | $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010140 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:35 UTC |
Morris David RichardInterim President/CEO
|
Exercise / conversionOption (right to buy) · Derivative | 21,525 | $11.15 Strike: $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010139 · rdgdoc.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,288 Underlying: Common Stock · 33,813 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:35 UTC |
Morris David RichardInterim President/CEO
|
Exercise / conversionStock Options | 21,525 | $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010139 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:35 UTC |
Morris David RichardInterim President/CEO
|
Exercise / conversionCommon Stock, No Par Value | 21,525 | $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010139 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:34 UTC |
Morris David RichardInterim President/CEO
|
Exercise / conversionOption (right to buy) · Derivative | 21,525 | $11.15 Strike: $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010138 · rdgdoc.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,288 Underlying: Common Stock · 33,813 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:34 UTC |
Morris David RichardInterim President/CEO
|
Exercise / conversionStock Options | 21,525 | $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010138 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 01:34 UTC |
Morris David RichardInterim President/CEO
|
Exercise / conversionCommon Stock, No Par Value | 21,525 | $11.15 | $239,999.45 |
DisclosureSEC source: 0001437749-22-010138 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · Interim President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 14:10 UTC |
Koo Chie-Min ChristopherDirector
|
Exercise / conversionOption (right to buy) · Derivative | 10,763 | $11.15 Strike: $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-22-010031 · rdgdoc.xml · derivative · entry 3 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2022-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 14:10 UTC |
Koo Chie-Min ChristopherDirector
|
Exercise / conversionStock Options | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-22-010031 · rdgdoc.xml · nonDerivative · entry 2 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 14:10 UTC |
Koo Chie-Min ChristopherDirector
|
Exercise / conversionCommon Stock, No Par Value | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-22-010031 · rdgdoc.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 18:42 UTC |
Thian Yee PhongFormer President/CEO
|
Disposition to issuerRestricted Stock Shares | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-010044 · rdgdoc.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F10 · kind: Represents forfeiture of 40,000 shares of restricted stock. Read SEC document |
| February 24, 2022 Filed Mar 2, 2022 19:11 UTC |
Lin Ko-YenDirector
|
Exercise / conversionOption (right to buy) · Derivative | 10,000 | $18.25 Strike: $18.25 | $182,500.00 |
DisclosureSEC source: 0001437749-22-005065 · rdgdoc.xml · derivative · entry 4 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2026-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant. Read SEC document |
| February 24, 2022 Filed Mar 2, 2022 19:11 UTC |
Lin Ko-YenDirector
|
Exercise / conversionOption (right to buy) · Derivative | 10,763 | $11.15 Strike: $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-22-005065 · rdgdoc.xml · derivative · entry 3 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2023-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant. Read SEC document |
| February 24, 2022 Filed Mar 2, 2022 19:11 UTC |
Lin Ko-YenDirector
|
Exercise / conversionCommon Stock, No Par Value | 10,000 | $18.25 | $182,500.00 |
DisclosureSEC source: 0001437749-22-005065 · rdgdoc.xml · nonDerivative · entry 2 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2022 Filed Mar 2, 2022 19:11 UTC |
Lin Ko-YenDirector
|
Exercise / conversionCommon Stock, No Par Value | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-22-005065 · rdgdoc.xml · nonDerivative · entry 1 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2022 Filed Jan 22, 2022 02:04 UTC |
Thian Yee PhongPresident/CEO
|
Exercise / conversionRestricted Stock Shares · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-001447 · rdgdoc.xml · derivative · entry 9 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Restricted Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The first 1/3 of this restricted stock grant will vest on January 21, 2022, the second 1/3 will vest on January 21, 2023, and the last 1/3 will vest on January 21, 2024. F3 · derivative.expiration_date: There will be no expiration date once restricted stock shares vest. Read SEC document |
| January 21, 2022 Filed Jan 22, 2022 02:04 UTC |
Thian Yee PhongPresident/CEO
|
Exercise / conversionRestricted Stock Shares | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-001447 · rdgdoc.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2022 Filed Jan 22, 2022 02:04 UTC |
Thian Yee PhongPresident/CEO
|
Exercise / conversionCommon Stock, No Par Value | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-001447 · rdgdoc.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent the first vesting of the three equal annual installments beginning one year after the 01/21/2021 date of grant. Read SEC document |
| January 19, 2022 Filed Jan 21, 2023 01:47 UTC |
Kao JamesDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001499 · rdgdoc.xml · derivative · entry 7 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023. F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 19, 2022 Filed Nov 10, 2023 00:20 UTC Amendment |
Kao JamesDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-031326 · rdgdoc.xml · derivative · entry 3 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023. F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 17:42 UTC |
Liu VincentEVP
|
SaleCommon Stock, No Par Value | 29 | $25.75 | $746.75 |
DisclosureSEC source: 0001437749-21-021552 · rdgdoc.xml · nonDerivative · entry 1 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,572 Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:55 UTC |
Liu VincentEVP
|
SaleCommon Stock, No Par Value | 1,955 | $25.75 | $50,341.25 |
DisclosureSEC source: 0001437749-21-021404 · rdgdoc.xml · nonDerivative · entry 1 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,601 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 21:09 UTC |
Pang SimonEVP
|
SaleCommon Stock, No Par Value | 492 | $25.60 | $12,595.20 |
DisclosureSEC source: 0001437749-21-021324 · rdgdoc.xml · nonDerivative · entry 2 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,652 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 21:09 UTC |
Pang SimonEVP
|
SaleCommon Stock, No Par Value | 8,610 | $25.70 | $221,277.00 |
DisclosureSEC source: 0001437749-21-021324 · rdgdoc.xml · nonDerivative · entry 1 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,144 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:58 UTC |
Pang SimonEVP
|
Exercise / conversionOption (right to buy) · Derivative | 86,078 | $11.15 Strike: $11.15 | $959,752.48 |
DisclosureSEC source: 0001437749-21-021320 · rdgdoc.xml · derivative · entry 3 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,078 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:58 UTC |
Pang SimonEVP
|
SaleCommon Stock, No Par Value | 86,078 | $25.50 | $2,194,989.00 |
DisclosureSEC source: 0001437749-21-021320 · rdgdoc.xml · nonDerivative · entry 2 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,754 F2 · shares: Exercise of reporting person's stock options that would otherwise expire 01/01/2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. F3 · price: Price reflected is the weighted-average sale price for shares, which were sold in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:58 UTC |
Pang SimonEVP
|
Exercise / conversionCommon Stock, No Par Value | 86,078 | $11.15 | $959,752.48 |
DisclosureSEC source: 0001437749-21-021320 · rdgdoc.xml · nonDerivative · entry 1 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:36 UTC |
Liu VincentEVP
|
SaleCommon Stock, No Par Value | 2,607 | $25.75 | $67,130.25 |
DisclosureSEC source: 0001437749-21-021315 · rdgdoc.xml · nonDerivative · entry 2 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,556 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:36 UTC |
Liu VincentEVP
|
SaleCommon Stock, No Par Value | 15,000 | $25.50 | $382,500.00 |
DisclosureSEC source: 0001437749-21-021315 · rdgdoc.xml · nonDerivative · entry 1 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,163 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:16 UTC |
Liu VincentEVP
|
Exercise / conversionOption (right to buy) · Derivative | 94,172 | $11.15 Strike: $11.15 | $1,049,998.97 |
DisclosureSEC source: 0001437749-21-021310 · rdgdoc.xml · derivative · entry 3 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94,172 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:16 UTC |
Liu VincentEVP
|
SaleCommon Stock, No Par Value | 94,172 | $25.50 | $2,401,386.00 |
DisclosureSEC source: 0001437749-21-021310 · rdgdoc.xml · nonDerivative · entry 2 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,163 F2 · shares: Exercise of reporting person's stock options that would otherwise expire 01/01/2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. F3 · price: Price reflected is the weighted-average sale price for shares, which were sold in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:16 UTC |
Liu VincentEVP
|
Exercise / conversionCommon Stock, No Par Value | 94,172 | $11.15 | $1,049,998.97 |
DisclosureSEC source: 0001437749-21-021310 · rdgdoc.xml · nonDerivative · entry 1 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 01:18 UTC |
Thian Yee PhongPresident/CEO
|
Exercise / conversionRestricted Stock Shares · Derivative | 14,475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-020247 · rdgdoc.xml · derivative · entry 9 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock · 14,475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/3 of this restricted stock grant vested on August 15, 2019, 1/3 of this restricted stock grant vested on August 15, 2020, and thereafter 1/3 of this restricted stock grant will vest on August 15, 2021. F3 · derivative.expiration_date: There will be no expiration date once restricted stock shares vest. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 01:18 UTC |
Thian Yee PhongPresident/CEO
|
Exercise / conversionRestricted Stock Shares | 14,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-020247 · rdgdoc.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 01:18 UTC |
Thian Yee PhongPresident/CEO
|
Exercise / conversionCommon Stock, No Par Value | 14,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-020247 · rdgdoc.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent the second vesting of the three equal annual installments beginning one year after the 08/15/2018 date of grant. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 17:16 UTC Amendment |
Thian Yee PhongPresident/CEO
|
Exercise / conversionRestricted Stock Shares · Derivative | 14,475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-020292 · rdgdoc.xml · derivative · entry 9 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock · 14,475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/3 of this restricted stock grant vested on August 15, 2019, 1/3 of this restricted stock grant vested on August 15, 2020, and thereafter 1/3 of this restricted stock grant will vest on August 15, 2021. F3 · derivative.expiration_date: There will be no expiration date once restricted stock shares vest. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 17:16 UTC Amendment |
Thian Yee PhongPresident/CEO
|
Exercise / conversionRestricted Stock Shares | 14,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-020292 · rdgdoc.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 17:16 UTC Amendment |
Thian Yee PhongPresident/CEO
|
Exercise / conversionCommon Stock, No Par Value | 14,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-020292 · rdgdoc.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent the second vesting of the three equal annual installments beginning one year after the 08/15/2018 date of grant. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:20 UTC | Exercise / conversionOption (right to buy) · Derivative | 20,000 | $11.15 Strike: $11.15 | $222,996.00 |
DisclosureSEC source: 0001437749-21-019709 · rdgdoc.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,813 Underlying: Common Stock · 53,813 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.