Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RBB Bancorp
Report date May 13, 2022 · Filed May 16, 2022
Section 16 reporting ended · disclosed 2022-05-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 2,035 |
Ending reported balance
After 2022-05-13 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-05-13 · Exercise / conversion · Acquired 3,000 · Balance 5,035 Row 2 · 2022-05-13 · Sale · Disposed 3,000 · Balance 2,035 Row 3 · 2022-05-13 · Exercise / conversion · Acquired 10,000 · Balance 12,035 Row 4 · 2022-05-13 · Sale · Disposed 10,000 · Balance 2,035 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.55 · Expires 2030-01-22 | Direct | 3,000 |
Reported balance
After 2022-05-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-13 · Exercise / conversion · Disposed 3,000 · Balance 3,000 F2: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.33 · Expires 2030-07-15 | Direct | 20,000 |
Reported balance
After 2022-05-13 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-05-13 · Exercise / conversion · Disposed 10,000 · Balance 20,000 F3: These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.38 · Expires 2029-01-23 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2022-05-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,000 F1: These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.74 · Expires 2031-01-21 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2022-05-13 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 30,000 F4: These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 690 |
Reported balance
Holding disclosure · report date 2022-05-13 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 690 F5: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant. F6: There will be no expiration date once restricted stock units vest. |
Filing footnotes · ownership attribution and instrument terms
F1: These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant.
F4: These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F5: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F6: There will be no expiration date once restricted stock units vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2022 Filed May 16, 2022 20:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,000 | $13.33 Strike: $13.33 | $133,300.00 |
DisclosureSEC source: 0001437749-22-012636 · rdgdoc.xml · derivative · entry 7 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 30,000 shares Expires 2030-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 07/15/2020 date of grant. Read SEC document |
| May 13, 2022 Filed May 16, 2022 20:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 3,000 | $20.55 Strike: $20.55 | $61,650.00 |
DisclosureSEC source: 0001437749-22-012636 · rdgdoc.xml · derivative · entry 6 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 6,000 shares Expires 2030-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant. Read SEC document |
| May 13, 2022 Filed May 16, 2022 20:27 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 10,000 | $20.28 | $202,750.00 |
DisclosureSEC source: 0001437749-22-012636 · rdgdoc.xml · nonDerivative · entry 4 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Read SEC document |
| May 13, 2022 Filed May 16, 2022 20:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,000 | $13.33 | $133,300.00 |
DisclosureSEC source: 0001437749-22-012636 · rdgdoc.xml · nonDerivative · entry 3 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2022 Filed May 16, 2022 20:27 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 3,000 | $20.70 | $62,107.80 |
DisclosureSEC source: 0001437749-22-012636 · rdgdoc.xml · nonDerivative · entry 2 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Read SEC document |
| May 13, 2022 Filed May 16, 2022 20:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 3,000 | $20.55 | $61,650.00 |
DisclosureSEC source: 0001437749-22-012636 · rdgdoc.xml · nonDerivative · entry 1 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 2,896 | $20.55 Strike: $20.55 | $59,512.80 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · derivative · entry 20 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 8,896 shares Expires 2030-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 2,000 | $18.38 Strike: $18.38 | $36,760.00 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · derivative · entry 19 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 3,000 shares Expires 2029-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 6,000 | $18.25 Strike: $18.25 | $109,500.00 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · derivative · entry 18 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2026-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 2,153 | $13.21 Strike: $13.21 | $28,440.70 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · derivative · entry 17 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,153 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2014 date of grant. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 5,381 | $11.15 Strike: $11.15 | $59,997.07 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · derivative · entry 16 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,381 shares Expires 2023-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 07/01/2013 date of grant. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 3,229 | $11.15 Strike: $11.15 | $36,002.70 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · derivative · entry 15 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,229 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 1,378 | $20.91 | $28,814.12 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 14 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,378 | $20.55 | $28,317.90 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 13 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 1,518 | $20.82 | $31,601.57 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 12 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,518 | $20.55 | $31,194.90 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 11 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 2,000 | $20.82 | $41,635.80 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 10 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 2,000 | $18.38 | $36,760.00 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 9 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 6,000 | $20.82 | $124,907.40 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 8 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 6,000 | $18.25 | $109,500.00 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 7 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 2,153 | $20.82 | $44,820.94 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 6 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 2,153 | $13.21 | $28,439.84 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 5 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 5,381 | $20.82 | $112,021.12 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 4 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 5,381 | $11.15 | $59,997.07 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 3 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 3,229 | $20.82 | $67,221.00 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 2 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Read SEC document |
| May 11, 2022 Filed May 16, 2022 19:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 3,229 | $11.15 | $36,002.70 |
DisclosureSEC source: 0001437749-22-012583 · rdgdoc.xml · nonDerivative · entry 1 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2022 Filed May 11, 2022 01:10 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 104 | $20.55 Strike: $20.55 | $2,137.20 |
DisclosureSEC source: 0001437749-22-011814 · rdgdoc.xml · derivative · entry 8 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,896 Underlying: Common Stock · 9,000 shares Expires 2030-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant. Read SEC document |
| May 10, 2022 Filed May 11, 2022 01:10 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 104 | $21.01 | $2,185.06 |
DisclosureSEC source: 0001437749-22-011814 · rdgdoc.xml · nonDerivative · entry 2 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Read SEC document |
| May 10, 2022 Filed May 11, 2022 01:10 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 104 | $20.55 | $2,137.20 |
DisclosureSEC source: 0001437749-22-011814 · rdgdoc.xml · nonDerivative · entry 1 Song Tammy · CIK 0001843663 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.