Last 12 months
Inside the activity.
9 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 1 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 5 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2019 Filed Mar 26, 2019 00:20 UTC |
O'Brien Kevin PatrickChief Accounting Officer
|
Exercise / conversionCommon Stock | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007607 · doc1.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 15:29 UTC |
Dubin LaneSVP/GM Prepd-Instant Issuance
|
Exercise / conversionRestricted Stock Units · Derivative | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-002132 · doc1.xml · derivative · entry 3 Dubin Lane · CIK 0001683495 · SVP/GM Prepd-Instant Issuance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,856 Underlying: Common Stock · 928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. F3 · derivative.exercise_date: On 9/1/2016, the reporting person was granted 3,712 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting in four equal installments on the first, second, third and fourth anniversaries of award date. The RSUs remaining to vest from this grant is reflected in Column 9. F3 · derivative.expiration_date: On 9/1/2016, the reporting person was granted 3,712 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting in four equal installments on the first, second, third and fourth anniversaries of award date. The RSUs remaining to vest from this grant is reflected in Column 9. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 15:29 UTC |
Dubin LaneSVP/GM Prepd-Instant Issuance
|
Tax withholdingCommon Stock | 265 | $3.16 | $837.40 |
DisclosureSEC source: 0001567619-18-002132 · doc1.xml · nonDerivative · entry 2 Dubin Lane · CIK 0001683495 · SVP/GM Prepd-Instant Issuance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298 F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock. Not an open market sale of securities. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 15:29 UTC |
Dubin LaneSVP/GM Prepd-Instant Issuance
|
Exercise / conversionCommon Stock | 928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-002132 · doc1.xml · nonDerivative · entry 1 Dubin Lane · CIK 0001683495 · SVP/GM Prepd-Instant Issuance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 17:24 UTC |
DiMaggio GuySr VP & GM of Person. Solut.
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.11 | $0.00 |
DisclosureSEC source: 0001140361-18-035229 · doc1.xml · derivative · entry 1 DiMaggio Guy · CIK 0001746000 · Sr VP & GM of Person. Solut. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-08-01 F1 · derivative.exercise_date: 33.4% of options will vest on first anniversary of grant date, 33.3% will vest on second anniversary of grant date, and 33.3% will vest on third anniversary of grant date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:03 UTC |
LOWE JOHNAdvisor to CEO
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $1.98 | $0.00 |
DisclosureSEC source: 0001140361-18-031226 · doc1.xml · derivative · entry 1 Lowe John Daniel · CIK 0001744970 · Advisor to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2028-07-02 F1 · derivative.exercise_date: 33.4% of the options will vest on the first anniversary of the grant date, 33.3% will vest on the second anniversary of the grant date, and 33.3% will vest on the third anniversary of the grant date. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:25 UTC |
Soranno Keating ValerieDirector
|
GrantRestricted Stock Units · Derivative | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027186 · doc1.xml · derivative · entry 1 Keating Valerie Soranno · CIK 0001735761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,797 Underlying: Common Stock · 18,797 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 100% of the RSUs will vest on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 100% of the RSUs will vest on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 17:17 UTC |
Tavares SilvioDirector
|
GrantRestricted Stock Units · Derivative | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027172 · doc1.xml · derivative · entry 1 Tavares Silvio · CIK 0001685787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,797 Underlying: Common Stock · 18,797 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 100% of the RSUs will vest on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 100% of the RSUs will vest on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:24 UTC |
Pearce RobertDirector
|
GrantRestricted Stock Units · Derivative | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027184 · doc1.xml · derivative · entry 1 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,797 Underlying: Common Stock · 18,797 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 100% of the RSUs will vest on May 31, 2019, subject to the continuing service of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 100% of the RSUs will vest on May 31, 2019, subject to the continuing service of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:19 UTC |
Pearce DouglasDirector
|
GrantRestricted Stock Units · Derivative | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027175 · doc1.xml · derivative · entry 1 Pearce Doug · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,797 Underlying: Common Stock · 18,797 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 100% of the RSUs will vest on May 31, 2019, subject to the continuing service of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 100% of the RSUs will vest on May 31, 2019, subject to the continuing service of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 25, 2018 Filed May 30, 2018 17:05 UTC |
Tavares SilvioDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026287 · doc1.xml · derivative · entry 2 Tavares Silvio · CIK 0001685787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017. F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. F4 · derivative.exercise_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.underlying_shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 25, 2018 Filed May 30, 2018 17:05 UTC |
Tavares SilvioDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026287 · doc1.xml · nonDerivative · entry 1 Tavares Silvio · CIK 0001685787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017. F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. F2 · balance_after: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:16 UTC |
Scheirman ScottDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026299 · doc1.xml · derivative · entry 2 Scheirman Scott · CIK 0001374969 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017. F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. F4 · derivative.exercise_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.underlying_shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:16 UTC |
Scheirman ScottDirector · President & CEO
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026299 · doc1.xml · nonDerivative · entry 1 Scheirman Scott · CIK 0001374969 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017. F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. F2 · balance_after: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:14 UTC |
Pearce RobertDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026297 · doc1.xml · derivative · entry 2 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017. F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. F4 · derivative.exercise_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.underlying_shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:14 UTC |
Pearce RobertDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026297 · doc1.xml · nonDerivative · entry 1 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017. F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. F2 · balance_after: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:11 UTC |
Pearce DouglasDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026292 · doc1.xml · derivative · entry 2 Pearce Doug · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017. F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. F4 · derivative.exercise_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.underlying_shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:11 UTC |
Pearce DouglasDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026292 · doc1.xml · nonDerivative · entry 1 Pearce Doug · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017. F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. F2 · balance_after: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:09 UTC |
Fulton DianeDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026290 · doc1.xml · derivative · entry 3 Fulton Diane · CIK 0001660117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017. F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. F4 · derivative.exercise_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.underlying_shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:09 UTC |
Fulton DianeDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026290 · doc1.xml · nonDerivative · entry 1 Fulton Diane · CIK 0001660117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017. F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. F2 · balance_after: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 01, 2018 Filed May 2, 2018 21:50 UTC |
Grant Robert LeeChief Information Officer
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.77 | $0.00 |
DisclosureSEC source: 0001140361-18-021325 · doc1.xml · derivative · entry 1 Grant Robert Lee · CIK 0001738176 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-01 F1 · derivative.exercise_date: 33.4% of the options will vest on the first anniversary of the grant date, 33.3% will vest on the second anniversary of the grant date, and 33.3% will vest on the third anniversary of the grant date. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:10 UTC |
O'Brien Kevin PatrickChief Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 7,525 | $0.00 Strike: $2.98 | $0.00 |
DisclosureSEC source: 0001140361-18-016828 · doc1.xml · derivative · entry 1 OBrien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,525 Underlying: Common Stock · 7,525 shares Expires 2028-04-02 F1 · derivative.exercise_date: The options were granted on April 2, 2018. 33.4% of the options will vest on the first anniversary of the grant date, 33.3% will vest on second anniversary of the grant date, and 33.3% will vest on the third anniversary of the grant date. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 19:47 UTC |
Dubin LaneSVP, Sales & Marketing
|
Exercise / conversionCash Performance Units · Derivative | 40,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020187 · a4.xml · derivative · entry 3 Dubin Lane · CIK 0001683495 · SVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,367 Underlying: Common Stock · 40,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. F2 · derivative.exercise_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. F2 · derivative.expiration_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 19:47 UTC |
Dubin LaneSVP, Sales & Marketing
|
Disposition to issuerCommon Stock | 40,304 | $0.50 | $20,152.00 |
DisclosureSEC source: 0001104659-18-020187 · a4.xml · nonDerivative · entry 2 Dubin Lane · CIK 0001683495 · SVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635 F1 · shares: This disposition to the issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 19:47 UTC |
Dubin LaneSVP, Sales & Marketing
|
Exercise / conversionCommon Stock | 40,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020187 · a4.xml · nonDerivative · entry 1 Dubin Lane · CIK 0001683495 · SVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:48 UTC |
Bakke ChrisChief Accounting Officer
|
Exercise / conversionCash Performance Units · Derivative | 10,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020191 · a4.xml · derivative · entry 3 Bakke Chris · CIK 0001660668 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,261 Underlying: Common Stock · 10,662 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. F2 · derivative.exercise_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. F2 · derivative.expiration_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:48 UTC |
Bakke ChrisChief Accounting Officer
|
Disposition to issuerCommon Stock | 10,662 | $0.50 | $5,331.00 |
DisclosureSEC source: 0001104659-18-020191 · a4.xml · nonDerivative · entry 2 Bakke Chris · CIK 0001660668 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,054 F1 · shares: This disposition to the issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:48 UTC |
Bakke ChrisChief Accounting Officer
|
Exercise / conversionCommon Stock | 10,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020191 · a4.xml · nonDerivative · entry 1 Bakke Chris · CIK 0001660668 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:48 UTC |
Rossetti AnnaPresident-CPI Canada
|
Exercise / conversionCash Performance Units · Derivative | 13,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020190 · a4.xml · derivative · entry 3 Rossetti Anna · CIK 0001654518 · President-CPI Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,787 Underlying: Common Stock · 13,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. F2 · derivative.exercise_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. F2 · derivative.expiration_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:48 UTC |
Rossetti AnnaPresident-CPI Canada
|
Disposition to issuerCommon Stock | 13,434 | $0.50 | $6,717.00 |
DisclosureSEC source: 0001104659-18-020190 · a4.xml · nonDerivative · entry 2 Rossetti Anna · CIK 0001654518 · President-CPI Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,198 F1 · shares: This disposition to the issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:48 UTC |
Rossetti AnnaPresident-CPI Canada
|
Exercise / conversionCommon Stock | 13,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020190 · a4.xml · nonDerivative · entry 1 Rossetti Anna · CIK 0001654518 · President-CPI Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:47 UTC |
Jacoba LisaChief Human Resources Officer
|
Exercise / conversionCash Performance Units · Derivative | 22,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020189 · a4.xml · derivative · entry 3 Jacoba Lisa · CIK 0001654465 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,647 Underlying: Common Stock · 22,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. F2 · derivative.exercise_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. F2 · derivative.expiration_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:47 UTC |
Jacoba LisaChief Human Resources Officer
|
Disposition to issuerCommon Stock | 22,390 | $0.50 | $11,195.00 |
DisclosureSEC source: 0001104659-18-020189 · a4.xml · nonDerivative · entry 2 Jacoba Lisa · CIK 0001654465 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,284 F1 · shares: This disposition to the issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:47 UTC |
Jacoba LisaChief Human Resources Officer
|
Exercise / conversionCommon Stock | 22,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020189 · a4.xml · nonDerivative · entry 1 Jacoba Lisa · CIK 0001654465 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:46 UTC |
Cahn NicholasManaging Dir.-CPI Europe
|
Exercise / conversionCash Performance Units · Derivative | 13,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020186 · a4.xml · derivative · entry 3 Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,787 Underlying: Common Stock · 13,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. F2 · derivative.exercise_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. F2 · derivative.expiration_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:46 UTC |
Cahn NicholasManaging Dir.-CPI Europe
|
Disposition to issuerCommon Stock | 13,434 | $0.50 | $6,717.00 |
DisclosureSEC source: 0001104659-18-020186 · a4.xml · nonDerivative · entry 2 Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,204 F1 · shares: This disposition to the issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:46 UTC |
Cahn NicholasManaging Dir.-CPI Europe
|
Exercise / conversionCommon Stock | 13,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020186 · a4.xml · nonDerivative · entry 1 Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:46 UTC |
Bohrer JasonSenior Vice President, Ops
|
Exercise / conversionCash Performance Units · Derivative | 31,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020185 · a4.xml · derivative · entry 3 Bohrer Jason · CIK 0001676187 · Senior Vice President, Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,508 Underlying: Common Stock · 31,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. F2 · derivative.exercise_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. F2 · derivative.expiration_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:46 UTC |
Bohrer JasonSenior Vice President, Ops
|
Disposition to issuerCommon Stock | 31,348 | $0.50 | $15,674.00 |
DisclosureSEC source: 0001104659-18-020185 · a4.xml · nonDerivative · entry 2 Bohrer Jason · CIK 0001676187 · Senior Vice President, Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,714 F1 · shares: This disposition to the issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:46 UTC |
Bohrer JasonSenior Vice President, Ops
|
Exercise / conversionCommon Stock | 31,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020185 · a4.xml · nonDerivative · entry 1 Bohrer Jason · CIK 0001676187 · Senior Vice President, Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:08 UTC |
Kilgore SarahChief Legal and Compliance Off
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $5.25 | $0.00 |
DisclosureSEC source: 0001104659-18-000772 · a4.xml · derivative · entry 1 Kilgore Sarah · CIK 0001725379 · Chief Legal and Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-01-02 F1 · derivative.exercise_date: One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the January 2, 2018 award date. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 17:08 UTC |
Tavares SilvioDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 6,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061167 · a4.xml · derivative · entry 2 Tavares Silvio · CIK 0001685787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 6,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F2 · derivative.exercise_date: On October 3, 2016, the reporting person was granted 6,209 restricted stock units, vesting on the first anniversary of the grant date. F2 · derivative.expiration_date: On October 3, 2016, the reporting person was granted 6,209 restricted stock units, vesting on the first anniversary of the grant date. F3 · balance_after: Total includes prior restricted stock unit awards that have different vesting and expiration dates. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 17:08 UTC |
Tavares SilvioDirector
|
Exercise / conversionCommon Stock | 6,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-061167 · a4.xml · nonDerivative · entry 1 Tavares Silvio · CIK 0001685787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 21:06 UTC |
Scheirman ScottDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 6,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061166 · a4.xml · derivative · entry 2 Scheirman Scott · CIK 0001374969 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 6,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F2 · derivative.exercise_date: On October 3, 2016, the reporting person was granted 6,209 restricted stock units, vesting on the first anniversary of the grant date. F2 · derivative.expiration_date: On October 3, 2016, the reporting person was granted 6,209 restricted stock units, vesting on the first anniversary of the grant date. F3 · balance_after: Total includes prior restricted stock unit awards that have different vesting and expiration dates. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 21:06 UTC |
Scheirman ScottDirector
|
Exercise / conversionCommon Stock | 6,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-061166 · a4.xml · nonDerivative · entry 1 Scheirman Scott · CIK 0001374969 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 21:42 UTC |
Arbabha JayChief Technology Officer
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001104659-17-059300 · a4.xml · derivative · entry 1 Arbabha Jay · CIK 0001693377 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2027-09-25 F1 · shares: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the September 25, 2017 award date. F1 · derivative.underlying_shares: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F1 · balance_after: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. Read SEC document |
| September 25, 2017 Filed Sep 28, 2017 01:41 UTC |
Etzkorn LillianChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001104659-17-059296 · a4.xml · derivative · entry 1 Etzkorn Lillian · CIK 0001693376 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2027-09-25 F1 · shares: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the September 25, 2017 award date. F1 · derivative.underlying_shares: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F1 · balance_after: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 21:40 UTC |
Dubin LaneSenior VP, Sales & Marketing
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001104659-17-059294 · a4.xml · derivative · entry 1 Dubin Lane · CIK 0001683495 · Senior VP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2027-09-25 F1 · shares: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the September 25, 2017 award date. F1 · derivative.underlying_shares: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F1 · balance_after: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. Read SEC document |
| September 25, 2017 Filed Sep 28, 2017 01:43 UTC |
Scheirman ScottDirector
|
GrantStock Option (Right to Buy) · Derivative | 1,400,000 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001104659-17-059301 · a4.xml · derivative · entry 1 Scheirman Scott · CIK 0001374969 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,000 Underlying: Common Stock · 1,400,000 shares Expires 2027-09-25 F1 · shares: Granted in connection with Mr. Scheirman's employment with the Company. Mr. Scheirman will assume the role of Chief Executive Officer of the Company effective October 5, 2017. F2 · shares: The grant of 619,467 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F3 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the September 25, 2017 award date. F2 · derivative.underlying_shares: The grant of 619,467 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F2 · balance_after: The grant of 619,467 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. Read SEC document |
| September 25, 2017 Filed Sep 28, 2017 01:42 UTC |
Bakke ChrisChief Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001104659-17-059299 · a4.xml · derivative · entry 1 Bakke Chris · CIK 0001660668 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-09-25 F1 · shares: The grant of 22,124 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the September 25, 2017 award date. F1 · derivative.underlying_shares: The grant of 22,124 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F1 · balance_after: The grant of 22,124 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.