Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CPI Card Group Inc.PMTS · Entity 5850 | Managing Dir.-CPI Europe | March 22, 2018 | March 26, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CPI Card Group Inc.
Report date March 22, 2018 · Filed March 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,204 |
Ending reported balance
After 2018-03-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-03-22 · Exercise / conversion · Acquired 13,434 · Balance 65,638 Row 2 · 2018-03-22 · Disposition to issuer · Disposed 13,434 · Balance 52,204 F1: This disposition to the issuer reflects the settlement of approximately 1/3 of the performance units in cash. |
| Cash Performance UnitsSEC Table II · derivative / convertible security | Direct | 26,787 |
Reported balance
After 2018-03-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-03-22 · Exercise / conversion · Disposed 13,434 · Balance 26,787 F2: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. |
Filing footnotes · ownership attribution and instrument terms
F1: This disposition to the issuer reflects the settlement of approximately 1/3 of the performance units in cash.
F2: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2018 Filed Mar 26, 2018 23:46 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCash Performance Units · Derivative | 13,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020186 · a4.xml · derivative · entry 3 Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,787 Underlying: Common Stock · 13,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. F2 · derivative.exercise_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. F2 · derivative.expiration_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:46 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Disposition to issuerCommon Stock | 13,434 | $0.50 | $6,717.00 |
DisclosureSEC source: 0001104659-18-020186 · a4.xml · nonDerivative · entry 2 Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,204 F1 · shares: This disposition to the issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 23:46 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCommon Stock | 13,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020186 · a4.xml · nonDerivative · entry 1 Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2017 Filed Sep 28, 2017 01:41 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001104659-17-059295 · a4.xml · derivative · entry 1 Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-09-25 F1 · shares: The grant of 44,248 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the September 25, 2017 award date. F1 · derivative.underlying_shares: The grant of 44,248 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F1 · balance_after: The grant of 44,248 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 20:02 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantCash Performance Units · Derivative | 40,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-019150 · a4.xml · derivative · entry 3 Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,221 Underlying: Common Stock · 40,221 shares Expires 2020-03-22 F4 · derivative.exercise_price: The cash performance units are performance-based awards that will settle in cash, in an amount between 50% and 200% of the target award value, based on the performance of the Company's stock price during each of three performance sub-periods (from the grant date through each of the first, second and third anniversaries of the grant date). F4 · derivative.exercise_date: The cash performance units are performance-based awards that will settle in cash, in an amount between 50% and 200% of the target award value, based on the performance of the Company's stock price during each of three performance sub-periods (from the grant date through each of the first, second and third anniversaries of the grant date). Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 20:02 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantRestricted Stock Units · Derivative | 3,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-019150 · a4.xml · derivative · entry 2 Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,051 Underlying: Common Stock · 3,051 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F3 · derivative.exercise_date: The restricted stock units vest on the third anniversary of the March 22, 2017 award date. F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F3 · derivative.expiration_date: The restricted stock units vest on the third anniversary of the March 22, 2017 award date. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 20:02 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantStock Option (Right to Buy) · Derivative | 19,809 | $0.00 Strike: $4.35 | $0.00 |
DisclosureSEC source: 0001104659-17-019150 · a4.xml · derivative · entry 1 Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,809 Underlying: Common Stock · 19,809 shares Expires 2027-03-22 F1 · derivative.exercise_date: One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the March 22, 2017 award date. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 02:15 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionRestricted Stock Units · Derivative | 10,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-014507 · a4.xml · derivative · entry 3 Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit. F2 · derivative.exercise_date: On March 2, 2016, the reporting person was granted 10,746 Restricted Stock Units, vesting on the first anniversary of the grant date. F2 · derivative.expiration_date: On March 2, 2016, the reporting person was granted 10,746 Restricted Stock Units, vesting on the first anniversary of the grant date. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 02:15 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Tax withholdingCommon Stock | 5,051 | $4.70 | $23,739.70 |
DisclosureSEC source: 0001104659-17-014507 · a4.xml · nonDerivative · entry 2 Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,021 Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 02:15 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCommon Stock | 10,746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-014507 · a4.xml · nonDerivative · entry 1 Cahn Nicholas · CIK 0001654527 · Managing Dir.-CPI Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.