Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CPI Card Group Inc.PMTS · Entity 5850 | Director | March 21, 2023 | March 23, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CPI Card Group Inc.
Report date March 21, 2023 · Filed March 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 88,253 |
Reported balance
After 2023-03-21 transaction · row 1
1 source rowRow 1 · 2023-03-21 · Exercise / conversion · Acquired 5,064 · Balance 88,253 F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-03-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-03-21 · Exercise / conversion · Disposed 5,064 · Balance 0 F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. F2: This line reports 100% of the RSUs that were awarded on September 21, 2021 (the "award date"), which vested on the 18 month anniversary of the award date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.
F2: This line reports 100% of the RSUs that were awarded on September 21, 2021 (the "award date"), which vested on the 18 month anniversary of the award date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2023 Filed Mar 23, 2023 23:39 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionRestricted Stock Units · Derivative | 5,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-013522 · form4.xml · derivative · entry 2 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. F2 · derivative.exercise_date: This line reports 100% of the RSUs that were awarded on September 21, 2021 (the "award date"), which vested on the 18 month anniversary of the award date. F2 · derivative.expiration_date: This line reports 100% of the RSUs that were awarded on September 21, 2021 (the "award date"), which vested on the 18 month anniversary of the award date. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 23:39 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCommon Stock | 5,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-013522 · form4.xml · nonDerivative · entry 1 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. Read SEC document |
| November 28, 2022 Filed Dec 1, 2022 00:45 UTC | CPI Card Group Inc. PMTS · Entity 5850 | SaleCommon Stock | 37 | $24.70 | $913.90 |
DisclosureSEC source: 0001567619-22-021069 · doc1.xml · nonDerivative · entry 1 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,189 Read SEC document |
| November 23, 2022 Filed Nov 29, 2022 00:02 UTC | CPI Card Group Inc. PMTS · Entity 5850 | SaleCommon Stock | 392 | $24.70 | $9,682.40 |
DisclosureSEC source: 0001567619-22-020935 · doc1.xml · nonDerivative · entry 1 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,226 Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 22:27 UTC | CPI Card Group Inc. PMTS · Entity 5850 | SaleCommon Stock | 571 | $26.00 | $14,846.00 |
DisclosureSEC source: 0001567619-22-019395 · doc1.xml · nonDerivative · entry 2 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,618 Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 22:27 UTC | CPI Card Group Inc. PMTS · Entity 5850 | SaleCommon Stock | 21,000 | $26.91 | $565,032.30 |
DisclosureSEC source: 0001567619-22-019395 · doc1.xml · nonDerivative · entry 1 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,189 F1 · price: The transaction was executed in multiple trades in prices ranging from $26.70 to $27.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in this footnote. Read SEC document |
| September 21, 2021 Filed Sep 24, 2021 00:31 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantRestricted Stock Units · Derivative | 5,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-032348 · form4.xml · derivative · entry 1 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,064 Underlying: Common Stock · 5,064 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. F2 · derivative.exercise_date: The 5,064 RSUs reported on this line vest on the 18 month anniversary of the September 21, 2021 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. F2 · derivative.expiration_date: The 5,064 RSUs reported on this line vest on the 18 month anniversary of the September 21, 2021 award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 00:46 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionRestricted Stock Units · Derivative | 18,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012625 · doc1.xml · derivative · entry 2 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 31, 2018. F4 · derivative.exercise_date: 100% of the RSUs vested on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 100% of the RSUs vested on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 00:46 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCommon Stock | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012625 · doc1.xml · nonDerivative · entry 1 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 31, 2018. F2 · balance_after: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:24 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantRestricted Stock Units · Derivative | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027184 · doc1.xml · derivative · entry 1 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,797 Underlying: Common Stock · 18,797 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 100% of the RSUs will vest on May 31, 2019, subject to the continuing service of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 100% of the RSUs will vest on May 31, 2019, subject to the continuing service of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:14 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026297 · doc1.xml · derivative · entry 2 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017. F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. F4 · derivative.exercise_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.underlying_shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:14 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026297 · doc1.xml · nonDerivative · entry 1 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017. F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. F2 · balance_after: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:36 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionRestricted Stock Units · Derivative | 11,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-037714 · a4.xml · derivative · entry 2 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 11,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F2 · derivative.exercise_date: On June 2, 2016, the reporting person was granted 11,442 Restricted Stock Units, vesting on the first anniversary of the grant date. F2 · derivative.expiration_date: On June 2, 2016, the reporting person was granted 11,442 Restricted Stock Units, vesting on the first anniversary of the grant date. F3 · balance_after: Total includes additional restricted stock unit awards that have different vesting and expiration dates. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:36 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCommon Stock | 11,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-037714 · a4.xml · nonDerivative · entry 1 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. Read SEC document |
| May 25, 2017 Filed May 30, 2017 20:11 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-036163 · a4.xml · derivative · entry 1 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,442 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F2 · derivative.exercise_date: The 25,000 restricted stock units reported on this line vest on the first anniversary of the May 25, 2017 award date. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F2 · derivative.expiration_date: The 25,000 restricted stock units reported on this line vest on the first anniversary of the May 25, 2017 award date. F3 · balance_after: Total includes prior restricted stock unit awards that have different vesting and expiration dates. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 02:11 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionRestricted Stock Units · Derivative | 2,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-014503 · a4.xml · derivative · entry 2 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,808 Underlying: Common Stock · 2,634 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit. F2 · derivative.exercise_date: On March 2, 2016, the reporting person was granted 2,634 Restricted Stock Units, vesting on the first anniversary of the grant date. F2 · derivative.expiration_date: On March 2, 2016, the reporting person was granted 2,634 Restricted Stock Units, vesting on the first anniversary of the grant date. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 02:11 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCommon Stock | 2,634 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-014503 · a4.xml · nonDerivative · entry 1 Pearce Robert · CIK 0001654526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.