Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CPI Card Group Inc.PMTS · Entity 5850 | Director | May 31, 2019 | June 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CPI Card Group Inc.
Report date May 31, 2019 · Filed June 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,191 |
Reported balance
After 2019-05-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-31 · Exercise / conversion · Acquired 18,797 · Balance 28,191 F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 31, 2018. F2: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-31 · Exercise / conversion · Disposed 18,797 · Balance 0 F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 31, 2018. F4: 100% of the RSUs vested on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 31, 2018.
F2: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017.
F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F4: 100% of the RSUs vested on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2019 Filed Jun 4, 2019 00:49 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionRestricted Stock Units · Derivative | 18,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012627 · doc1.xml · derivative · entry 2 Pearce Douglas · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 31, 2018. F4 · derivative.exercise_date: 100% of the RSUs vested on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 100% of the RSUs vested on May 31, 2019, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 00:49 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCommon Stock | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012627 · doc1.xml · nonDerivative · entry 1 Pearce Douglas · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 31, 2018. F2 · balance_after: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:19 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantRestricted Stock Units · Derivative | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027175 · doc1.xml · derivative · entry 1 Pearce Doug · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,797 Underlying: Common Stock · 18,797 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 100% of the RSUs will vest on May 31, 2019, subject to the continuing service of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 100% of the RSUs will vest on May 31, 2019, subject to the continuing service of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:11 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026292 · doc1.xml · derivative · entry 2 Pearce Doug · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017. F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. F4 · derivative.exercise_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.underlying_shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:11 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026292 · doc1.xml · nonDerivative · entry 1 Pearce Doug · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017. F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. F2 · balance_after: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:36 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionRestricted Stock Units · Derivative | 11,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-037713 · a4.xml · derivative · entry 2 Pearce Doug · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 11,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F2 · derivative.exercise_date: On June 2, 2016, the reporting person was granted 11,442 restricted stock units, vesting on the first anniversary of the grant date. F2 · derivative.expiration_date: On June 2, 2016, the reporting person was granted 11,442 restricted stock units, vesting on the first anniversary of the grant date. F3 · balance_after: This total includes additional restricted stock unit awards that have different vesting and expiration dates. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:36 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCommon Stock | 11,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-037713 · a4.xml · nonDerivative · entry 1 Pearce Doug · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. Read SEC document |
| May 25, 2017 Filed May 30, 2017 20:12 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-036165 · a4.xml · derivative · entry 1 Pearce Doug · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,442 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F2 · derivative.exercise_date: The 25,000 restricted stock units reported on this line vest on the first anniversary of the May 25, 2017 award date. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F2 · derivative.expiration_date: The 25,000 restricted stock units reported on this line vest on the first anniversary of the May 25, 2017 award date. F3 · balance_after: This total includes prior awards that have different vesting and expiration dates. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 02:12 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionRestricted Stock Units · Derivative | 2,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-014504 · a4.xml · derivative · entry 2 Pearce Doug · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,335 Underlying: Common Stock · 2,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit. F2 · derivative.exercise_date: On March 2, 2016, the reporting person was granted 2,107 Restricted Stock Units, vesting on the first anniversary of the grant date. F2 · derivative.expiration_date: On March 2, 2016, the reporting person was granted 2,107 Restricted Stock Units, vesting on the first anniversary of the grant date. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 02:12 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCommon Stock | 2,107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-014504 · a4.xml · nonDerivative · entry 1 Pearce Doug · CIK 0001664731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.