person · Reporting owner
O'Brien Kevin Patrick
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CPI Card Group Inc.PMTS · Entity 5850 | Chief Accounting Officer | September 21, 2021 | September 24, 2021 |
| HYDROFARM HOLDINGS GROUP, INC.HYFM · Entity 8322 | Chief Financial Officer | January 06, 2026 | January 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CPI Card Group Inc.
Report date September 21, 2021 · Filed September 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,283 |
Reported balance
After 2021-09-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-09-21 · Grant · Acquired 2,283 · Balance 2,283 F1: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. F2: 50% of the RSUs reported on this line vest on the first anniversary of the September 21, 2021 award date and 50% vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.62 · Expires 2028-09-21 | Direct | 3,870 |
Reported balance
After 2021-09-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-09-21 · Grant · Acquired 3,870 · Balance 3,870 F3: 50% of the options reported on this line vest on the first anniversary of the September 21, 2021 award date and 50% vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.
F2: 50% of the RSUs reported on this line vest on the first anniversary of the September 21, 2021 award date and 50% vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.
F3: 50% of the options reported on this line vest on the first anniversary of the September 21, 2021 award date and 50% vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.
HYDROFARM HOLDINGS GROUP, INC.
Report date January 06, 2026 · Filed January 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | Direct | 13,222 |
Reported balance
After 2026-01-06 transaction · row 1
1 source rowRow 1 · 2026-01-06 · Sale · Disposed 1,150 · Balance 13,222 F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,333 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,333 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 06, 2026 Filed Jan 8, 2026 21:09 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | SaleCommon Stock, $0.0001 par value per share | 1,150 | $1.51 | $1,736.50 |
DisclosureSEC source: 0001735272-26-000002 · wk-form4_1767906577.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,222 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,333 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number Read SEC document |
| August 18, 2025 Filed Aug 20, 2025 20:02 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 48 | $4.51 | $216.48 |
DisclosureSEC source: 0001628280-25-040898 · wk-form4_1755720173.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,372 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 166 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 20:11 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 863 | $1.78 | $1,536.14 |
DisclosureSEC source: 0001628280-25-017327 · wk-form4_1744315875.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,420 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,501 stock-settled performance stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 20:05 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 292 | $2.85 | $832.20 |
DisclosureSEC source: 0001628280-25-014957 · wk-form4_1743019550.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,283 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 845 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:07 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | GrantCommon Stock, $0.0001 par value per share | 2,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-009812 · wk-form4_1741122417.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,575 F1 · shares: On April 5, 2024, Mr. O'Brien was granted performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On February 28, 2025, the Board of Directors determined that certain of the performance-based conditions were met resulting in 2,501 PSUs earned by Mr. O'Brien. F2 · balance_after: Shares beneficially owned has been adjusted to reflect the 1-for-10 reverse stock split effected February 12, 2025. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:08 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | GrantCommon Stock, $0.0001 par value per share | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-000251 · wk-form4_1735938505.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,754 F1 · shares: The reporting person received an award of 100,000 restricted stock units on January 1, 2025, vesting in three equal annual installments beginning on January 1, 2026. Each restricted stock unit represents a right to receive one share of common stock upon vesting. Read SEC document |
| August 19, 2024 Filed Aug 20, 2024 20:05 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 479 | $0.55 | $265.32 |
DisclosureSEC source: 0001628280-24-037889 · wk-form4_1724184321.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,754 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,667 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 20:46 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 3,783 | $0.93 | $3,514.41 |
DisclosureSEC source: 0001628280-24-013331 · wk-form4_1711572349.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,233 Read SEC document |
| March 22, 2024 Filed Mar 25, 2024 20:03 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 2,918 | $0.83 | $2,421.94 |
DisclosureSEC source: 0001628280-24-012879 · wk-form4_1711396976.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,016 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,455 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:05 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | GrantCommon Stock, $0.0001 par value per share | 10,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005563 · wk-form4_1708463077.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,934 F1 · shares: On March 24, 2023, Mr. O'Brien was granted performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On February 15, 2024, the Board of Directors determined that certain of the performance-based conditions were met resulting in 10,965 PSUs earned by Mr. O'Brien. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 20:05 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 479 | $1.08 | $517.32 |
DisclosureSEC source: 0001628280-23-030110 · wf-form4_169264829704467.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,969 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,666 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 22, 2023 Filed Mar 23, 2023 20:05 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 2,917 | $1.87 | $5,454.79 |
DisclosureSEC source: 0001104659-23-036052 · tm2310374-1_4seq1.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,448 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,454 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 20:56 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | GrantCommon Stock, $0.0001 par value per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-092595 · tm2224117d2_4seq1.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,365 F1 · shares: On August 17, 2022, Mr. O'Brien was granted 5,000 restricted stock units ("RSUs") under the Issuer's 2020 Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on August 17, 2023. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:02 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | GrantCommon Stock, $0.0001 par value per share | 25,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-037011 · tm2210259d2_4.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,365 F1 · shares: On March 21, 2022 (the "Grant Date"), Mr. O'Brien was granted 25,365 restricted stock units ("RSUs") under the Issuer's 2020 Employee, Director and Consultant Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on March 21, 2023. Read SEC document |
| September 21, 2021 Filed Sep 24, 2021 00:31 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantStock Option (Right to Buy) · Derivative | 3,870 | $0.00 Strike: $29.62 | $0.00 |
DisclosureSEC source: 0001140361-21-032345 · form4.xml · derivative · entry 2 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,870 Underlying: Common Stock · 3,870 shares Expires 2028-09-21 F3 · derivative.exercise_date: 50% of the options reported on this line vest on the first anniversary of the September 21, 2021 award date and 50% vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. Read SEC document |
| September 21, 2021 Filed Sep 24, 2021 00:31 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantRestricted Stock Units · Derivative | 2,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-032345 · form4.xml · derivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,283 Underlying: Common Stock · 2,283 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. F2 · derivative.exercise_date: 50% of the RSUs reported on this line vest on the first anniversary of the September 21, 2021 award date and 50% vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. F2 · derivative.expiration_date: 50% of the RSUs reported on this line vest on the first anniversary of the September 21, 2021 award date and 50% vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 20:21 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantRestricted Stock Units · Derivative | 6,442 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-20-001087 · form4.xml · derivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,442 Underlying: Common Stock · 6,442 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. F2 · derivative.exercise_date: The 6,442 RSUs reported on this line vest on the second anniversary of the October 2, 2020 award date. F2 · derivative.expiration_date: The 6,442 RSUs reported on this line vest on the second anniversary of the October 2, 2020 award date. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:15 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionRestricted Stock Units · Derivative | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006936 · doc1.xml · derivative · entry 6 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. F5 · derivative.exercise_date: On March 22, 2017, the reporting person was granted 203 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting on the third anniversary of award date. F5 · derivative.expiration_date: On March 22, 2017, the reporting person was granted 203 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting on the third anniversary of award date. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:15 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCash Performance Units · Derivative | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006936 · doc1.xml · derivative · entry 5 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F4 · derivative.exercise_date: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F4 · derivative.expiration_date: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:15 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Tax withholdingCommon Stock | 3 | $0.61 | $1.82 |
DisclosureSEC source: 0001567619-20-006936 · doc1.xml · nonDerivative · entry 4 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F3 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock. Not an open market sale of securities. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:15 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCommon Stock | 203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-006936 · doc1.xml · nonDerivative · entry 3 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:15 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Disposition to issuerCommon Stock | 4,464 | $0.50 | $2,232.00 |
DisclosureSEC source: 0001567619-20-006936 · doc1.xml · nonDerivative · entry 2 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The disposition to the Issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2020 Filed Mar 24, 2020 15:15 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCommon Stock | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006936 · doc1.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:20 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCash Performance Units · Derivative | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007607 · doc1.xml · derivative · entry 3 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,464 Underlying: Common Stock · 4,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F2 · derivative.exercise_date: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. F2 · derivative.expiration_date: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:20 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Disposition to issuerCommon Stock | 4,464 | $0.50 | $2,232.00 |
DisclosureSEC source: 0001567619-19-007607 · doc1.xml · nonDerivative · entry 2 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The disposition to the Issuer reflects the settlement of approximately 1/3 of the performance units in cash. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:20 UTC | CPI Card Group Inc. PMTS · Entity 5850 | Exercise / conversionCommon Stock | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007607 · doc1.xml · nonDerivative · entry 1 O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:10 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantStock Option (Right to Buy) · Derivative | 7,525 | $0.00 Strike: $2.98 | $0.00 |
DisclosureSEC source: 0001140361-18-016828 · doc1.xml · derivative · entry 1 OBrien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,525 Underlying: Common Stock · 7,525 shares Expires 2028-04-02 F1 · derivative.exercise_date: The options were granted on April 2, 2018. 33.4% of the options will vest on the first anniversary of the grant date, 33.3% will vest on second anniversary of the grant date, and 33.3% will vest on the third anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.