Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CPI Card Group Inc.PMTS · Entity 5850 | Chief Technology Officer | September 25, 2017 | September 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CPI Card Group Inc.
Report date September 25, 2017 · Filed September 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.05 · Expires 2027-09-25 | Direct | 125,000 |
Reported balance
After 2017-09-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-09-25 · Grant · Acquired 125,000 · Balance 125,000 F1: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F2: Date at which first vesting occurs is indicated. One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the September 25, 2017 award date. |
Filing footnotes · ownership attribution and instrument terms
F1: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder.
F2: Date at which first vesting occurs is indicated. One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the September 25, 2017 award date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2017 Filed Sep 27, 2017 21:42 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001104659-17-059300 · a4.xml · derivative · entry 1 Arbabha Jay · CIK 0001693377 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2027-09-25 F1 · shares: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the September 25, 2017 award date. F1 · derivative.underlying_shares: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. F1 · balance_after: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 16:28 UTC | CPI Card Group Inc. PMTS · Entity 5850 | PurchaseCommon Stock | 30,000 | $1.05 | $31,500.00 |
DisclosureSEC source: 0001104659-17-051373 · a4.xml · nonDerivative · entry 2 Arbabha Jay · CIK 0001693377 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,200 Read SEC document |
| July 07, 2017 Filed Aug 11, 2017 16:28 UTC | CPI Card Group Inc. PMTS · Entity 5850 | OtherCommon Stock | 147 | $3.08 | $452.76 |
DisclosureSEC source: 0001104659-17-051373 · a4.xml · nonDerivative · entry 1 Arbabha Jay · CIK 0001693377 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 F1 · kind: This small acquisition on July 7, 2017 was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. Read SEC document |
| May 08, 2017 Filed May 9, 2017 16:41 UTC | CPI Card Group Inc. PMTS · Entity 5850 | PurchaseCommon Stock | 7,500 | $2.89 | $21,675.00 |
DisclosureSEC source: 0001104659-17-031168 · a4.xml · nonDerivative · entry 3 Arbabha Jay · CIK 0001693377 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,053 F2 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $2.88 and $2.90 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Read SEC document |
| April 07, 2017 Filed May 9, 2017 16:41 UTC | CPI Card Group Inc. PMTS · Entity 5850 | OtherCommon Stock | 28 | $4.00 | $112.00 |
DisclosureSEC source: 0001104659-17-031168 · a4.xml · nonDerivative · entry 2 Arbabha Jay · CIK 0001693377 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,553 F1 · kind: These small acquisitions on January 12, 2017 and April 7, 2017 were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 16:03 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantCash Performance Units · Derivative | 67,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-019151 · a4.xml · derivative · entry 3 Arbabha Jay · CIK 0001693377 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,037 Underlying: Common Stock · 67,037 shares Expires 2020-03-22 F4 · derivative.exercise_price: The cash performance units are performance-based awards that will settle in cash, in an amount between 50% and 200% of the target award value, based on the performance of the Company's stock price during each of three performance sub-periods (from the grant date through each of the first, second and third anniversaries of the grant date). F4 · derivative.exercise_date: The cash performance units are performance-based awards that will settle in cash, in an amount between 50% and 200% of the target award value, based on the performance of the Company's stock price during each of three performance sub-periods (from the grant date through each of the first, second and third anniversaries of the grant date). Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 16:03 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantRestricted Stock Units · Derivative | 5,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-019151 · a4.xml · derivative · entry 2 Arbabha Jay · CIK 0001693377 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,085 Underlying: Common Stock · 5,085 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F3 · derivative.exercise_date: The restricted stock units vest on the third anniversary of the March 22, 2017 award date. F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit. F3 · derivative.expiration_date: The restricted stock units vest on the third anniversary of the March 22, 2017 award date. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 16:03 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantStock Option (Right to Buy) · Derivative | 33,014 | $0.00 Strike: $4.35 | $0.00 |
DisclosureSEC source: 0001104659-17-019151 · a4.xml · derivative · entry 1 Arbabha Jay · CIK 0001693377 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,014 Underlying: Common Stock · 33,014 shares Expires 2027-03-22 F1 · derivative.exercise_date: One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the March 22, 2017 award date. Read SEC document |
| January 12, 2017 Filed May 9, 2017 16:41 UTC | CPI Card Group Inc. PMTS · Entity 5850 | OtherCommon Stock | 25 | $4.54 | $113.50 |
DisclosureSEC source: 0001104659-17-031168 · a4.xml · nonDerivative · entry 1 Arbabha Jay · CIK 0001693377 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,525 F1 · kind: These small acquisitions on January 12, 2017 and April 7, 2017 were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.