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Fulton Diane

Disclosed activity across 1 company

Tapewire entity
166074
SEC CIK
0001660117

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CPI Card Group Inc.

Report date May 31, 2018 · Filed June 04, 2018

Section 16 reporting ended · disclosed 2018-06-04. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2018 Filed May 30, 2018 21:09 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026290 · doc1.xml · derivative · entry 3

Fulton Diane · CIK 0001660117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017.

F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017.

F4 · derivative.exercise_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 100% of the RSUs vested on May 25, 2018, subject to the continuing employment of the Reporting Person on such vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.underlying_shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017.

Read SEC document
May 25, 2018 Filed May 30, 2018 21:09 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026290 · doc1.xml · nonDerivative · entry 1

Fulton Diane · CIK 0001660117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on May 25, 2017.

F2 · shares: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017.

F2 · balance_after: Number of securities represented takes into effect 1-for-5 reverse stock split which was effected on December 20, 2017.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:35 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 11,442 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-037712 · a4.xml · derivative · entry 3

Fulton Diane · CIK 0001660117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 11,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F3 · derivative.exercise_date: On June 2, 2016, the reporting person was granted 11,442 restricted stock units, vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 2, 2016, the reporting person was granted 11,442 restricted stock units, vesting on the first anniversary of the grant date.

F4 · balance_after: Total includes additional restricted stock unit awards that have different vesting an expiration dates.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:35 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 11,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037712 · a4.xml · nonDerivative · entry 1

Fulton Diane · CIK 0001660117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

Read SEC document
May 25, 2017 Filed May 30, 2017 20:12 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-036167 · a4.xml · derivative · entry 1

Fulton Diane · CIK 0001660117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,442

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F2 · derivative.exercise_date: The 25,000 restricted stock units reported on this line vest on the first anniversary of the May 25, 2017 award date.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F2 · derivative.expiration_date: The 25,000 restricted stock units reported on this line vest on the first anniversary of the May 25, 2017 award date.

F3 · balance_after: Total includes prior restricted stock unit awards that have different vesting and expiration dates.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:13 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 2,634 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-014505 · a4.xml · derivative · entry 3

Fulton Diane · CIK 0001660117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,808

Underlying: Common Stock · 2,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

F3 · derivative.exercise_date: On March 2, 2016, the reporting person was granted 2,634 Restricted Stock Units, vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 2, 2016, the reporting person was granted 2,634 Restricted Stock Units, vesting on the first anniversary of the grant date.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 02:13 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 2,634 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-014505 · a4.xml · nonDerivative · entry 1

Fulton Diane · CIK 0001660117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such Restricted Stock Unit.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:17 UTC CPI Card Group Inc. PMTS · Entity 5850 PurchaseCommon Stock 4,000 $3.81 $15,220.00
Disclosure

SEC source: 0001104659-16-157602 · a4.xml · nonDerivative · entry 1

Fulton Diane · CIK 0001660117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,000

F1 · price: The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $3.80 and $3.81 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

F2 · ownership.nature: Shares of common stock reported on this line are held by Mrs. Fulton's husband.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.