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Dubin Lane

Disclosed activity across 1 company

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107784
SEC CIK
0001683495

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CPI Card Group Inc.PMTS · Entity 5850EVP, Chief Dev. & Digital Ofc.November 30, 2023December 04, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CPI Card Group Inc.

Report date November 30, 2023 · Filed December 04, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,249 Reported balance After 2023-11-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-11-30 · Grant · Acquired 2,249 · Balance 2,249

F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2: 50% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect11,999 Reported balance After 2023-11-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-11-30 · Grant · Acquired 11,999 · Balance 11,999

F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.79 · Expires 2030-11-30Direct1,073 Reported balance After 2023-11-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-11-30 · Grant · Acquired 1,073 · Balance 1,073

F4: 50% of the options reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2: 50% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4: 50% of the options reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2023 Filed Dec 4, 2023 20:24 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantStock Option (Right to Buy) · Derivative 1,073 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0000905148-23-001570 · form4.xml · derivative · entry 3

Dubin Lane · CIK 0001683495 · EVP, Chief Dev. & Digital Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,073

Underlying: Common Stock · 1,073 shares

Expires 2030-11-30

F4 · derivative.exercise_date: 50% of the options reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 20:24 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 11,999 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-001570 · form4.xml · derivative · entry 2

Dubin Lane · CIK 0001683495 · EVP, Chief Dev. & Digital Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,999

Underlying: Common Stock · 11,999 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 20:24 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 2,249 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-001570 · form4.xml · derivative · entry 1

Dubin Lane · CIK 0001683495 · EVP, Chief Dev. & Digital Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,249

Underlying: Common Stock · 2,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 50% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 50% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
September 21, 2023 Filed Sep 22, 2023 20:10 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 2,635 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000992 · form4.xml · derivative · entry 3

Dubin Lane · CIK 0001683495 · EVP, Chief Dev. & Digital Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: This line reports the remaining 50% of the RSUs that were awarded on the September 21, 2021 award date, which vested on the second anniversary of the award date.

F3 · derivative.expiration_date: This line reports the remaining 50% of the RSUs that were awarded on the September 21, 2021 award date, which vested on the second anniversary of the award date.

Read SEC document
September 21, 2023 Filed Sep 22, 2023 20:10 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 749 $18.19 $13,624.31
Disclosure

SEC source: 0000905148-23-000992 · form4.xml · nonDerivative · entry 2

Dubin Lane · CIK 0001683495 · EVP, Chief Dev. & Digital Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,604

F2 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
September 21, 2023 Filed Sep 22, 2023 20:10 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 2,635 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-000992 · form4.xml · nonDerivative · entry 1

Dubin Lane · CIK 0001683495 · EVP, Chief Dev. & Digital Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:10 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantStock Option (Right to Buy) · Derivative 922 $0.00 Strike: $20.67 $0.00
Disclosure

SEC source: 0000905148-23-000825 · form4.xml · derivative · entry 3

Dubin Lane · CIK 0001683495 · EVP, Chief Dev. & Digital Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 922

Underlying: Common Stock · 922 shares

Expires 2030-08-31

F4 · derivative.exercise_date: 50% of the options reported on this line vest on the first anniversary of the August 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:10 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 8,400 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000825 · form4.xml · derivative · entry 2

Dubin Lane · CIK 0001683495 · EVP, Chief Dev. & Digital Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,400

Underlying: Common Stock · 8,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 31, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 31, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:10 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 1,575 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000825 · form4.xml · derivative · entry 1

Dubin Lane · CIK 0001683495 · EVP, Chief Dev. & Digital Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,575

Underlying: Common Stock · 1,575 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 50% of the RSUs reported on this line vest on the first anniversary of the August 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 50% of the RSUs reported on this line vest on the first anniversary of the August 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 20:41 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 7,225 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-029717 · form4.xml · derivative · entry 1

Dubin Lane · CIK 0001683495 · EVP, Chief Dev. & Digital Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,225

Underlying: Common Stock · 7,225 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the June 9, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the June 9, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 21:25 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantStock Option (Right to Buy) · Derivative 723 $0.00 Strike: $26.61 $0.00
Disclosure

SEC source: 0001140361-23-028187 · form4.xml · derivative · entry 2

Dubin Lane · CIK 0001683495 · EVP, Chief Dev. & Digital Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723

Underlying: Common Stock · 723 shares

Expires 2030-05-31

F3 · derivative.exercise_date: 50% of the options reported on this line vest on the first anniversary of the May 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 21:25 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 1,162 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-028187 · form4.xml · derivative · entry 1

Dubin Lane · CIK 0001683495 · EVP, Chief Dev. & Digital Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,162

Underlying: Common Stock · 1,162 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 50% of the RSUs reported on this line vest on the first anniversary of the May 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 50% of the RSUs reported on this line vest on the first anniversary of the May 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 19:13 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantStock Option (Right to Buy) · Derivative 427 $0.00 Strike: $45.01 $0.00
Disclosure

SEC source: 0001140361-23-016420 · form4.xml · derivative · entry 2

Dubin Lane · CIK 0001683495 · EVP, Chief Dev. & Digital Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427

Underlying: Common Stock · 427 shares

Expires 2030-03-31

F3 · derivative.exercise_date: 50% of the options reported on this line vest on the first anniversary of the March 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 19:13 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 889 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-016420 · form4.xml · derivative · entry 1

Dubin Lane · CIK 0001683495 · EVP, Chief Dev. & Digital Ofc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 889

Underlying: Common Stock · 889 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 50% of the RSUs reported on this line vest on the first anniversary of the March 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 50% of the RSUs reported on this line vest on the first anniversary of the March 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
October 02, 2022 Filed Oct 4, 2022 16:32 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 14,870 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-036085 · form4.xml · derivative · entry 3

Dubin Lane · CIK 0001683495 · SVP & GM of Pers., Ppd. & Iss.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 14,870 RSUs reported on this line vested on the second anniversary of the October 2, 2020 award date.

F3 · derivative.expiration_date: The 14,870 RSUs reported on this line vested on the second anniversary of the October 2, 2020 award date.

Read SEC document
October 02, 2022 Filed Oct 4, 2022 16:32 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 4,227 $15.76 $66,617.52
Disclosure

SEC source: 0001140361-22-036085 · form4.xml · nonDerivative · entry 2

Dubin Lane · CIK 0001683495 · SVP & GM of Pers., Ppd. & Iss.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,718

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
October 02, 2022 Filed Oct 4, 2022 16:32 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 14,870 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-036085 · form4.xml · nonDerivative · entry 1

Dubin Lane · CIK 0001683495 · SVP & GM of Pers., Ppd. & Iss.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 18:15 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 2,635 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-034571 · form4.xml · derivative · entry 3

Dubin Lane · CIK 0001683495 · SVP & GM of Pers., Ppd. & Iss.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,635

Underlying: Common Stock · 2,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the September 21, 2021 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the September 21, 2021 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 18:15 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 749 $19.00 $14,231.00
Disclosure

SEC source: 0001140361-22-034571 · form4.xml · nonDerivative · entry 2

Dubin Lane · CIK 0001683495 · SVP & GM of Pers., Ppd. & Iss.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,075

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 18:15 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 2,635 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-034571 · form4.xml · nonDerivative · entry 1

Dubin Lane · CIK 0001683495 · SVP & GM of Pers., Ppd. & Iss.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 20:30 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantStock Option (Right to Buy) · Derivative 8,932 $0.00 Strike: $29.62 $0.00
Disclosure

SEC source: 0001140361-21-032342 · form4.xml · derivative · entry 2

Dubin Lane · CIK 0001683495 · SVP & GM of Pers., Ppd. & Iss.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,932

Underlying: Common Stock · 8,932 shares

Expires 2028-09-21

F3 · derivative.exercise_date: 50% of the options reported on this line vest on the first anniversary of the September 21, 2021 award date and 50% vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 20:30 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 5,270 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-032342 · form4.xml · derivative · entry 1

Dubin Lane · CIK 0001683495 · SVP & GM of Pers., Ppd. & Iss.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,270

Underlying: Common Stock · 5,270 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 50% of the RSUs reported on this line vest on the first anniversary of the September 21, 2021 award date and 50% vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 50% of the RSUs reported on this line vest on the first anniversary of the September 21, 2021 award date and 50% vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 16:20 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 14,870 $0.00 $0.00
Disclosure

SEC source: 0000905148-20-001086 · form4.xml · derivative · entry 1

Dubin Lane · CIK 0001683495 · SVP & GM of Pers., Ppd. & Iss.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,870

Underlying: Common Stock · 14,870 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: The 14,870 RSUs reported on this line vest on the second anniversary of the October 2, 2020 award date.

F2 · derivative.expiration_date: The 14,870 RSUs reported on this line vest on the second anniversary of the October 2, 2020 award date.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 19:32 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 928 $0.00 $0.00
Disclosure

SEC source: 0000905148-20-000993 · form4.xml · derivative · entry 3

Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: On 9/1/2016, the reporting person was granted 3,712 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting in four equal installments on the first, second, third and fourth anniversaries of the award date. The RSUs remaining to vest from this grant is reflected in Column 9.

F3 · derivative.expiration_date: On 9/1/2016, the reporting person was granted 3,712 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting in four equal installments on the first, second, third and fourth anniversaries of the award date. The RSUs remaining to vest from this grant is reflected in Column 9.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 19:32 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 265 $2.06 $545.90
Disclosure

SEC source: 0000905148-20-000993 · form4.xml · nonDerivative · entry 2

Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,189

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 19:32 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 928 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-20-000993 · form4.xml · nonDerivative · entry 1

Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

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March 22, 2020 Filed Mar 24, 2020 11:11 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 1,830 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-006935 · doc1.xml · derivative · entry 6

Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F5 · derivative.exercise_date: On March 22, 2017, the reporting person was granted 1,830 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting on the third anniversary of award date.

F5 · derivative.expiration_date: On March 22, 2017, the reporting person was granted 1,830 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting on the third anniversary of award date.

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March 22, 2020 Filed Mar 24, 2020 11:11 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCash Performance Units · Derivative 40,183 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-006935 · doc1.xml · derivative · entry 5

Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance.

F4 · derivative.exercise_date: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance.

F4 · derivative.expiration_date: Each performance unit vested on March 22, 2020 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance.

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March 22, 2020 Filed Mar 24, 2020 11:11 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 265 $0.61 $160.33
Disclosure

SEC source: 0001567619-20-006935 · doc1.xml · nonDerivative · entry 4

Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,526

F3 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock. Not an open market sale of securities.

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March 22, 2020 Filed Mar 24, 2020 11:11 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 1,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-006935 · doc1.xml · nonDerivative · entry 3

Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

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March 22, 2020 Filed Mar 24, 2020 11:11 UTC CPI Card Group Inc. PMTS · Entity 5850 Disposition to issuerCommon Stock 40,183 $0.50 $20,091.50
Disclosure

SEC source: 0001567619-20-006935 · doc1.xml · nonDerivative · entry 2

Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,961

F1 · shares: The disposition to the Issuer reflects the settlement of approximately 1/3 of the performance units in cash.

Read SEC document
March 22, 2020 Filed Mar 24, 2020 11:11 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 40,183 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-006935 · doc1.xml · nonDerivative · entry 1

Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2019 Filed Sep 3, 2019 17:13 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 928 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017796 · doc1.xml · derivative · entry 3

Dubin Lane · CIK 0001683495 · SVP/GM Prepd-Instant Issuance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928

Underlying: Common Stock · 928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: On 9/1/2016, the reporting person was granted 3,712 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting in four equal installments on the first, second, third and fourth anniversaries of award date. The RSUs remaining to vest from this grant is reflected in Column 9.

F3 · derivative.expiration_date: On 9/1/2016, the reporting person was granted 3,712 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting in four equal installments on the first, second, third and fourth anniversaries of award date. The RSUs remaining to vest from this grant is reflected in Column 9.

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September 01, 2019 Filed Sep 3, 2019 17:13 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 265 $2.88 $763.20
Disclosure

SEC source: 0001567619-19-017796 · doc1.xml · nonDerivative · entry 2

Dubin Lane · CIK 0001683495 · SVP/GM Prepd-Instant Issuance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,961

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock. Not an open market sale of securities.

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September 01, 2019 Filed Sep 3, 2019 17:13 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 928 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-017796 · doc1.xml · nonDerivative · entry 1

Dubin Lane · CIK 0001683495 · SVP/GM Prepd-Instant Issuance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 20:28 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCash Performance Units · Derivative 40,184 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-007611 · doc1.xml · derivative · entry 3

Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,183

Underlying: Common Stock · 40,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance.

F2 · derivative.exercise_date: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance.

F2 · derivative.expiration_date: Each performance unit vested on March 22, 2019 and entitled the reporting person to receive a cash payment equal to the target value of $1 per unit, subject to adjustment based on the Issuer's stock price performance.

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March 22, 2019 Filed Mar 25, 2019 20:28 UTC CPI Card Group Inc. PMTS · Entity 5850 Disposition to issuerCommon Stock 40,184 $0.50 $20,092.00
Disclosure

SEC source: 0001567619-19-007611 · doc1.xml · nonDerivative · entry 2

Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298

F1 · shares: The disposition to the Issuer reflects the settlement of approximately 1/3 of the performance units in cash.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 20:28 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 40,184 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-007611 · doc1.xml · nonDerivative · entry 1

Dubin Lane · CIK 0001683495 · GM & SVP CAO & Prepaid

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 15:29 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 928 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-002132 · doc1.xml · derivative · entry 3

Dubin Lane · CIK 0001683495 · SVP/GM Prepd-Instant Issuance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,856

Underlying: Common Stock · 928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: On 9/1/2016, the reporting person was granted 3,712 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting in four equal installments on the first, second, third and fourth anniversaries of award date. The RSUs remaining to vest from this grant is reflected in Column 9.

F3 · derivative.expiration_date: On 9/1/2016, the reporting person was granted 3,712 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting in four equal installments on the first, second, third and fourth anniversaries of award date. The RSUs remaining to vest from this grant is reflected in Column 9.

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September 01, 2018 Filed Sep 5, 2018 15:29 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 265 $3.16 $837.40
Disclosure

SEC source: 0001567619-18-002132 · doc1.xml · nonDerivative · entry 2

Dubin Lane · CIK 0001683495 · SVP/GM Prepd-Instant Issuance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock. Not an open market sale of securities.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 15:29 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 928 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-002132 · doc1.xml · nonDerivative · entry 1

Dubin Lane · CIK 0001683495 · SVP/GM Prepd-Instant Issuance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 19:47 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCash Performance Units · Derivative 40,304 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-020187 · a4.xml · derivative · entry 3

Dubin Lane · CIK 0001683495 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,367

Underlying: Common Stock · 40,304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance.

F2 · derivative.exercise_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance.

F2 · derivative.expiration_date: Each performance unit vested on March 22, 2018 and entitled the reporting person to receive a cash payment equal to the target value of $1.00 per unit, subject to adjustment based on the issuer's stock price performance.

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March 22, 2018 Filed Mar 26, 2018 19:47 UTC CPI Card Group Inc. PMTS · Entity 5850 Disposition to issuerCommon Stock 40,304 $0.50 $20,152.00
Disclosure

SEC source: 0001104659-18-020187 · a4.xml · nonDerivative · entry 2

Dubin Lane · CIK 0001683495 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635

F1 · shares: This disposition to the issuer reflects the settlement of approximately 1/3 of the performance units in cash.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 19:47 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 40,304 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-020187 · a4.xml · nonDerivative · entry 1

Dubin Lane · CIK 0001683495 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 21:40 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001104659-17-059294 · a4.xml · derivative · entry 1

Dubin Lane · CIK 0001683495 · Senior VP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2027-09-25

F1 · shares: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder.

F2 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third (1/3) of the original options awarded will vest on each of the first, second and third anniversaries of the September 25, 2017 award date.

F1 · derivative.underlying_shares: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder.

F1 · balance_after: The grant of 55,310 options is contingent upon receipt and effectiveness of approval by the Company's stockholders of an amendment to the CPI Card Group Inc. Omnibus Incentive Plan to, among other things, increase the number of shares available for issuance thereunder.

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September 01, 2017 Filed Sep 6, 2017 16:09 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 4,641 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-055796 · a4.xml · derivative · entry 3

Dubin Lane · CIK 0001683495 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,073

Underlying: Common Stock · 4,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F3 · derivative.exercise_date: On September 1, 2016, the reporting person was granted 18,562 restricted stock units, vesting in four equal installments on the first, second, third and fourth anniversaries of the award date.

F3 · derivative.expiration_date: On September 1, 2016, the reporting person was granted 18,562 restricted stock units, vesting in four equal installments on the first, second, third and fourth anniversaries of the award date.

F4 · balance_after: Total includes additional restricted stock unit awards that have different vesting and expiration dates.

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September 01, 2017 Filed Sep 6, 2017 16:09 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 1,462 $0.96 $1,403.52
Disclosure

SEC source: 0001104659-17-055796 · a4.xml · nonDerivative · entry 2

Dubin Lane · CIK 0001683495 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,179

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock. This is not an open market sale of securities.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 16:09 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 4,641 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-055796 · a4.xml · nonDerivative · entry 1

Dubin Lane · CIK 0001683495 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 16:05 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantCash Performance Units · Derivative 120,671 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-019154 · a4.xml · derivative · entry 3

Dubin Lane · CIK 0001683495 · Senior VP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,671

Underlying: Common Stock · 120,671 shares

Expires 2020-03-22

F4 · derivative.exercise_price: The cash performance units are performance-based awards that will settle in cash, in an amount between 50% and 200% of the target award value, based on the performance of the Company's stock price during each of three performance sub-periods (from the grant date through each of the first, second and third anniversaries of the grant date).

F4 · derivative.exercise_date: The cash performance units are performance-based awards that will settle in cash, in an amount between 50% and 200% of the target award value, based on the performance of the Company's stock price during each of three performance sub-periods (from the grant date through each of the first, second and third anniversaries of the grant date).

Read SEC document
March 22, 2017 Filed Mar 24, 2017 16:05 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 9,152 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-019154 · a4.xml · derivative · entry 2

Dubin Lane · CIK 0001683495 · Senior VP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,152

Underlying: Common Stock · 9,152 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F3 · derivative.exercise_date: The restricted stock units vest on the third anniversary of the March 22, 2017 award date.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.

F3 · derivative.expiration_date: The restricted stock units vest on the third anniversary of the March 22, 2017 award date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.