Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2021 Filed Jun 29, 2021 18:45 UTC |
Mills ScottDirector
|
GrantCommon Stock | 181 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000164 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,275 F1 · price: Grant of restricted stock units. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:43 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 158 | $64.36 | $10,168.88 |
DisclosureSEC source: 0001126328-21-000163 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,821 Underlying: Common Stock · 158 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:43 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 223 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000163 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,749 F1 · price: Grant of restricted stock units. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:41 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 591 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000162 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,567 F1 · price: Grant of restricted stock units. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:38 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 118 | $64.36 | $7,594.48 |
DisclosureSEC source: 0001126328-21-000161 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,536 Underlying: Common Stock · 118 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:38 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 347 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000161 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,201 F1 · price: Grant of restricted stock units. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:22 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 614 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000160 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,585 F1 · price: Grant of restricted stock units. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:20 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000159 · edgar.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,190 F1 · price: Grant of restricted stock units. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:17 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 90 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000158 · edgar.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,947 F1 · price: Grant of restricted stock units. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 16:41 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 917.6 | $65.39 | $60,001.86 |
DisclosureSEC source: 0001126328-21-000157 · edgar.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,320.8 Underlying: Common Stock · 917.6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 16:40 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 1,032.3 | $65.39 | $67,502.10 |
DisclosureSEC source: 0001126328-21-000156 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,663.2 Underlying: Common Stock · 1,032.3 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 16:38 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 420.6 | $65.39 | $27,503.03 |
DisclosureSEC source: 0001126328-21-000155 · edgar.xml · derivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,418.2 Underlying: Common Stock · 420.6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 20, 2021 Filed May 21, 2021 18:11 UTC |
Tallett Elizabeth ERetired Director
|
SaleCommon Stock | 22,800 | $64.94 | $1,480,632.00 |
DisclosureSEC source: 0001126328-21-000153 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,432 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.48 to $65.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchanges Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 18, 2021 Filed May 20, 2021 15:52 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000151 · edgar.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,526 F1 · price: Grant of restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 15:51 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000149 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,156 F1 · price: Grant of restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 15:52 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000150 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,857 F1 · price: Grant of restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 15:50 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000148 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,121 F1 · price: Grant of restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 15:49 UTC |
Mills ScottDirector
|
GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000147 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,094 F1 · price: Grant of restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 15:48 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000146 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,526 F1 · price: Grant of restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 15:46 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000144 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,854 F1 · price: Grant of restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 15:47 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000145 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,976 F1 · price: Grant of restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 15:45 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000143 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,971 F1 · price: Grant of restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 15:25 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000141 · edgar.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,857 F1 · price: Grant of restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 15:44 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000142 · edgar.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,160 F1 · price: Grant of restricted stock units. Read SEC document |
| May 03, 2021 Filed May 4, 2021 19:09 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 15,915 | $65.07 | $1,035,589.05 |
DisclosureSEC source: 0001126328-21-000134 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,716 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.21, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchanges Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 1,367 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:59 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000133 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 51,675 F2 · price: Grant of restricted stock units F3 · balance_after: Includes 1,387 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:56 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 122 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000131 · edgar.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,209 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 2,628 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:57 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000132 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,699 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,980 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:56 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000130 · edgar.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,959 F1 · price: Grant of restricted stock units Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:55 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 15 | $60.63 | $909.45 |
DisclosureSEC source: 0001126328-21-000129 · edgar.xml · derivative · entry 4 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,642 Underlying: Common Stock · 15 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:52 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 73 | $60.63 | $4,425.99 |
DisclosureSEC source: 0001126328-21-000128 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,051 Underlying: Common Stock · 73 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:52 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 596 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000128 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,232 F1 · price: Grant of restricted stock units. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:52 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000125 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,644 Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:52 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000127 · edgar.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14 F1 · price: Grant of restricted stock units. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:49 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000126 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,345 F1 · price: Grant of restricted stock units. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:49 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000124 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,609 F1 · price: Grant of restricted stock units. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:49 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 143 | $60.63 | $8,670.09 |
DisclosureSEC source: 0001126328-21-000122 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,631 Underlying: Common Stock · 143 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:49 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000122 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,014 F1 · price: Grant of restricted stock units. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:48 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 86 | $60.63 | $5,214.18 |
DisclosureSEC source: 0001126328-21-000123 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,403 Underlying: Common Stock · 86 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:48 UTC |
Mills ScottDirector
|
GrantCommon Stock | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000123 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,582 F1 · price: Grant of restricted stock units. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:43 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 548 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000121 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,464 F1 · price: Grant of restricted stock units. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:42 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 110 | $60.63 | $6,669.30 |
DisclosureSEC source: 0001126328-21-000120 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,998 Underlying: Common Stock · 110 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:42 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 312 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000120 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,342 F1 · price: Grant of restricted stock units. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:41 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000119 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,459 F1 · price: Grant of restricted stock units. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:39 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000118 · edgar.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,345 F1 · price: Grant of restricted stock units. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:41 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 54,990 | $0.00 Strike: $58.68 | $0.00 |
DisclosureSEC source: 0001126328-21-000115 · edgar.xml · derivative · entry 2 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,990 Underlying: Common Stock · 54,990 shares Expires 2031-03-05 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning March 5, 2022. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:39 UTC |
Halter Patrick GregoryPres-Principal Global Asset Mg
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 77,975 | $0.00 Strike: $58.68 | $0.00 |
DisclosureSEC source: 0001126328-21-000114 · edgar.xml · derivative · entry 3 Halter Patrick Gregory · CIK 0001579709 · Pres-Principal Global Asset Mg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,975 Underlying: Common Stock · 77,975 shares Expires 2031-03-05 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning March 5, 2022. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:39 UTC |
Halter Patrick GregoryPres-Principal Global Asset Mg
|
Tax withholdingCommon Stock | 2,888 | $56.58 | $163,403.04 |
DisclosureSEC source: 0001126328-21-000114 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Pres-Principal Global Asset Mg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,857 F1 · balance_after: Includes 1,080 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:33 UTC |
Schaaf Renee V.President - RIS
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 42,380 | $0.00 Strike: $58.68 | $0.00 |
DisclosureSEC source: 0001126328-21-000111 · edgar.xml · derivative · entry 4 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,380 Underlying: Common Stock · 42,380 shares Expires 2031-03-05 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning March 5, 2022. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:33 UTC |
Schaaf Renee V.President - RIS
|
Tax withholdingCommon Stock | 866 | $56.58 | $48,998.28 |
DisclosureSEC source: 0001126328-21-000111 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,689 F1 · price: Settlement of performance-based restricted stock units granted February 26, 2018. F2 · balance_after: Includes 1,980 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.