Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2023 Filed Oct 3, 2023 17:35 UTC |
Williams R NeilDirector
|
GrantCommon Stock | 2,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000146 · wk-form4_1696368901.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,093 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2028. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 17:36 UTC |
PASCARELLA CARLDirector
|
GrantCommon Stock | 3,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000148 · wk-form4_1696368978.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,466 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2028. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 21:37 UTC |
Lee GinnyDirector
|
GrantCommon Stock | 2,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000150 · wk-form4_1696369046.xml · nonDerivative · entry 1 Lee Ginny · CIK 0001880890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,759 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the 5th year following the year in which 2023 director fees were earned (January 30, 2028). Read SEC document |
| September 10, 2023 Filed Sep 11, 2023 17:54 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Tax withholdingCommon Stock | 3,732 | $7.51 | $28,027.32 |
DisclosureSEC source: 0001538716-23-000134 · wk-form4_1694469279.xml · nonDerivative · entry 1 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,752 F1 · acquired: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| September 10, 2023 Filed Sep 11, 2023 22:01 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 15,606 | $7.51 | $117,201.06 |
DisclosureSEC source: 0001538716-23-000142 · wk-form4_1694469700.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 958,582 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| September 10, 2023 Filed Sep 11, 2023 22:00 UTC |
Mueller CaseyGlobal Controller and PAO
|
Tax withholdingCommon Stock | 347 | $7.51 | $2,605.97 |
DisclosureSEC source: 0001538716-23-000140 · wk-form4_1694469636.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,020 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| September 10, 2023 Filed Sep 11, 2023 21:59 UTC |
Kirscht PatrickChief Credit Officer
|
Tax withholdingCommon Stock | 7,231 | $7.51 | $54,304.81 |
DisclosureSEC source: 0001538716-23-000138 · wk-form4_1694469563.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,040 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| September 10, 2023 Filed Sep 11, 2023 21:58 UTC |
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
|
Tax withholdingCommon Stock | 2,409 | $7.51 | $18,091.59 |
DisclosureSEC source: 0001538716-23-000136 · wk-form4_1694469493.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,027 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| September 10, 2023 Filed Sep 12, 2023 20:59 UTC |
Layton Kathleen I.Chief Legal Officer
|
GrantCommon Stock | 36,102 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000144 · wk-form4_1694552373.xml · nonDerivative · entry 2 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,000 F2 · shares: The restricted stock units will vest over four years from September 10, 2023 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| September 10, 2023 Filed Sep 12, 2023 20:59 UTC |
Layton Kathleen I.Chief Legal Officer
|
Tax withholdingCommon Stock | 516 | $7.51 | $3,875.16 |
DisclosureSEC source: 0001538716-23-000144 · wk-form4_1694552373.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,898 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 16:44 UTC |
Chaffee Todd C10% owner
FOGELSONG NORMAN A10% owner
Harrick Stephen J10% owner
Maltz Jules A.10% owner
Miller J Sanford10% owner
Phelps Dennis B10% owner
|
SaleCommon Stock | 50,000 | $7.31 | $365,500.00 |
DisclosureSEC source: 0001209191-23-048647 · doc4.xml · nonDerivative · entry 1 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Institutional Venture Partners XIV, L.P. Disclosed balance after: 3,358,691 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.13 to $7.57 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are owned directly by Institutional Venture Partners XIV, L.P., of which Institutional Venture Management XIV, LLC ("IVM XIV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its or his respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| July 20, 2023 Filed Jul 21, 2023 18:05 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,545 | $4.40 Strike: $4.40 | $19,998.00 |
DisclosureSEC source: 0001538716-23-000123 · wk-form4_1689977134.xml · derivative · entry 3 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,545 shares Expires 2023-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| July 20, 2023 Filed Jul 21, 2023 18:05 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Exercise / conversionCommon Stock | 4,545 | $4.40 | $19,998.00 |
DisclosureSEC source: 0001538716-23-000123 · wk-form4_1689977134.xml · nonDerivative · entry 1 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 14, 2023 Filed Jul 18, 2023 20:51 UTC |
Aristei JoanGC & Chief Risk Officer
|
Tax withholdingCommon Stock | 2,333 | $5.66 | $13,204.78 |
DisclosureSEC source: 0001538716-23-000121 · wk-form4_1689713476.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,114 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 17:28 UTC |
Welts FredericDirector
|
GrantCommon Stock | 2,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000111 · wk-form4_1688592464.xml · nonDerivative · entry 1 Welts Frederic · CIK 0001488166 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,601 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2028. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 17:30 UTC |
Williams R NeilDirector
|
GrantCommon Stock | 3,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000113 · wk-form4_1688592605.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,132 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2028. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 17:32 UTC |
STROHM DAVID NDirector
|
GrantCommon Stock | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000115 · wk-form4_1688592728.xml · nonDerivative · entry 1 STROHM DAVID N · CIK 0001182820 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,342 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the calendar year following the Reporting Person's separation of service from the Issuer. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 17:34 UTC |
PASCARELLA CARLDirector
|
GrantCommon Stock | 3,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000117 · wk-form4_1688592869.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,628 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2028. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 21:35 UTC |
Lee GinnyDirector
|
GrantCommon Stock | 2,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000119 · wk-form4_1688592944.xml · nonDerivative · entry 1 Lee Ginny · CIK 0001880890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,017 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the 5th year following the year in which 2023 director fees were earned (January 30, 2028). Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:50 UTC |
Kirscht PatrickChief Credit Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 45,454 | $4.40 Strike: $4.40 | $199,997.60 |
DisclosureSEC source: 0001538716-23-000103 · wk-form4_1686862228.xml · derivative · entry 8 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,454 shares Expires 2023-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:50 UTC |
Kirscht PatrickChief Credit Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 22,727 | $4.40 Strike: $4.40 | $99,998.80 |
DisclosureSEC source: 0001538716-23-000103 · wk-form4_1686862228.xml · derivative · entry 7 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,727 shares Expires 2023-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:50 UTC |
Kirscht PatrickChief Credit Officer
|
Tax withholdingCommon Stock | 40,521 | $5.86 | $237,453.06 |
DisclosureSEC source: 0001538716-23-000103 · wk-form4_1686862228.xml · nonDerivative · entry 4 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,271 F2 · shares: Represents shares withheld by the issuer to pay the exercise price and taxes pursuant to the "net exercise" of 45,454 option shares. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:50 UTC |
Kirscht PatrickChief Credit Officer
|
Exercise / conversionCommon Stock | 45,454 | $4.40 | $199,997.60 |
DisclosureSEC source: 0001538716-23-000103 · wk-form4_1686862228.xml · nonDerivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:50 UTC |
Kirscht PatrickChief Credit Officer
|
Tax withholdingCommon Stock | 17,065 | $5.86 | $100,000.90 |
DisclosureSEC source: 0001538716-23-000103 · wk-form4_1686862228.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,338 F1 · shares: Represents tender of previously owned shares to cover the exercise price of the stock options. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:50 UTC |
Kirscht PatrickChief Credit Officer
|
Exercise / conversionCommon Stock | 22,727 | $4.40 | $99,998.80 |
DisclosureSEC source: 0001538716-23-000103 · wk-form4_1686862228.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:48 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 90,909 | $4.40 Strike: $4.40 | $399,999.60 |
DisclosureSEC source: 0001538716-23-000101 · wk-form4_1686862109.xml · derivative · entry 7 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,909 shares Expires 2023-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is fully vested. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:48 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,766 | $4.40 Strike: $4.40 | $47,370.40 |
DisclosureSEC source: 0001538716-23-000101 · wk-form4_1686862109.xml · derivative · entry 6 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,909 Underlying: Common Stock · 10,766 shares Expires 2023-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is fully vested. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:48 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 79,230 | $5.86 | $464,287.80 |
DisclosureSEC source: 0001538716-23-000101 · wk-form4_1686862109.xml · nonDerivative · entry 4 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 974,188 F2 · shares: Represents shares withheld by the issuer to pay the exercise price and taxes pursuant to the "net exercise" of 90,909 option shares. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:48 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 90,909 | $4.40 | $399,999.60 |
DisclosureSEC source: 0001538716-23-000101 · wk-form4_1686862109.xml · nonDerivative · entry 3 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,053,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:48 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 8,084 | $5.86 | $47,372.24 |
DisclosureSEC source: 0001538716-23-000101 · wk-form4_1686862109.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 962,509 F1 · shares: Represents tender of previously owned shares to cover the exercise price of the stock options. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:48 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 10,766 | $4.40 | $47,370.40 |
DisclosureSEC source: 0001538716-23-000101 · wk-form4_1686862109.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 970,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 17:12 UTC |
Smith Sandra AdeleDirector
|
GrantCommon Stock | 19,441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000087 · wk-form4_1686172368.xml · nonDerivative · entry 1 Smith Sandra Adele · CIK 0001876283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,963 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 6, 2023, December 6, 2023, March 6, 2024, and upon the earlier of (i) the date of the Issuer's 2024 annual stockholder meeting or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 17:14 UTC |
Williams R NeilDirector
|
GrantCommon Stock | 19,441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000089 · wk-form4_1686172438.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,917 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 6, 2023, December 6, 2023, March 6, 2024, and upon the earlier of (i) the date of the Issuer's 2024 annual stockholder meeting or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 17:10 UTC |
PASCARELLA CARLDirector
|
GrantCommon Stock | 24,301 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000085 · wk-form4_1686172244.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,720 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 6, 2023, December 6, 2023, March 6, 2024, and upon the earlier of (i) the date of the Issuer's 2024 annual stockholder meeting or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 17:03 UTC |
Banks RoyDirector
|
GrantCommon Stock | 19,441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000077 · wk-form4_1686171808.xml · nonDerivative · entry 1 Banks Roy · CIK 0001305065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,963 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 6, 2023, December 6, 2023, March 6, 2024, and upon the earlier of (i) the date of the Issuer's 2024 annual stockholder meeting or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 21:09 UTC |
Miramontes LouisDirector
|
GrantCommon Stock | 19,441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000083 · wk-form4_1686172159.xml · nonDerivative · entry 1 Miramontes Louis · CIK 0001739286 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,509 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 6, 2023, December 6, 2023, March 6, 2024, and upon the earlier of (i) the date of the Issuer's 2024 annual stockholder meeting or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 21:08 UTC |
Lee GinnyDirector
|
GrantCommon Stock | 19,441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000081 · wk-form4_1686172069.xml · nonDerivative · entry 1 Lee Ginny · CIK 0001880890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,040 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 6, 2023, December 6, 2023, March 6, 2024, and upon the earlier of (i) the date of the Issuer's 2024 annual stockholder meeting or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 21:06 UTC |
Barefoot Jo AnnDirector
|
GrantCommon Stock | 19,441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000079 · wk-form4_1686171966.xml · nonDerivative · entry 1 Barefoot Jo Ann · CIK 0001786294 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,866 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 6, 2023, December 6, 2023, March 6, 2024, and upon the earlier of (i) the date of the Issuer's 2024 annual stockholder meeting or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 17:19 UTC |
Welts FredericDirector
|
GrantCommon Stock | 2,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000061 · wf-form4_168064313464012.xml · nonDerivative · entry 1 Welts Frederic · CIK 0001488166 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,409 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 17:21 UTC |
Williams R NeilDirector
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000063 · wf-form4_168064329702375.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,476 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 17:16 UTC |
STROHM DAVID NDirector
|
GrantCommon Stock | 2,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000059 · wf-form4_168064293273570.xml · nonDerivative · entry 1 STROHM DAVID N · CIK 0001182820 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,676 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the calendar year following the Reporting Person's separation of service from the Issuer. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 17:10 UTC |
PASCARELLA CARLDirector
|
GrantCommon Stock | 3,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000057 · wf-form4_168064263879406.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,419 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:07 UTC |
Lee GinnyDirector
|
GrantCommon Stock | 2,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000055 · wf-form4_168064243603643.xml · nonDerivative · entry 1 Lee Ginny · CIK 0001880890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,599 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the 5th year following the year in which 2022 director fees were earned (January 30, 2027). Read SEC document |
| March 20, 2023 Filed Mar 20, 2023 17:36 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
PurchaseCommon Stock | 40,000 | $3.62 | $144,800.00 |
DisclosureSEC source: 0001538716-23-000051 · wf-form4_167934818342522.xml · nonDerivative · entry 3 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,939 F3 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.53 to $3.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 17, 2023 Filed Mar 20, 2023 17:36 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
PurchaseCommon Stock | 50,000 | $3.10 | $155,000.00 |
DisclosureSEC source: 0001538716-23-000051 · wf-form4_167934818342522.xml · nonDerivative · entry 2 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,939 F2 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.785 to $3.425 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 17:36 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
PurchaseCommon Stock | 10,000 | $2.63 | $26,300.00 |
DisclosureSEC source: 0001538716-23-000051 · wf-form4_167934818342522.xml · nonDerivative · entry 1 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,939 F1 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.625 to $2.635 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 17:38 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000041 · wf-form4_167882991554277.xml · derivative · entry 6 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,895 Underlying: Common Stock · 7,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F4 · derivative.expiration_date: The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 17:38 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Tax withholdingCommon Stock | 5,309 | $4.32 | $22,934.88 |
DisclosureSEC source: 0001538716-23-000041 · wf-form4_167882991554277.xml · nonDerivative · entry 4 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,939 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 17:38 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Tax withholdingCommon Stock | 1,335 | $4.32 | $5,767.20 |
DisclosureSEC source: 0001538716-23-000041 · wf-form4_167882991554277.xml · nonDerivative · entry 3 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,248 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 17:38 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Tax withholdingCommon Stock | 3,220 | $4.32 | $13,910.40 |
DisclosureSEC source: 0001538716-23-000041 · wf-form4_167882991554277.xml · nonDerivative · entry 2 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,583 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.