Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2026 Filed Sep 14, 2026 22:11 UTC |
Schueller Joseph AndrewSVP-Controller, CAO
|
SaleCommon Stock | 28 | $7.80 | $218.40 |
DisclosureSEC source: 0001538716-26-000110 · wk-form4_1789423866.xml · nonDerivative · entry 2 Schueller Joseph Andrew · CIK 0001853965 · SVP-Controller, CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,121 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: All shares were sold at the same price of $7.7975. Read SEC document |
| September 10, 2026 Filed Sep 14, 2026 22:11 UTC |
Schueller Joseph AndrewSVP-Controller, CAO
|
SaleCommon Stock | 2,831 | $7.80 | $22,081.80 |
DisclosureSEC source: 0001538716-26-000110 · wk-form4_1789423866.xml · nonDerivative · entry 1 Schueller Joseph Andrew · CIK 0001853965 · SVP-Controller, CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,149 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $7.825 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 10, 2026 Filed Sep 14, 2026 22:10 UTC |
Layton Kathleen I.Chief Legal Officer
|
SaleCommon Stock | 4,223 | $7.80 | $32,939.40 |
DisclosureSEC source: 0001538716-26-000108 · wk-form4_1789423799.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,006 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $7.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 10, 2026 Filed Sep 14, 2026 22:08 UTC |
Rowles Sean AChief Risk Officer
|
GrantPerformance Stock Units · Derivative | 127,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000106 · wk-form4_1789423715.xml · derivative · entry 2 Rowles Sean A · CIK 0002140658 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,551 Underlying: Common Stock · 127,551 shares Expires not disclosed F3 · derivative.exercise_price: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. F4 · price: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F3 · derivative.expiration_date: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. Read SEC document |
| September 10, 2026 Filed Sep 14, 2026 22:08 UTC |
Rowles Sean AChief Risk Officer
|
GrantCommon Stock | 382,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000106 · wk-form4_1789423715.xml · nonDerivative · entry 1 Rowles Sean A · CIK 0002140658 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 382,653 F1 · shares: The Restricted Stock Units (RSU) vest over 3 years, 33.33% will vest on the first anniversary of the grant date and 8 quarterly installments thereafter, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| August 19, 2026 Filed Aug 20, 2026 21:45 UTC |
Scheirman ScottDirector
|
GrantCommon Stock | 20,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000088 · wk-form4_1787262315.xml · nonDerivative · entry 1 Scheirman Scott · CIK 0001374969 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,869 F1 · shares: Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| August 11, 2026 Filed Aug 13, 2026 21:35 UTC |
Minetti CarlosDirector
|
GrantCommon Stock | 20,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000078 · wk-form4_1786656952.xml · nonDerivative · entry 1 Minetti Carlos · CIK 0001401335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,463 F1 · shares: Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| August 11, 2026 Filed Aug 13, 2026 21:39 UTC |
WILCOX WARRENDirector
|
GrantCommon Stock | 20,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000080 · wk-form4_1786657140.xml · nonDerivative · entry 1 WILCOX WARREN · CIK 0001222061 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,910 F1 · shares: Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| August 11, 2026 Filed Aug 13, 2026 21:37 UTC |
Miramontes LouisDirector
|
GrantCommon Stock | 25,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001739286-26-000004 · wk-form4_1786657039.xml · nonDerivative · entry 1 Miramontes Louis · CIK 0001739286 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,972 F1 · shares: Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| August 11, 2026 Filed Aug 13, 2026 21:34 UTC |
Daswani MohitDirector
|
GrantCommon Stock | 20,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000076 · wk-form4_1786656861.xml · nonDerivative · entry 1 Daswani Mohit · CIK 0001759184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,883 F1 · shares: Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| August 11, 2026 Filed Aug 13, 2026 21:33 UTC |
Lee GinnyDirector
|
GrantCommon Stock | 20,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000074 · wk-form4_1786656798.xml · nonDerivative · entry 1 Lee Ginny · CIK 0001880890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,387 F1 · shares: Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| August 11, 2026 Filed Aug 13, 2026 21:31 UTC |
Tambor Richard N.Director
|
GrantCommon Stock | 20,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000072 · wk-form4_1786656663.xml · nonDerivative · entry 1 Tambor Richard N. · CIK 0001610440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,392 F1 · shares: Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| June 15, 2026 Filed Jun 29, 2026 21:15 UTC |
Tambor Richard N.Director
|
GiftCommon Stock | 36,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000056 · wk-form4_1782767738.xml · nonDerivative · entry 4 Tambor Richard N. · CIK 0001610440 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The Dorsey Grant Revocable Living Trust Disclosed balance after: 36,127 F2 · price: Represents a transfer of securities by the Reporting Person to The Dorsey Grant Revocable Living Trust dated January 6, 2026. The Reporting Person is not the trustee but may be deemed to beneficially own the shares held by the trust. Read SEC document |
| June 15, 2026 Filed Jun 29, 2026 21:15 UTC |
Tambor Richard N.Director
|
GiftCommon Stock | 36,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000056 · wk-form4_1782767738.xml · nonDerivative · entry 3 Tambor Richard N. · CIK 0001610440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,523 F2 · price: Represents a transfer of securities by the Reporting Person to The Dorsey Grant Revocable Living Trust dated January 6, 2026. The Reporting Person is not the trustee but may be deemed to beneficially own the shares held by the trust. Read SEC document |
| June 15, 2026 Filed Jun 29, 2026 21:15 UTC |
Tambor Richard N.Director
|
GiftCommon Stock | 36,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000056 · wk-form4_1782767738.xml · nonDerivative · entry 2 Tambor Richard N. · CIK 0001610440 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Richard Tambor Revocable Living Trust Disclosed balance after: 36,127 F1 · price: Represents a transfer of securities by the Reporting Person to the Richard Tambor Revocable Living Trust dated January 6, 2026, for which the Reporting Person is the trustee. Read SEC document |
| June 15, 2026 Filed Jun 29, 2026 21:15 UTC |
Tambor Richard N.Director
|
GiftCommon Stock | 36,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000056 · wk-form4_1782767738.xml · nonDerivative · entry 1 Tambor Richard N. · CIK 0001610440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,650 F1 · price: Represents a transfer of securities by the Reporting Person to the Richard Tambor Revocable Living Trust dated January 6, 2026, for which the Reporting Person is the trustee. Read SEC document |
| June 10, 2026 Filed Jun 11, 2026 21:07 UTC |
Bland Douglas KDirector · Chief Executive Officer
|
GrantPerformance Stock Units · Derivative | 463,822 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000044 · wk-form4_1781212032.xml · derivative · entry 2 Bland Douglas K · CIK 0002130759 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 463,822 Underlying: Common Stock · 463,822 shares Expires 2029-06-10 F3 · derivative.exercise_price: Represents Performance-Based RSU (PSU) that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. F3 · shares: Represents Performance-Based RSU (PSU) that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. F4 · price: Each PSU represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: Represents Performance-Based RSU (PSU) that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. Read SEC document |
| June 10, 2026 Filed Jun 11, 2026 21:07 UTC |
Bland Douglas KDirector · Chief Executive Officer
|
GrantCommon Stock | 463,822 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000044 · wk-form4_1781212032.xml · nonDerivative · entry 1 Bland Douglas K · CIK 0002130759 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 463,822 F1 · shares: The Restricted Stock Units (RSU) vest over 3 years, 33% will vest on the first anniversary of the grant date and 8 quarterly installments thereafter, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 22:09 UTC |
Kirscht PatrickChief Credit Officer
|
GrantPerformance Stock Units · Derivative | 37,524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000023 · wk-form4_1773353340.xml · derivative · entry 6 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,524 Underlying: Common Stock · 37,524 shares Expires 2029-03-10 F4 · derivative.exercise_price: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 125% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. F4 · shares: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 125% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. F5 · price: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 125% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 22:09 UTC |
Kirscht PatrickChief Credit Officer
|
GrantCommon Stock | 75,047 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-26-000023 · wk-form4_1773353340.xml · nonDerivative · entry 5 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 514,665 F2 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2026, subject to the continued service of the Reporting Person on each vesting date. F3 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 22:09 UTC |
Kirscht PatrickChief Credit Officer
|
SaleCommon Stock | 19,362 | $4.90 | $94,873.80 |
DisclosureSEC source: 0001538716-26-000023 · wk-form4_1773353340.xml · nonDerivative · entry 4 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 439,618 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 22:09 UTC |
Kirscht PatrickChief Credit Officer
|
SaleCommon Stock | 14,172 | $4.90 | $69,442.80 |
DisclosureSEC source: 0001538716-26-000023 · wk-form4_1773353340.xml · nonDerivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 458,980 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 22:09 UTC |
Kirscht PatrickChief Credit Officer
|
SaleCommon Stock | 8,666 | $4.90 | $42,463.40 |
DisclosureSEC source: 0001538716-26-000023 · wk-form4_1773353340.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,152 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 22:09 UTC |
Kirscht PatrickChief Credit Officer
|
SaleCommon Stock | 12,099 | $4.90 | $59,285.10 |
DisclosureSEC source: 0001538716-26-000023 · wk-form4_1773353340.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,818 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 21:31 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 32,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578544-26-000002 · wk-form4_1773351108.xml · nonDerivative · entry 4 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,328,298 F1 · price: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 21:31 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 18,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578544-26-000002 · wk-form4_1773351108.xml · nonDerivative · entry 3 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,361,085 F1 · price: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 21:31 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 21,094 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578544-26-000002 · wk-form4_1773351108.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,379,345 F1 · price: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 21:31 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 18,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578544-26-000002 · wk-form4_1773351108.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,400,439 F1 · price: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 21:25 UTC |
Layton Kathleen I.Chief Legal Officer
|
GrantPerformance Stock Units · Derivative | 35,179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001985638-26-000006 · wk-form4_1773350716.xml · derivative · entry 5 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,179 Underlying: Common Stock · 35,179 shares Expires 2029-03-10 F4 · derivative.exercise_price: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 125% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. F4 · shares: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 125% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. F5 · price: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 125% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 21:25 UTC |
Layton Kathleen I.Chief Legal Officer
|
GrantCommon Stock | 70,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001985638-26-000006 · wk-form4_1773350716.xml · nonDerivative · entry 4 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,229 F2 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2026, subject to the continued service of the Reporting Person on each vesting date. F3 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 21:25 UTC |
Layton Kathleen I.Chief Legal Officer
|
SaleCommon Stock | 12,401 | $4.90 | $60,764.90 |
DisclosureSEC source: 0001985638-26-000006 · wk-form4_1773350716.xml · nonDerivative · entry 3 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,872 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 21:25 UTC |
Layton Kathleen I.Chief Legal Officer
|
SaleCommon Stock | 5,556 | $4.90 | $27,224.40 |
DisclosureSEC source: 0001985638-26-000006 · wk-form4_1773350716.xml · nonDerivative · entry 2 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,273 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 21:25 UTC |
Layton Kathleen I.Chief Legal Officer
|
SaleCommon Stock | 1,398 | $4.90 | $6,850.20 |
DisclosureSEC source: 0001985638-26-000006 · wk-form4_1773350716.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,829 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:33 UTC |
Schueller Joseph AndrewSVP-Controller, PAO & PFO
|
GrantCommon Stock | 45,890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001853965-26-000002 · wk-form4_1767666779.xml · nonDerivative · entry 1 Schueller Joseph Andrew · CIK 0001853965 · SVP-Controller, PAO & PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,980 F1 · price: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of December 10, 2025, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| December 31, 2025 Filed Jan 6, 2026 02:31 UTC |
Kirscht PatrickChief Credit Officer
|
GrantCommon Stock | 95,603 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001786250-26-000002 · wk-form4_1767666712.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 493,917 F1 · price: 100% of the RSUs shall vest on June 30, 2027, subject to the continued service of the Reporting Person on such date and subject to vesting acceleration upon certain involuntary termination events. Read SEC document |
| December 31, 2025 Filed Jan 6, 2026 02:31 UTC |
Layton Kathleen I.Chief Legal Officer
|
GrantCommon Stock | 86,043 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001985638-26-000002 · wk-form4_1767666666.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,227 F1 · price: 100% of the RSUs shall vest on June 30, 2027, subject to the continued service of the Reporting Person on such date and subject to vesting acceleration upon certain involuntary termination events. Read SEC document |
| September 10, 2025 Filed Sep 11, 2025 17:19 UTC |
Schueller Joseph AndrewSVP-Controller, PAO & PFO
|
GrantCommon Stock | 28,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-25-000096 · wk-form4_1757625540.xml · nonDerivative · entry 1 Schueller Joseph Andrew · CIK 0001853965 · SVP-Controller, PAO & PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,090 F1 · shares: The Restricted Stock Units (RSU) vest over 3 years, 1/3 will vest on the first anniversary of the grant date and 2/3 vest in quarterly installments thereafter, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| September 10, 2025 Filed Sep 11, 2025 21:16 UTC |
Layton Kathleen I.Chief Legal Officer
|
SaleCommon Stock | 4,214 | $6.64 | $27,980.96 |
DisclosureSEC source: 0001538716-25-000094 · wk-form4_1757625388.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,184 F1 · shares: These shares were automatically sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units on September 10, 2025, and this sale does not represent a discretionary trade by the Reporting Person. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $6.63 to $6.665 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 21, 2025 Filed Aug 21, 2025 21:22 UTC |
Miramontes LouisDirector
|
GrantCommon Stock | 3,644 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-25-000091 · wk-form4_1755811350.xml · nonDerivative · entry 1 Miramontes Louis · CIK 0001739286 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,930 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of October 18, 2025, January 18, 2026, April 18, 2026, and upon the earlier of (i) the date immediately preceding the Issuer's 2026 annual stockholder meeting or (ii) July 18, 2026, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 21:19 UTC |
WILCOX WARRENDirector
|
GrantCommon Stock | 18,041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-25-000089 · wk-form4_1755811186.xml · nonDerivative · entry 1 WILCOX WARREN · CIK 0001222061 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,041 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of October 18, 2025, January 18, 2026, April 18, 2026, and upon the earlier of (i) the date immediately preceding the Issuer's 2026 annual stockholder meeting or (ii) July 18, 2026, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 18, 2025 Filed Jul 22, 2025 17:06 UTC |
Smith Sandra AdeleDirector
|
GrantCommon Stock | 18,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-25-000057 · wk-form4_1753218354.xml · nonDerivative · entry 1 Smith Sandra Adele · CIK 0001876283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,740 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of October 18, 2025, January 18, 2026, April 18, 2026, and upon the earlier of (i) the date immediately preceding the Issuer's 2026 annual stockholder meeting or (ii) July 18, 2026, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 18, 2025 Filed Jul 22, 2025 21:11 UTC |
Minetti CarlosDirector
|
GrantCommon Stock | 18,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-25-000061 · wk-form4_1753218670.xml · nonDerivative · entry 1 Minetti Carlos · CIK 0001401335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,594 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of October 18, 2025, January 18, 2026, April 18, 2026, and upon the earlier of (i) the date immediately preceding the Issuer's 2026 annual stockholder meeting or (ii) July 18, 2026, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 18, 2025 Filed Jul 22, 2025 21:19 UTC |
Barefoot Jo AnnDirector
|
GrantCommon Stock | 18,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-25-000068 · wk-form4_1753219139.xml · nonDerivative · entry 1 Barefoot Jo Ann · CIK 0001786294 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,643 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of October 18, 2025, January 18, 2026, April 18, 2026, and upon the earlier of (i) the date immediately preceding the Issuer's 2026 annual stockholder meeting or (ii) July 18, 2026, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 18, 2025 Filed Jul 22, 2025 21:15 UTC |
Daswani MohitDirector
|
GrantCommon Stock | 18,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-25-000065 · wk-form4_1753218934.xml · nonDerivative · entry 1 Daswani Mohit · CIK 0001759184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,014 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of October 18, 2025, January 18, 2026, April 18, 2026, and upon the earlier of (i) the date immediately preceding the Issuer's 2026 annual stockholder meeting or (ii) July 18, 2026, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 18, 2025 Filed Jul 22, 2025 21:13 UTC |
Lee GinnyDirector
|
GrantCommon Stock | 18,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-25-000063 · wk-form4_1753218777.xml · nonDerivative · entry 1 Lee Ginny · CIK 0001880890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,518 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of October 18, 2025, January 18, 2026, April 18, 2026, and upon the earlier of (i) the date immediately preceding the Issuer's 2026 annual stockholder meeting or (ii) July 18, 2026, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 18, 2025 Filed Jul 22, 2025 21:08 UTC |
Miramontes LouisDirector
|
GrantCommon Stock | 18,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-25-000059 · wk-form4_1753218518.xml · nonDerivative · entry 1 Miramontes Louis · CIK 0001739286 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,286 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of October 18, 2025, January 18, 2026, April 18, 2026, and upon the earlier of (i) the date immediately preceding the Issuer's 2026 annual stockholder meeting or (ii) July 18, 2026, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 18, 2025 Filed Jul 22, 2025 21:02 UTC |
Tambor Richard N.Director
|
GrantCommon Stock | 18,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-25-000055 · wk-form4_1753218162.xml · nonDerivative · entry 1 Tambor Richard N. · CIK 0001610440 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,777 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of October 18, 2025, January 18, 2026, April 18, 2026, and upon the earlier of (i) the date immediately preceding the Issuer's 2026 annual stockholder meeting or (ii) July 18, 2026, subject to the Reporting Person's continued service through such date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:04 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
GrantPerformance Stock Units · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-25-000034 · wk-form4_1743800645.xml · derivative · entry 3 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2028-03-10 F4 · derivative.exercise_price: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F5 · shares: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2025 through 2027. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2028. F5 · derivative.exercise_date: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2025 through 2027. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2028. F5 · derivative.underlying: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2025 through 2027. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2028. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:04 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
GrantCommon Stock | 225,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-25-000034 · wk-form4_1743800645.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,418,629 F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2025, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:01 UTC |
Layton Kathleen I.Chief Legal Officer
|
GrantPerformance Stock Units · Derivative | 49,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-25-000032 · wk-form4_1743800498.xml · derivative · entry 2 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,020 Underlying: Common Stock · 49,020 shares Expires 2028-03-10 F3 · derivative.exercise_price: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F4 · shares: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2025 through 2027. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2028. F4 · derivative.exercise_date: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2025 through 2027. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2028. F4 · derivative.underlying_shares: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2025 through 2027. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2028. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.