Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Oportun Financial CorpOPRT · Entity 5862 | Director | June 06, 2023 | June 07, 2023 |
| Weave Communications, Inc.WEAV · Entity 5365 | Director · Chief Executive Officer | March 17, 2022 | March 24, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Oportun Financial Corp
Report date June 06, 2023 · Filed June 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,963 |
Reported balance
After 2023-06-06 transaction · row 1
1 source rowRow 1 · 2023-06-06 · Grant · Acquired 19,441 · Balance 35,963 F1: Represents an award of restricted stock units that will vest one-fourth on each of September 6, 2023, December 6, 2023, March 6, 2024, and upon the earlier of (i) the date of the Issuer's 2024 annual stockholder meeting or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date. F2: Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units that will vest one-fourth on each of September 6, 2023, December 6, 2023, March 6, 2024, and upon the earlier of (i) the date of the Issuer's 2024 annual stockholder meeting or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date.
F2: Each restricted stock unit represents the right to receive at settlement, one share of common stock.
Weave Communications, Inc.
Report date March 17, 2022 · Filed March 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 521,743 |
Reported balance
After 2022-03-17 transaction · row 1
1 source rowRow 1 · 2022-03-17 · Grant · Acquired 521,743 · Balance 521,743 F1: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 33% of the total number of shares on March 15, 2023, and the remainder in equal quarterly installments over the two years thereafter, until such time as the RSU is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 33% of the total number of shares on March 15, 2023, and the remainder in equal quarterly installments over the two years thereafter, until such time as the RSU is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2023 Filed Jun 7, 2023 17:03 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 19,441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000077 · wk-form4_1686171808.xml · nonDerivative · entry 1 Banks Roy · CIK 0001305065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,963 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 6, 2023, December 6, 2023, March 6, 2024, and upon the earlier of (i) the date of the Issuer's 2024 annual stockholder meeting or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 18:20 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 12,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000117 · wf-form4_165533162291253.xml · nonDerivative · entry 1 Banks Roy · CIK 0001305065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,522 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 14, 2022, December 14, 2022, March 14, 2023, and upon the earlier of (i) the date immediately preceding the Issuer's 2023 annual stockholder meeting or (ii) June 14, 2023, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 17, 2022 Filed Mar 24, 2022 21:29 UTC | Weave Communications, Inc. WEAV · Entity 5365 | GrantCommon Stock | 521,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021031 · doc4.xml · nonDerivative · entry 1 Banks Roy · CIK 0001305065 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,743 F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 33% of the total number of shares on March 15, 2023, and the remainder in equal quarterly installments over the two years thereafter, until such time as the RSU is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 18:09 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 3,971 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000207 · wf-form4_163165737870601.xml · nonDerivative · entry 1 Banks Roy · CIK 0001305065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,971 F1 · shares: Represents an award of restricted stock units that will vest in a series of three successive equal installments on December 8, 2021, March 8, 2022, and upon the earlier of: (i) the date immediately preceding the date of the Issuer's 2022 annual stockholder meeting or (ii) June 8, 2022, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.