Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Oportun Financial CorpOPRT · Entity 5862 | Chief Legal Officer | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Oportun Financial Corp
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 292,006 |
Reported balance
After 2026-09-10 transaction · row 1
1 source rowRow 1 · 2026-09-10 · Sale · Disposed 4,223 · Balance 292,006 F1: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2: Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $7.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.
F2: Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $7.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2026 Filed Sep 14, 2026 22:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 4,223 | $7.80 | $32,939.40 |
DisclosureSEC source: 0001538716-26-000108 · wk-form4_1789423799.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,006 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $7.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 21:25 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantPerformance Stock Units · Derivative | 35,179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001985638-26-000006 · wk-form4_1773350716.xml · derivative · entry 5 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,179 Underlying: Common Stock · 35,179 shares Expires 2029-03-10 F4 · derivative.exercise_price: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 125% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. F4 · shares: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 125% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. F5 · price: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 125% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 21:25 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 70,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001985638-26-000006 · wk-form4_1773350716.xml · nonDerivative · entry 4 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,229 F2 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2026, subject to the continued service of the Reporting Person on each vesting date. F3 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 21:25 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 12,401 | $4.90 | $60,764.90 |
DisclosureSEC source: 0001985638-26-000006 · wk-form4_1773350716.xml · nonDerivative · entry 3 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,872 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 21:25 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 5,556 | $4.90 | $27,224.40 |
DisclosureSEC source: 0001985638-26-000006 · wk-form4_1773350716.xml · nonDerivative · entry 2 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,273 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 21:25 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 1,398 | $4.90 | $6,850.20 |
DisclosureSEC source: 0001985638-26-000006 · wk-form4_1773350716.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,829 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 31, 2025 Filed Jan 6, 2026 02:31 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 86,043 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001985638-26-000002 · wk-form4_1767666666.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,227 F1 · price: 100% of the RSUs shall vest on June 30, 2027, subject to the continued service of the Reporting Person on such date and subject to vesting acceleration upon certain involuntary termination events. Read SEC document |
| September 10, 2025 Filed Sep 11, 2025 21:16 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 4,214 | $6.64 | $27,980.96 |
DisclosureSEC source: 0001538716-25-000094 · wk-form4_1757625388.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,184 F1 · shares: These shares were automatically sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units on September 10, 2025, and this sale does not represent a discretionary trade by the Reporting Person. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $6.63 to $6.665 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:01 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantPerformance Stock Units · Derivative | 49,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-25-000032 · wk-form4_1743800498.xml · derivative · entry 2 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,020 Underlying: Common Stock · 49,020 shares Expires 2028-03-10 F3 · derivative.exercise_price: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F4 · shares: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2025 through 2027. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2028. F4 · derivative.exercise_date: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2025 through 2027. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2028. F4 · derivative.underlying_shares: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2025 through 2027. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2028. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:01 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 73,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-25-000032 · wk-form4_1743800498.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,398 F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2025, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:13 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 5,372 | $5.99 | $32,178.28 |
DisclosureSEC source: 0001538716-25-000022 · wk-form4_1741814016.xml · nonDerivative · entry 4 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,868 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:13 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 5,387 | $5.99 | $32,268.13 |
DisclosureSEC source: 0001538716-25-000022 · wk-form4_1741814016.xml · nonDerivative · entry 3 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,240 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:13 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 1,473 | $5.99 | $8,823.27 |
DisclosureSEC source: 0001538716-25-000022 · wk-form4_1741814016.xml · nonDerivative · entry 2 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,627 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:13 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 485 | $5.99 | $2,905.15 |
DisclosureSEC source: 0001538716-25-000022 · wk-form4_1741814016.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,100 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 21:43 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 4,538 | $2.45 | $11,118.10 |
DisclosureSEC source: 0001538716-24-000115 · wk-form4_1726177398.xml · nonDerivative · entry 2 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,585 F1 · shares: These shares were automatically sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units on September 10, 2024, and this sale does not represent a discretionary trade by the Reporting Person. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.37 to $2.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 21:43 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 750 | $2.45 | $1,837.50 |
DisclosureSEC source: 0001538716-24-000115 · wk-form4_1726177398.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,123 F1 · shares: These shares were automatically sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units on September 10, 2024, and this sale does not represent a discretionary trade by the Reporting Person. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.37 to $2.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 20:54 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantPerformance Stock Units · Derivative | 30,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-24-000065 · wk-form4_1718744056.xml · derivative · entry 2 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,535 Underlying: Common Stock · 30,535 shares Expires 2027-03-10 F3 · derivative.exercise_price: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F4 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027. F4 · derivative.exercise_date: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027. F4 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2024 through 2026. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2027. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 20:54 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 30,535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000065 · wk-form4_1718744056.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,873 F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2023, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:11 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 5,652 | $3.03 | $17,125.56 |
DisclosureSEC source: 0001538716-24-000042 · wk-form4_1710886266.xml · nonDerivative · entry 4 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,338 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:11 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,545 | $3.03 | $4,681.35 |
DisclosureSEC source: 0001538716-24-000042 · wk-form4_1710886266.xml · nonDerivative · entry 3 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,990 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:11 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 505 | $3.03 | $1,530.15 |
DisclosureSEC source: 0001538716-24-000042 · wk-form4_1710886266.xml · nonDerivative · entry 2 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,535 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:11 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 660 | $3.03 | $1,999.80 |
DisclosureSEC source: 0001538716-24-000042 · wk-form4_1710886266.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,040 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 25, 2023 Filed Oct 27, 2023 00:46 UTC Amendment | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 18,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000167 · wk-form4a_1698367558.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,700 F1 · date: The original Form 4, filed on October 25, 2023, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the Date of Earliest Transaction and Transaction Date as October 20, 2023, when in fact the actual date for each item was October 25, 2023. F2 · shares: The restricted stock units will vest over two years from March 10, 2023 with fifty percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| October 20, 2023 Filed Oct 25, 2023 21:48 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 18,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000160 · wk-form4_1698270482.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,700 F1 · shares: The restricted stock units will vest over two years from March 10, 2023 with fifty percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| September 10, 2023 Filed Sep 12, 2023 20:59 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 36,102 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000144 · wk-form4_1694552373.xml · nonDerivative · entry 2 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,000 F2 · shares: The restricted stock units will vest over four years from September 10, 2023 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| September 10, 2023 Filed Sep 12, 2023 20:59 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 516 | $7.51 | $3,875.16 |
DisclosureSEC source: 0001538716-23-000144 · wk-form4_1694552373.xml · nonDerivative · entry 1 Layton Kathleen I. · CIK 0001985638 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,898 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.