Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Oportun Financial CorpOPRT · Entity 5862 | COO & GM, Personal-Auto Loans | December 06, 2023 | December 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Oportun Financial Corp
Report date December 06, 2023 · Filed December 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 213,260 |
Reported balance
After 2023-12-06 transaction · row 1
1 source rowRow 1 · 2023-12-06 · Grant · Acquired 46,233 · Balance 213,260 F1: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2023, subject to the continued service of the Reporting Person on each vesting date. F2: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-03-10 | Direct | 46,233 |
Reported balance
After 2023-12-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-12-06 · Grant · Acquired 46,233 · Balance 46,233 F2: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F3: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2023, subject to the continued service of the Reporting Person on each vesting date.
F2: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.
F3: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2023 Filed Dec 9, 2023 01:16 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantPerformance Stock Units · Derivative | 46,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000182 · wk-form4_1702084562.xml · derivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,233 Underlying: Common Stock · 46,233 shares Expires 2026-03-10 F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. F3 · shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. F3 · derivative.exercise_date: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. F3 · derivative.underlying_shares: PSUs will vest based on the Company's achievement of absolute total shareholder return (Company TSR). The TSR period will be the three (3) year period covering calendar years 2023 through 2025. The target number of units subject to the award is presented in the table. The performance metric will be met, and the PSUs will vest, based on percentile achievement of 0% to 125% of the target number of units, depending on performance. Any PSUs achieved above 100% of target may be paid out to the Reporting Person in either cash or shares of common stock, at the sole discretion of the Company's Compensation and Leadership Committee. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that are achieved will be scheduled to vest on March 10, 2026. Read SEC document |
| December 06, 2023 Filed Dec 9, 2023 01:16 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 46,233 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000182 · wk-form4_1702084562.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,260 F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2023, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each Restricted Stock Unit (RSU) and each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. Read SEC document |
| September 10, 2023 Filed Sep 11, 2023 21:58 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,409 | $7.51 | $18,091.59 |
DisclosureSEC source: 0001538716-23-000136 · wk-form4_1694469493.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,027 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:44 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 7,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000043 · wf-form4_167883027221503.xml · derivative · entry 5 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,237 Underlying: Common Stock · 7,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:44 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 3,715 | $4.32 | $16,048.80 |
DisclosureSEC source: 0001538716-23-000043 · wf-form4_167883027221503.xml · nonDerivative · entry 4 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,436 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:44 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 887 | $4.32 | $3,831.84 |
DisclosureSEC source: 0001538716-23-000043 · wf-form4_167883027221503.xml · nonDerivative · entry 3 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,151 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:44 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,146 | $4.32 | $9,270.72 |
DisclosureSEC source: 0001538716-23-000043 · wf-form4_167883027221503.xml · nonDerivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,038 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:44 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 7,237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000043 · wf-form4_167883027221503.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:07 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 5,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000020 · wf-form4_167822685518021.xml · derivative · entry 3 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The Restricted Stock Units fully vested on March 3, 2023. F3 · derivative.expiration_date: The Restricted Stock Units fully vested on March 3, 2023. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:07 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,765 | $6.00 | $10,590.00 |
DisclosureSEC source: 0001538716-23-000020 · wf-form4_167822685518021.xml · nonDerivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,947 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:07 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 5,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000020 · wf-form4_167822685518021.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:03 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,409 | $5.85 | $14,092.65 |
DisclosureSEC source: 0001538716-22-000186 · wf-form4_166318941071497.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,762 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:14 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 10,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000172 · wf-form4_166206686718454.xml · derivative · entry 3 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units fully vested on August 30, 2022. F3 · derivative.expiration_date: The restricted stock units fully vested on August 30, 2022. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:14 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,553 | $5.33 | $13,607.49 |
DisclosureSEC source: 0001538716-22-000172 · wf-form4_166206686718454.xml · nonDerivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,171 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:14 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 10,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000172 · wf-form4_166206686718454.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:21 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantStock Option (Right to Buy) · Derivative | 35,058 | $13.39 Strike: $13.39 | $469,426.62 |
DisclosureSEC source: 0001538716-22-000068 · wf-form4_164858889172384.xml · derivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,058 Underlying: Common Stock · 35,058 shares Expires 2032-03-24 F3 · derivative.exercise_date: The stock options vest over four years from March 10, 2022 with 1/4 of the options vesting on March 10, 2023 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:21 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 62,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000068 · wf-form4_164858889172384.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,241 F1 · shares: 1/4 of the restricted stock units will vest on March 10, 2023 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:21 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 7,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000049 · wf-form4_164729634177822.xml · derivative · entry 4 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,474 Underlying: Common Stock · 7,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F3 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:21 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 788 | $13.26 | $10,448.88 |
DisclosureSEC source: 0001538716-22-000049 · wf-form4_164729634177822.xml · nonDerivative · entry 3 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,023 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:21 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,763 | $13.26 | $23,377.38 |
DisclosureSEC source: 0001538716-22-000049 · wf-form4_164729634177822.xml · nonDerivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,811 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:21 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 7,237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000049 · wf-form4_164729634177822.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:28 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 5,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000026 · wf-form4_164669208625485.xml · derivative · entry 3 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,950 Underlying: Common Stock · 5,949 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019, with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019, with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:28 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,666 | $15.71 | $26,172.86 |
DisclosureSEC source: 0001538716-22-000026 · wf-form4_164669208625485.xml · nonDerivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,337 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:28 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 5,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000026 · wf-form4_164669208625485.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:55 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,549 | $24.15 | $61,558.35 |
DisclosureSEC source: 0001538716-21-000199 · wf-form4_163165653098418.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,054 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 22:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 10,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000172 · wf-form4_163044779962055.xml · derivative · entry 3 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,483 Underlying: Common Stock · 10,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from August 30, 2018, with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from August 30, 2018, with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 22:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,553 | $24.86 | $63,467.58 |
DisclosureSEC source: 0001538716-21-000172 · wf-form4_163044779962055.xml · nonDerivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,603 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 22:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 10,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000172 · wf-form4_163044779962055.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:05 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantStock Option (Right to Buy) · Derivative | 22,672 | $21.26 Strike: $21.26 | $482,006.72 |
DisclosureSEC source: 0001538716-21-000059 · wf-form4_161559389828976.xml · derivative · entry 5 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,672 Underlying: Common Stock · 22,672 shares Expires 2031-03-09 F5 · derivative.exercise_date: 1/4 of the option shall vest on March 10, 2022 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:05 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 7,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000059 · wf-form4_161559389828976.xml · derivative · entry 4 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,711 Underlying: Common Stock · 7,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F4 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:05 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 12,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000059 · wf-form4_161559389828976.xml · nonDerivative · entry 3 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,673 F3 · shares: 1/4 of the restricted stock units shall vest on March 10, 2022 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:05 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,763 | $21.26 | $37,481.38 |
DisclosureSEC source: 0001538716-21-000059 · wf-form4_161559389828976.xml · nonDerivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,737 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:05 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 7,237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000059 · wf-form4_161559389828976.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 22:57 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 5,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000043 · wf-form4_161498505776220.xml · derivative · entry 3 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,899 Underlying: Common Stock · 5,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019, with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019, with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 22:57 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,622 | $18.29 | $29,666.38 |
DisclosureSEC source: 0001538716-21-000043 · wf-form4_161498505776220.xml · nonDerivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,263 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 22:57 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 5,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000043 · wf-form4_161498505776220.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| September 10, 2020 Filed Sep 15, 2020 01:47 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 39,569 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000144 · wf-form4_160013443791731.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,935 F1 · shares: The restricted stock units will vest over four years from September 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:37 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 10,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000124 · wf-form4_159908985319100.xml · derivative · entry 3 Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,966 Underlying: Common Stock · 10,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from August 30, 2018 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F4 · derivative.expiration_date: The restricted stock units vest over four years from August 30, 2018 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:37 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 2,658 | $12.81 | $34,042.34 |
DisclosureSEC source: 0001538716-20-000124 · wf-form4_159908985319100.xml · nonDerivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,366 F2 · shares: Represents shares of common stock sold to satisfy the Reporting Person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $12.72 to $12.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:37 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 10,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000124 · wf-form4_159908985319100.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| May 20, 2020 Filed May 21, 2020 01:35 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 1,338 | $7.44 | $9,958.73 |
DisclosureSEC source: 0001786952-20-000007 · wf-form4_159002494242158.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,540 F1 · shares: As reported on the March 4, 2020 Form 4, shares from the March 3, 2020 release were delivered to the Reporting Person on May 19, 2020. This amount has been adjusted for the sale of shares to cover applicable taxes. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.40 to $7.47 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 10,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001786952-20-000006 · wf-form4_158526896165715.xml · derivative · entry 3 Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,450 Underlying: Common Stock · 10,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: The restricted stock units vest over four years from August 30, 2018, with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. F2 · derivative.expiration_date: The restricted stock units vest over four years from August 30, 2018, with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,553 | $11.50 | $29,359.50 |
DisclosureSEC source: 0001786952-20-000006 · wf-form4_158526896165715.xml · nonDerivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,878 Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 10,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001786952-20-000006 · wf-form4_158526896165715.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 21:03 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantStock Option (Right to Buy) · Derivative | 60,772 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001786952-20-000004 · wf-form4_158404700934053.xml · derivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,772 Underlying: Common Stock · 60,772 shares Expires 2030-03-09 F3 · derivative.exercise_date: 1/4 of the option shares shall vest on March 10, 2021 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 21:03 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantRestricted Stock Units · Derivative | 28,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001786952-20-000004 · wf-form4_158404700934053.xml · derivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,948 Underlying: Common Stock · 28,948 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F2 · derivative.expiration_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 22:55 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 5,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001786952-20-000002 · wf-form4_158336254128293.xml · derivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,849 Underlying: Common Stock · 5,949 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. F1 · shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date. F3 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-five percent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-five percent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F1 · derivative.underlying_shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 22:55 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 5,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001786952-20-000002 · wf-form4_158336254128293.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & G.M. Personal Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. F1 · balance_after: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.