Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Oportun Financial CorpOPRT · Entity 5862 | Global Controller and PAO | March 10, 2025 | March 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Oportun Financial Corp
Report date March 10, 2025 · Filed March 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 171,693 |
Ending reported balance
After 2025-03-10 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2025-03-10 · Sale · Disposed 136 · Balance 197,804 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2025-03-10 · Sale · Disposed 636 · Balance 197,168 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2025-03-10 · Sale · Disposed 21,826 · Balance 175,342 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2025-03-10 · Sale · Disposed 2,160 · Balance 173,182 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 5 · 2025-03-10 · Sale · Disposed 1,489 · Balance 171,693 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2025 Filed Mar 12, 2025 21:18 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 1,489 | $5.99 | $8,919.11 |
DisclosureSEC source: 0001538716-25-000026 · wk-form4_1741814323.xml · nonDerivative · entry 5 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,693 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:18 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 2,160 | $5.99 | $12,938.40 |
DisclosureSEC source: 0001538716-25-000026 · wk-form4_1741814323.xml · nonDerivative · entry 4 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,182 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:18 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 21,826 | $5.99 | $130,737.74 |
DisclosureSEC source: 0001538716-25-000026 · wk-form4_1741814323.xml · nonDerivative · entry 3 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,342 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:18 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 636 | $5.99 | $3,809.64 |
DisclosureSEC source: 0001538716-25-000026 · wk-form4_1741814323.xml · nonDerivative · entry 2 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,168 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:18 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 136 | $5.99 | $814.64 |
DisclosureSEC source: 0001538716-25-000026 · wk-form4_1741814323.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,804 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $6.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 22:28 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 2,962 | $4.01 | $11,877.62 |
DisclosureSEC source: 0001538716-24-000150 · wk-form4_1733956088.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,940 Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 21:48 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 373 | $2.45 | $913.85 |
DisclosureSEC source: 0001538716-24-000119 · wk-form4_1726177712.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,902 F1 · shares: These shares were automatically sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units on September 10, 2024, and this sale does not represent a discretionary trade by the Reporting Person. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.39 to $2.49 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 21:16 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 16,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000069 · wk-form4_1718745372.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,275 F1 · shares: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2024, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:17 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,759 | $3.03 | $8,359.77 |
DisclosureSEC source: 0001538716-24-000046 · wk-form4_1710886640.xml · nonDerivative · entry 4 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,735 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:17 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 667 | $3.03 | $2,021.01 |
DisclosureSEC source: 0001538716-24-000046 · wk-form4_1710886640.xml · nonDerivative · entry 3 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,494 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:17 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 142 | $3.03 | $430.26 |
DisclosureSEC source: 0001538716-24-000046 · wk-form4_1710886640.xml · nonDerivative · entry 2 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,161 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:17 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 717 | $3.03 | $2,172.51 |
DisclosureSEC source: 0001538716-24-000046 · wk-form4_1710886640.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,303 F1 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 25, 2023 Filed Oct 27, 2023 00:49 UTC Amendment | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000169 · wk-form4a_1698367781.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,020 F1 · date: The original Form 4, filed on October 25, 2023, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the Date of Earliest Transaction and Transaction Date as October 20, 2023, when in fact the actual date for each item was October 25, 2023. F2 · shares: The restricted stock units will vest over two years from March 10, 2023 with fifty percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| October 20, 2023 Filed Oct 25, 2023 22:57 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000162 · wk-form4_1698274630.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,020 F1 · shares: The restricted stock units will vest over two years from March 10, 2023 with fifty percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| September 10, 2023 Filed Sep 11, 2023 22:00 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 347 | $7.51 | $2,605.97 |
DisclosureSEC source: 0001538716-23-000140 · wk-form4_1694469636.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,020 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:51 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 471 | $4.32 | $2,034.72 |
DisclosureSEC source: 0001538716-23-000047 · wf-form4_167883067489586.xml · nonDerivative · entry 4 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,367 F3 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:51 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 100 | $4.32 | $432.00 |
DisclosureSEC source: 0001538716-23-000047 · wf-form4_167883067489586.xml · nonDerivative · entry 3 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,838 F3 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:51 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 506 | $4.32 | $2,185.92 |
DisclosureSEC source: 0001538716-23-000047 · wf-form4_167883067489586.xml · nonDerivative · entry 2 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,938 F3 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:51 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 155,521 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000047 · wf-form4_167883067489586.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,444 F1 · shares: The restricted stock unit will vest over four years from March 10, 2023 with fifty percent vesting on the second anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:08 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 347 | $5.85 | $2,029.95 |
DisclosureSEC source: 0001538716-22-000190 · wf-form4_166318971305307.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,923 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.