Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Oportun Financial Corp
Report date July 14, 2023 · Filed July 18, 2023
Section 16 reporting ended · disclosed 2023-07-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 114,114 |
Reported balance
After 2023-07-14 transaction · row 1
1 source rowRow 1 · 2023-07-14 · Tax withholding · Disposed 2,333 · Balance 114,114 F1: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 14, 2023 Filed Jul 18, 2023 20:51 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,333 | $5.66 | $13,204.78 |
DisclosureSEC source: 0001538716-23-000121 · wk-form4_1689713476.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,114 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:33 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 4,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000039 · wf-form4_167882961928955.xml · derivative · entry 5 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,935 Underlying: Common Stock · 4,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:33 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 3,977 | $4.32 | $17,180.64 |
DisclosureSEC source: 0001538716-23-000039 · wf-form4_167882961928955.xml · nonDerivative · entry 4 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,447 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:33 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 900 | $4.32 | $3,888.00 |
DisclosureSEC source: 0001538716-23-000039 · wf-form4_167882961928955.xml · nonDerivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,424 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:33 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,013 | $4.32 | $8,696.16 |
DisclosureSEC source: 0001538716-23-000039 · wf-form4_167882961928955.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,324 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:33 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 4,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000039 · wf-form4_167882961928955.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:00 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000016 · wf-form4_167822643267689.xml · derivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The Restricted Stock Units fully vested on March 3, 2023. F3 · derivative.expiration_date: The Restricted Stock Units fully vested on March 3, 2023. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:00 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,820 | $6.00 | $10,920.00 |
DisclosureSEC source: 0001538716-23-000016 · wf-form4_167822643267689.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,403 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:00 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 4,462 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000016 · wf-form4_167822643267689.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 20:58 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,333 | $5.85 | $13,648.05 |
DisclosureSEC source: 0001538716-22-000182 · wf-form4_166318910913809.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,761 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 21:08 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 6,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000168 · wf-form4_166206648320210.xml · derivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units fully vested on August 30, 2022. F3 · derivative.expiration_date: The restricted stock units fully vested on August 30, 2022. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 21:08 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,176 | $5.33 | $11,598.08 |
DisclosureSEC source: 0001538716-22-000168 · wf-form4_166206648320210.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,094 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 21:08 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 6,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000168 · wf-form4_166206648320210.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:19 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock · Derivative | 23,904 | $13.39 Strike: $13.39 | $320,074.56 |
DisclosureSEC source: 0001538716-22-000066 · wf-form4_164858871981606.xml · derivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,904 Underlying: Common Stock · 23,904 shares Expires 2032-03-24 F3 · derivative.exercise_date: The stock options vest over four years from March 10, 2022 with 1/4 of the options vesting on March 10, 2023 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:19 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 42,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000066 · wf-form4_164858871981606.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,980 F1 · shares: 1/4 of the restricted stock units will vest on March 10, 2023 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 4,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000051 · wf-form4_164729688368926.xml · derivative · entry 4 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,869 Underlying: Common Stock · 4,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F3 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 763 | $13.26 | $10,117.38 |
DisclosureSEC source: 0001538716-22-000051 · wf-form4_164729688368926.xml · nonDerivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,559 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,707 | $13.26 | $22,634.82 |
DisclosureSEC source: 0001538716-22-000051 · wf-form4_164729688368926.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,322 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 4,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000051 · wf-form4_164729688368926.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:32 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000028 · wf-form4_164669234653443.xml · derivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,462 Underlying: Common Stock · 4,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:32 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,829 | $15.71 | $28,733.59 |
DisclosureSEC source: 0001538716-22-000028 · wf-form4_164669234653443.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,095 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:32 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 4,462 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000028 · wf-form4_164669234653443.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:40 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,333 | $24.15 | $56,341.95 |
DisclosureSEC source: 0001538716-21-000189 · wf-form4_163165563137873.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,462 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 22:00 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 6,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000165 · wf-form4_163044722549502.xml · derivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,290 Underlying: Common Stock · 6,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from August 30,2018 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from August 30,2018 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 22:00 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,176 | $24.86 | $54,095.36 |
DisclosureSEC source: 0001538716-21-000165 · wf-form4_163044722549502.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,795 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 22:00 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 6,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000165 · wf-form4_163044722549502.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:21 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 847 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000071 · wf-form4_161722565927095.xml · derivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 847 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2017 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2017 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:21 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 293 | $20.24 | $5,930.32 |
DisclosureSEC source: 0001538716-21-000071 · wf-form4_161722565927095.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,681 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:21 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000071 · wf-form4_161722565927095.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:02 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 4,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000057 · wf-form4_161559370876641.xml · derivative · entry 5 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,803 Underlying: Common Stock · 4,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F5 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F5 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:02 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantStock Option (Right to Buy) · Derivative | 15,458 | $21.26 Strike: $21.26 | $328,637.08 |
DisclosureSEC source: 0001538716-21-000057 · wf-form4_161559370876641.xml · derivative · entry 4 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,458 Underlying: Common Stock · 15,458 shares Expires 2031-03-09 F4 · derivative.exercise_date: 1/4 of the option shall vest on March 10, 2022 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:02 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 8,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000057 · wf-form4_161559370876641.xml · nonDerivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,127 F3 · shares: 1/4 of the restricted stock units shall vest on March 10, 2022 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:02 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,707 | $21.26 | $36,290.82 |
DisclosureSEC source: 0001538716-21-000057 · wf-form4_161559370876641.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,307 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:02 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 4,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000057 · wf-form4_161559370876641.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 22:54 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000041 · wf-form4_161498488605297.xml · derivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,924 Underlying: Common Stock · 4,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 22:54 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,794 | $18.29 | $32,812.26 |
DisclosureSEC source: 0001538716-21-000041 · wf-form4_161498488605297.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,080 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 22:54 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 4,462 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000041 · wf-form4_161498488605297.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 23:26 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 846 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000201 · wf-form4_160945718907311.xml · derivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847 Underlying: Common Stock · 846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2017 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2017 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 23:26 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 293 | $19.09 | $5,593.37 |
DisclosureSEC source: 0001538716-20-000201 · wf-form4_160945718907311.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,412 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 23:26 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 846 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000201 · wf-form4_160945718907311.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:50 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000187 · wf-form4_160694582650547.xml · derivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:50 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 99 | $16.91 | $1,674.09 |
DisclosureSEC source: 0001538716-20-000187 · wf-form4_160694582650547.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,859 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:50 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000187 · wf-form4_160694582650547.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 21:13 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 297 | $11.66 | $3,463.05 |
DisclosureSEC source: 0001538716-20-000150 · wf-form4_160167318902652.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,674 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $11.66 to $11.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:13 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 847 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000150 · wf-form4_160167318902652.xml · derivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,693 Underlying: Common Stock · 847 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on March 30, 2018 and the remainder vesting quarterly, to the continued service of the Reporting Person on each vesting date (the "Service and Vesting Requirement"). F4 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on March 30, 2018 and the remainder vesting quarterly, to the continued service of the Reporting Person on each vesting date (the "Service and Vesting Requirement"). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:13 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000150 · wf-form4_160167318902652.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| September 10, 2020 Filed Sep 15, 2020 01:43 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 26,979 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000140 · wf-form4_160013419839906.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,124 F1 · shares: The restricted stock units will vest over four years from September 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:31 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000120 · wf-form4_159908949734166.xml · derivative · entry 6 Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284 Underlying: Common Stock · 284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F5 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F5 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:31 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 6,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000120 · wf-form4_159908949734166.xml · derivative · entry 5 Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,580 Underlying: Common Stock · 6,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from August 30, 2018 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F4 · derivative.expiration_date: The restricted stock units vest over four years from August 30, 2018 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:31 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 104 | $12.80 | $1,331.53 |
DisclosureSEC source: 0001538716-20-000120 · wf-form4_159908949734166.xml · nonDerivative · entry 4 Aristei Joan · CIK 0001786293 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,145 F2 · shares: Represents shares of common stock sold to satisfy the Reporting Person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $12.75 to $12.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.