Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Oportun Financial Corp
Report date December 31, 2023 · Filed January 03, 2024
Section 16 reporting ended · disclosed 2024-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 200,829 |
Reported balance
After 2023-12-31 transaction · row 1
1 source rowRow 1 · 2023-12-31 · Grant · Acquired 1,589 · Balance 200,829 F1: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments on January 30, 2024 and on January 30, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments on January 30, 2024 and on January 30, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2023 Filed Jan 3, 2024 20:42 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 1,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-24-000004 · wk-form4_1704332523.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,829 F1 · price: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments on January 30, 2024 and on January 30, 2025. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 17:36 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 3,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000148 · wk-form4_1696368978.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,466 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2028. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 17:34 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 3,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000117 · wk-form4_1688592869.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,628 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2028. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 17:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 24,301 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-23-000085 · wk-form4_1686172244.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,720 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 6, 2023, December 6, 2023, March 6, 2024, and upon the earlier of (i) the date of the Issuer's 2024 annual stockholder meeting or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 17:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 3,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000057 · wf-form4_168064263879406.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,419 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 17:24 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 3,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-23-000004 · wf-form4_167278466583012.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,107 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 17:11 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 4,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000201 · wf-form4_166483112201066.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,477 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 20:08 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 2,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000142 · wf-form4_165663410580283.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,900 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 18:48 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 15,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000126 · wf-form4_165533327850384.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,481 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 14, 2022, December 14, 2022, March 14, 2023, and upon the earlier of (i) the date immediately preceding the Issuer's 2023 annual stockholder meeting or (ii) June 14, 2023, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 18:01 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 1,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000078 · wf-form4_164910969292780.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,793 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027. Read SEC document |
| March 09, 2022 Filed Mar 9, 2022 17:39 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,522 | $1.32 Strike: $1.32 | $11,249.04 |
DisclosureSEC source: 0001538716-22-000038 · wf-form4_164686553370445.xml · derivative · entry 2 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,522 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 09, 2022 Filed Mar 9, 2022 17:39 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 8,522 | $1.32 | $11,249.04 |
DisclosureSEC source: 0001538716-22-000038 · wf-form4_164686553370445.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 16:02 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 1,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000002 · wf-form4_164124370728157.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,792 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2026. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 17:01 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 874 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000211 · wf-form4_163312208257224.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,711 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2026. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 18:54 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 1,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000129 · wf-form4_162518005259842.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,837 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2026. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 17:12 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 7,513 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000110 · wf-form4_162335953407359.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,744 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 8, 2021, December 8, 2021, March 8, 2022, and upon the earlier of (i) the date immediately preceding the Issuer's 2022 annual stockholder meeting or (ii) June 8, 2022, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 17:50 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 993 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000077 · wf-form4_161731377798690.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,231 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2026. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 19:06 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 1,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000007 · wf-form4_160989156430595.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,238 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2025. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:15 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000152 · wf-form4_160167333460602.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,205 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2025. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 21:01 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 1,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000093 · wf-form4_159365164958504.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,508 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2025. Read SEC document |
| June 08, 2020 Filed Jun 8, 2020 20:48 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 892 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000076 · wf-form4_159166367178116.xml · derivative · entry 2 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F2 · derivative.exercise_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F2 · derivative.expiration_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). Read SEC document |
| June 08, 2020 Filed Jun 8, 2020 20:48 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 892 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000076 · wf-form4_159166367178116.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 20:38 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 12,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000059 · wf-form4_159131752171910.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,127 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 3, 2020, December 3, 2020, March 3, 2021, and upon the earlier of (i) the date of the Issuer's 2021 annual stockholder meeting or (ii) June 3, 2021, subject to the Reporting Person's continued service through such date. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 17:41 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 1,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000033 · wf-form4_158586366723884.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,616 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer and (ii) January 30, 2025. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 20:26 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 2,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001251447-20-000003 · wf-form4_158526879169971.xml · derivative · entry 2 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892 Underlying: Common Stock · 2,677 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: The restricted stock units vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. F2 · derivative.expiration_date: The restricted stock units vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 20:26 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 2,677 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001251447-20-000003 · wf-form4_158526879169971.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:37 UTC | Oportun Financial Corp OPRT · Entity 5862 | OtherCommon Stock | 248,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001547 · edgar.xml · nonDerivative · entry 2 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 F2 · shares: Effective February 11, 2020, TPG Progress, L.P. effected a pro rata distribution of 248,857 shares of Issuer's stock to its limited partners for no additional consideration. The Reporting Person received 93,293 shares of Issuer's stock in this distribution. F2 · price: Effective February 11, 2020, TPG Progress, L.P. effected a pro rata distribution of 248,857 shares of Issuer's stock to its limited partners for no additional consideration. The Reporting Person received 93,293 shares of Issuer's stock in this distribution. F2 · balance_after: Effective February 11, 2020, TPG Progress, L.P. effected a pro rata distribution of 248,857 shares of Issuer's stock to its limited partners for no additional consideration. The Reporting Person received 93,293 shares of Issuer's stock in this distribution. F3 · ownership.nature: The shares are held by TPG Progress L.P. Mr. Pascarella is an advisor for TPG Growth, an affiliate of TPG Progress, L.P. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:37 UTC | Oportun Financial Corp OPRT · Entity 5862 | OtherCommon Stock | 93,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001547 · edgar.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,043 F1 · shares: Represents the receipt of shares in the pro rata distribution described below. F1 · price: Represents the receipt of shares in the pro rata distribution described below. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 21:53 UTC | Oportun Financial Corp OPRT · Entity 5862 | ConversionSeries G Preferred Stock · Derivative | 91,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-052146 · a4.xml · derivative · entry 10 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 135,342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series G Convertible Preferred Stock ("Series G") had no expiration date and converted into 1.48169754120 shares of Common Stock immediately upon the consummation of the Issuer's IPO, with all fractional shares converting into Common Stock on an aggregate basis. F5 · derivative.exercise_date: Each share of Series G Convertible Preferred Stock ("Series G") had no expiration date and converted into 1.48169754120 shares of Common Stock immediately upon the consummation of the Issuer's IPO, with all fractional shares converting into Common Stock on an aggregate basis. F5 · derivative.expiration_date: Each share of Series G Convertible Preferred Stock ("Series G") had no expiration date and converted into 1.48169754120 shares of Common Stock immediately upon the consummation of the Issuer's IPO, with all fractional shares converting into Common Stock on an aggregate basis. F2 · ownership.nature: The shares are held by TPG Progress L.P. Mr. Pascarella is an advisor for TPG Growth, an affiliate of TPG Progress L.P. The general partner of TPG Progress L.P. is Tarrant Advisors Inc. David Bonderman and James Coulter are the managing directors of Tarrant Advisors Inc. and may be deemed to share voting and dispositive power with respect to the shares held by TPG Progress L.P. Mr. Pascarella disclaims beneficial ownership of the shares held by TPG Progress L.P., except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 21:53 UTC | Oportun Financial Corp OPRT · Entity 5862 | ConversionSeries F Convertible Preferred Stock · Derivative | 41,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-052146 · a4.xml · derivative · entry 9 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 111,185 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series F Convertible Preferred Convertible Stock ("Series F") had no expiration date and converted into 2.697117 shares of Common Stock immediately upon the consummation of the Issuer's IPO, with all fractional shares converting into Common Stock on an aggregate basis. F4 · derivative.exercise_date: Each share of Series F Convertible Preferred Convertible Stock ("Series F") had no expiration date and converted into 2.697117 shares of Common Stock immediately upon the consummation of the Issuer's IPO, with all fractional shares converting into Common Stock on an aggregate basis. F4 · derivative.expiration_date: Each share of Series F Convertible Preferred Convertible Stock ("Series F") had no expiration date and converted into 2.697117 shares of Common Stock immediately upon the consummation of the Issuer's IPO, with all fractional shares converting into Common Stock on an aggregate basis. F2 · ownership.nature: The shares are held by TPG Progress L.P. Mr. Pascarella is an advisor for TPG Growth, an affiliate of TPG Progress L.P. The general partner of TPG Progress L.P. is Tarrant Advisors Inc. David Bonderman and James Coulter are the managing directors of Tarrant Advisors Inc. and may be deemed to share voting and dispositive power with respect to the shares held by TPG Progress L.P. Mr. Pascarella disclaims beneficial ownership of the shares held by TPG Progress L.P., except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 21:53 UTC | Oportun Financial Corp OPRT · Entity 5862 | ConversionSeries E-1 Convertible Preferred Stock · Derivative | 43,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-052146 · a4.xml · derivative · entry 8 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 84,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series E-1 Convertible Preferred Stock ("Series E-1) had no expiration date and converted into 1.9291389 shares of Common Stock immediately upon the consummation of the Issuer's IPO, with all fractional shares converting into Common Stock on an aggregate basis. F3 · derivative.exercise_date: Each share of Series E-1 Convertible Preferred Stock ("Series E-1) had no expiration date and converted into 1.9291389 shares of Common Stock immediately upon the consummation of the Issuer's IPO, with all fractional shares converting into Common Stock on an aggregate basis. F3 · derivative.expiration_date: Each share of Series E-1 Convertible Preferred Stock ("Series E-1) had no expiration date and converted into 1.9291389 shares of Common Stock immediately upon the consummation of the Issuer's IPO, with all fractional shares converting into Common Stock on an aggregate basis. F2 · ownership.nature: The shares are held by TPG Progress L.P. Mr. Pascarella is an advisor for TPG Growth, an affiliate of TPG Progress L.P. The general partner of TPG Progress L.P. is Tarrant Advisors Inc. David Bonderman and James Coulter are the managing directors of Tarrant Advisors Inc. and may be deemed to share voting and dispositive power with respect to the shares held by TPG Progress L.P. Mr. Pascarella disclaims beneficial ownership of the shares held by TPG Progress L.P., except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 21:53 UTC | Oportun Financial Corp OPRT · Entity 5862 | ConversionSeries D-1 Convertible Preferred Stock · Derivative | 88,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-052146 · a4.xml · derivative · entry 7 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 157,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D-1 Convertible Preferred Stock ("Series D-1") had no expiration date and converted into 1.789396 shares of Common Stock immediately upon the consummation of the Issuer's Initial Public Offering ("IPO"), with all fractional shares converting into Common Stock on an aggregate basis. F1 · derivative.exercise_date: Each share of Series D-1 Convertible Preferred Stock ("Series D-1") had no expiration date and converted into 1.789396 shares of Common Stock immediately upon the consummation of the Issuer's Initial Public Offering ("IPO"), with all fractional shares converting into Common Stock on an aggregate basis. F1 · derivative.expiration_date: Each share of Series D-1 Convertible Preferred Stock ("Series D-1") had no expiration date and converted into 1.789396 shares of Common Stock immediately upon the consummation of the Issuer's Initial Public Offering ("IPO"), with all fractional shares converting into Common Stock on an aggregate basis. F2 · ownership.nature: The shares are held by TPG Progress L.P. Mr. Pascarella is an advisor for TPG Growth, an affiliate of TPG Progress L.P. The general partner of TPG Progress L.P. is Tarrant Advisors Inc. David Bonderman and James Coulter are the managing directors of Tarrant Advisors Inc. and may be deemed to share voting and dispositive power with respect to the shares held by TPG Progress L.P. Mr. Pascarella disclaims beneficial ownership of the shares held by TPG Progress L.P., except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 21:53 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 240,000 | $15.00 | $3,600,000.00 |
DisclosureSEC source: 0001104659-19-052146 · a4.xml · nonDerivative · entry 6 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 248,857 F2 · ownership.nature: The shares are held by TPG Progress L.P. Mr. Pascarella is an advisor for TPG Growth, an affiliate of TPG Progress L.P. The general partner of TPG Progress L.P. is Tarrant Advisors Inc. David Bonderman and James Coulter are the managing directors of Tarrant Advisors Inc. and may be deemed to share voting and dispositive power with respect to the shares held by TPG Progress L.P. Mr. Pascarella disclaims beneficial ownership of the shares held by TPG Progress L.P., except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 21:53 UTC | Oportun Financial Corp OPRT · Entity 5862 | ConversionCommon Stock | 135,342 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-052146 · a4.xml · nonDerivative · entry 5 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 488,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each share of Series G Convertible Preferred Stock ("Series G") had no expiration date and converted into 1.48169754120 shares of Common Stock immediately upon the consummation of the Issuer's IPO, with all fractional shares converting into Common Stock on an aggregate basis. F6 · balance_after: Includes two (2) shares of Common Stock that comprise the fractional shares of the Series D-1, Series E-1, Series F and Series G Preferred Stock that were converted to Common Stock on an aggregate basis. F2 · ownership.nature: The shares are held by TPG Progress L.P. Mr. Pascarella is an advisor for TPG Growth, an affiliate of TPG Progress L.P. The general partner of TPG Progress L.P. is Tarrant Advisors Inc. David Bonderman and James Coulter are the managing directors of Tarrant Advisors Inc. and may be deemed to share voting and dispositive power with respect to the shares held by TPG Progress L.P. Mr. Pascarella disclaims beneficial ownership of the shares held by TPG Progress L.P., except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 21:53 UTC | Oportun Financial Corp OPRT · Entity 5862 | ConversionCommon Stock | 111,185 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-052146 · a4.xml · nonDerivative · entry 4 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 353,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each share of Series F Convertible Preferred Convertible Stock ("Series F") had no expiration date and converted into 2.697117 shares of Common Stock immediately upon the consummation of the Issuer's IPO, with all fractional shares converting into Common Stock on an aggregate basis. F2 · ownership.nature: The shares are held by TPG Progress L.P. Mr. Pascarella is an advisor for TPG Growth, an affiliate of TPG Progress L.P. The general partner of TPG Progress L.P. is Tarrant Advisors Inc. David Bonderman and James Coulter are the managing directors of Tarrant Advisors Inc. and may be deemed to share voting and dispositive power with respect to the shares held by TPG Progress L.P. Mr. Pascarella disclaims beneficial ownership of the shares held by TPG Progress L.P., except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 21:53 UTC | Oportun Financial Corp OPRT · Entity 5862 | ConversionCommon Stock | 84,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-052146 · a4.xml · nonDerivative · entry 3 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 242,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of Series E-1 Convertible Preferred Stock ("Series E-1) had no expiration date and converted into 1.9291389 shares of Common Stock immediately upon the consummation of the Issuer's IPO, with all fractional shares converting into Common Stock on an aggregate basis. F2 · ownership.nature: The shares are held by TPG Progress L.P. Mr. Pascarella is an advisor for TPG Growth, an affiliate of TPG Progress L.P. The general partner of TPG Progress L.P. is Tarrant Advisors Inc. David Bonderman and James Coulter are the managing directors of Tarrant Advisors Inc. and may be deemed to share voting and dispositive power with respect to the shares held by TPG Progress L.P. Mr. Pascarella disclaims beneficial ownership of the shares held by TPG Progress L.P., except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 21:53 UTC | Oportun Financial Corp OPRT · Entity 5862 | ConversionCommon Stock | 157,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-052146 · a4.xml · nonDerivative · entry 2 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 157,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D-1 Convertible Preferred Stock ("Series D-1") had no expiration date and converted into 1.789396 shares of Common Stock immediately upon the consummation of the Issuer's Initial Public Offering ("IPO"), with all fractional shares converting into Common Stock on an aggregate basis. F2 · ownership.nature: The shares are held by TPG Progress L.P. Mr. Pascarella is an advisor for TPG Growth, an affiliate of TPG Progress L.P. The general partner of TPG Progress L.P. is Tarrant Advisors Inc. David Bonderman and James Coulter are the managing directors of Tarrant Advisors Inc. and may be deemed to share voting and dispositive power with respect to the shares held by TPG Progress L.P. Mr. Pascarella disclaims beneficial ownership of the shares held by TPG Progress L.P., except to the extent of any proportionate pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.