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OPLN

OPENLANE, Inc.

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4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 04, 2017 Filed Apr 7, 2017 00:28 UTC GrantPhantom Stock · Derivative 69.9119 $42.19 $2,949.58
Disclosure

SEC source: 0001395942-17-000064 · wf-form4_149152488555498.xml · derivative · entry 2

Larson John P. · CIK 0001609333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544.3717

Underlying: Common Stock · 69.9119 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects dividend payment of which 522.8098 shares are vested and the remaining 21.5619 shares will vest on June 7, 2017.

Read SEC document
April 04, 2017 Filed Apr 7, 2017 00:24 UTC GrantPhantom Stock · Derivative 60.9281 $42.19 $2,570.56
Disclosure

SEC source: 0001395942-17-000062 · wf-form4_149152465602602.xml · derivative · entry 3

Smith Stephen E. · CIK 0001594777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629.926

Underlying: Common Stock · 60.9281 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F6 · balance_after: Reflects dividend payment of which all shares are vested.

Read SEC document
April 04, 2017 Filed Apr 7, 2017 00:05 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 3.58 $42.19 $151.04
Disclosure

SEC source: 0001395942-17-000058 · wf-form4_149152351537146.xml · derivative · entry 5

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474.9686

Underlying: Common Stock · 3.58 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents vested on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents vested on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date.

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April 04, 2017 Filed Apr 7, 2017 00:05 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 7.562 $42.19 $319.04
Disclosure

SEC source: 0001395942-17-000058 · wf-form4_149152351537146.xml · derivative · entry 4

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,004.3703

Underlying: Common Stock · 7.562 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:43 UTC
Kett John WIAA CEO & President
Exercise / conversionCommon Stock · Derivative 17,050 $10.00 Strike: $10.00 $170,500.00
Disclosure

SEC source: 0001395942-17-000057 · wf-form4_149143940400980.xml · derivative · entry 3

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,196

Underlying: Common Stock · 17,050 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:43 UTC
Kett John WIAA CEO & President
SaleCommon Stock 8,321 $43.36 $360,817.70
Disclosure

SEC source: 0001395942-17-000057 · wf-form4_149143940400980.xml · nonDerivative · entry 2

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,645

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 24, 2017.

F2 · shares: Reflects 8,321 shares sold to fund the cashless exercise of 17,050 options owned by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.19 to $43.73 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:43 UTC
Kett John WIAA CEO & President
Exercise / conversionCommon Stock 17,050 $10.00 $170,500.00
Disclosure

SEC source: 0001395942-17-000057 · wf-form4_149143940400980.xml · nonDerivative · entry 1

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 19:04 UTC
Skuy BenjaminEVP of International Markets
SaleCommon Stock 9,822 $44.96 $441,632.48
Disclosure

SEC source: 0001395942-17-000056 · wf-form4_148944626504075.xml · nonDerivative · entry 5

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.8700 to $45.1500 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 19:04 UTC
Skuy BenjaminEVP of International Markets
Exercise / conversionCommon Stock 9,822 $16.26 $159,745.01
Disclosure

SEC source: 0001395942-17-000056 · wf-form4_148944626504075.xml · nonDerivative · entry 4

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 19:04 UTC
Skuy BenjaminEVP of International Markets
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,040 $16.26 Strike: $16.26 $244,610.56
Disclosure

SEC source: 0001395942-17-000056 · wf-form4_148944626504075.xml · derivative · entry 6

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,040 shares

Expires 2018-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: 5,218 shares were exercised on March 9, 2017 and 9,822 shares were exercised on March 10, 2017.

F5 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 19:04 UTC
Skuy BenjaminEVP of International Markets
SaleCommon Stock 5,218 $45.02 $234,895.58
Disclosure

SEC source: 0001395942-17-000056 · wf-form4_148944626504075.xml · nonDerivative · entry 3

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.0000 to $45.0600 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 19:04 UTC
Skuy BenjaminEVP of International Markets
Exercise / conversionCommon Stock 5,218 $16.26 $84,865.55
Disclosure

SEC source: 0001395942-17-000056 · wf-form4_148944626504075.xml · nonDerivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 19:06 UTC
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 6,599 $44.72 $295,107.28
Disclosure

SEC source: 0001395942-17-000053 · wf-form4_148908637272820.xml · nonDerivative · entry 2

POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,394.1479

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 19:06 UTC
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
GrantCommon Stock 14,032.9446 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000053 · wf-form4_148908637272820.xml · nonDerivative · entry 1

POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,993.1479

F1 · shares: The number of performance-based restricted stock units that vested was determined as follows: (1) fifty percent was determined based on the Company's total stockholder return relative to that of companies within the S&P 500 Index over a three-year period from February 27, 2014 through February 27, 2017; and (2) fifty percent was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2014 and ending on December 31, 2016.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on March 7, 2017.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 14:05 UTC Tax withholdingCommon Stock 17,815 $44.72 $796,686.80
Disclosure

SEC source: 0001395942-17-000052 · wf-form4_148908632022913.xml · nonDerivative · entry 2

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,442.0328

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 14:05 UTC GrantCommon Stock 38,979.215 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000052 · wf-form4_148908632022913.xml · nonDerivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,257.0328

F1 · shares: The number of performance-based restricted stock units that vested was determined as follows: (1) fifty percent was determined based on the Company's total stockholder return relative to that of companies within the S&P 500 Index over a three-year period from February 27, 2014 through February 27, 2017; and (2) fifty percent was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2014 and ending on December 31, 2016.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on March 7, 2017.

F3 · balance_after: Includes 621.8178 shares acquired (including 12.6560 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan on May 31, 2016.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 14:04 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 36,057 $44.72 $1,612,469.04
Disclosure

SEC source: 0001395942-17-000051 · wf-form4_148908626509707.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,074.3889

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 14:04 UTC
HALLETT JAMES PDirector · Chief Executive Officer
GrantCommon Stock 77,958.4322 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000051 · wf-form4_148908626509707.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,131.3889

F1 · shares: The number of performance-based restricted stock units that vested was determined as follows: (1) fifty percent was determined based on the Company's total stockholder return relative to that of companies within the S&P 500 Index over a three-year period from February 27, 2014 through February 27, 2017; and (2) fifty percent was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2014 and ending on December 31, 2016.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on March 7, 2017.

F3 · balance_after: Includes 621.8178 shares acquired (including 12.6560 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan on May 31, 2016.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 18:59 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $12.97 Strike: $12.97 $194,550.00
Disclosure

SEC source: 0001395942-17-000050 · wf-form4_148908593059069.xml · derivative · entry 4

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 15,000 shares

Expires 2021-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 18:59 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
SaleCommon Stock 15,000 $45.03 $675,456.00
Disclosure

SEC source: 0001395942-17-000050 · wf-form4_148908593059069.xml · nonDerivative · entry 3

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 1, 2015.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.8700 to $45.1500 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 18:59 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
Exercise / conversionCommon Stock 15,000 $12.97 $194,550.00
Disclosure

SEC source: 0001395942-17-000050 · wf-form4_148908593059069.xml · nonDerivative · entry 2

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 19:08 UTC
St-Hilaire StephanePresident and CEO of ADESA
Tax withholdingCommon Stock 4,487 $44.72 $200,658.64
Disclosure

SEC source: 0001395942-17-000055 · wf-form4_148908646906752.xml · nonDerivative · entry 2

St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,920.355

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 19:08 UTC
St-Hilaire StephanePresident and CEO of ADESA
GrantCommon Stock 15,593.1638 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000055 · wf-form4_148908646906752.xml · nonDerivative · entry 1

St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,407.355

F1 · shares: The number of performance-based restricted stock units that vested was determined as follows: (1) fifty percent was determined based on the Company's total stockholder return relative to that of companies within the S&P 500 Index over a three-year period from February 27, 2014 through February 27, 2017; and (2) fifty percent was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2014 and ending on December 31, 2016.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on March 7, 2017.

F3 · balance_after: Includes 597.1912 shares acquired (including 4.2121 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan on November 30, 2016.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 19:07 UTC
Price Lisa A.EVP of Human Resources
Tax withholdingCommon Stock 3,246 $44.72 $145,161.12
Disclosure

SEC source: 0001395942-17-000054 · wf-form4_148908642363845.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,426.5031

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 19:07 UTC
Price Lisa A.EVP of Human Resources
GrantCommon Stock 7,016.8827 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000054 · wf-form4_148908642363845.xml · nonDerivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,672.5031

F1 · shares: The number of performance-based restricted stock units that vested was determined as follows: (1) fifty percent was determined based on the Company's total stockholder return relative to that of companies within the S&P 500 Index over a three-year period from February 27, 2014 through February 27, 2017; and (2) fifty percent was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2014 and ending on December 31, 2016.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on March 7, 2017.

F3 · balance_after: Includes 620.6204 shares acquired (including 11.4586 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan on May 31, 2016.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:14 UTC
Gottwald Donald S.Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,125 $10.00 Strike: $10.00 $181,250.00
Disclosure

SEC source: 0001395942-17-000049 · wf-form4_148857924328171.xml · derivative · entry 4

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,125

Underlying: Common Stock · 18,125 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:14 UTC
Gottwald Donald S.Chief Operating Officer
SaleCommon Stock 18,125 $44.98 $815,298.75
Disclosure

SEC source: 0001395942-17-000049 · wf-form4_148857924328171.xml · nonDerivative · entry 3

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 10, 2016.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.8100 to $45.1200 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:14 UTC
Gottwald Donald S.Chief Operating Officer
Exercise / conversionCommon Stock 18,125 $10.00 $181,250.00
Disclosure

SEC source: 0001395942-17-000049 · wf-form4_148857924328171.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 17:11 UTC
Hill Mark EDirector
PurchaseCommon Stock 4,200 $44.87 $188,440.56
Disclosure

SEC source: 0001395942-17-000048 · wf-form4_148840629160401.xml · nonDerivative · entry 1

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,700

Read SEC document
February 24, 2017 Filed Feb 24, 2017 21:54 UTC
Money James E. IIAFC President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 26,600 $16.26 Strike: $16.26 $432,622.40
Disclosure

SEC source: 0001395942-17-000035 · wf-form4_148797324759893.xml · derivative · entry 7

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,600 shares

Expires 2018-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares are currently exercisable.

Read SEC document
February 24, 2017 Filed Feb 24, 2017 21:54 UTC
Money James E. IIAFC President
SaleCommon Stock 26,600 $44.45 $1,182,354.04
Disclosure

SEC source: 0001395942-17-000035 · wf-form4_148797324759893.xml · nonDerivative · entry 5

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.30 to $44.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 24, 2017 Filed Feb 24, 2017 21:54 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 26,600 $16.26 $432,622.40
Disclosure

SEC source: 0001395942-17-000035 · wf-form4_148797324759893.xml · nonDerivative · entry 4

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 23, 2017 Filed Feb 27, 2017 21:27 UTC
Byrd Warren WEVP of Corp Dev & Real Estate
Exercise / conversionRestricted Stock Units · Derivative 632 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000036 · wf-form4_148824886213028.xml · derivative · entry 6

Byrd Warren W · CIK 0001491615 · EVP of Corp Dev & Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,263

Underlying: Common Stock · 632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019.

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February 23, 2017 Filed Feb 27, 2017 21:27 UTC
Byrd Warren WEVP of Corp Dev & Real Estate
GrantRestricted Stock Units · Derivative 1,895 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000036 · wf-form4_148824886213028.xml · derivative · entry 5

Byrd Warren W · CIK 0001491615 · EVP of Corp Dev & Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,895

Underlying: Common Stock · 1,895 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

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February 23, 2017 Filed Feb 27, 2017 21:27 UTC
Byrd Warren WEVP of Corp Dev & Real Estate
Tax withholdingCommon Stock 240 $44.80 $10,752.00
Disclosure

SEC source: 0001395942-17-000036 · wf-form4_148824886213028.xml · nonDerivative · entry 3

Byrd Warren W · CIK 0001491615 · EVP of Corp Dev & Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

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February 23, 2017 Filed Feb 27, 2017 21:27 UTC
Byrd Warren WEVP of Corp Dev & Real Estate
Exercise / conversionCommon Stock 632 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000036 · wf-form4_148824886213028.xml · nonDerivative · entry 2

Byrd Warren W · CIK 0001491615 · EVP of Corp Dev & Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

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February 23, 2017 Filed Feb 27, 2017 21:39 UTC Exercise / conversionRestricted Stock Units · Derivative 3,145 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000041 · wf-form4_148824954066478.xml · derivative · entry 7

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,288

Underlying: Common Stock · 3,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

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February 23, 2017 Filed Feb 27, 2017 21:39 UTC GrantRestricted Stock Units · Derivative 9,433 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000041 · wf-form4_148824954066478.xml · derivative · entry 6

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,433

Underlying: Common Stock · 9,433 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

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February 23, 2017 Filed Feb 27, 2017 21:39 UTC Tax withholdingCommon Stock 979 $44.80 $43,859.20
Disclosure

SEC source: 0001395942-17-000041 · wf-form4_148824954066478.xml · nonDerivative · entry 3

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,166

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

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February 23, 2017 Filed Feb 27, 2017 21:39 UTC Exercise / conversionCommon Stock 3,145 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000041 · wf-form4_148824954066478.xml · nonDerivative · entry 2

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

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February 23, 2017 Filed Feb 27, 2017 21:47 UTC
Vignes DavidEVP of Enterprise Optimization
Exercise / conversionRestricted Stock Units · Derivative 632 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000046 · wf-form4_148825004590097.xml · derivative · entry 8

Vignes David · CIK 0001478002 · EVP of Enterprise Optimization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,263

Underlying: Common Stock · 632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

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February 23, 2017 Filed Feb 27, 2017 21:47 UTC
Vignes DavidEVP of Enterprise Optimization
GrantRestricted Stock Units · Derivative 1,895 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000046 · wf-form4_148825004590097.xml · derivative · entry 7

Vignes David · CIK 0001478002 · EVP of Enterprise Optimization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,895

Underlying: Common Stock · 1,895 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

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February 23, 2017 Filed Feb 27, 2017 21:47 UTC
Vignes DavidEVP of Enterprise Optimization
Tax withholdingCommon Stock 219 $44.80 $9,811.20
Disclosure

SEC source: 0001395942-17-000046 · wf-form4_148825004590097.xml · nonDerivative · entry 3

Vignes David · CIK 0001478002 · EVP of Enterprise Optimization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:47 UTC
Vignes DavidEVP of Enterprise Optimization
Exercise / conversionCommon Stock 632 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000046 · wf-form4_148825004590097.xml · nonDerivative · entry 2

Vignes David · CIK 0001478002 · EVP of Enterprise Optimization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

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February 23, 2017 Filed Feb 27, 2017 21:32 UTC
Gottwald Donald S.Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,782 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000038 · wf-form4_148824911370386.xml · derivative · entry 7

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,562

Underlying: Common Stock · 1,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

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February 23, 2017 Filed Feb 27, 2017 21:32 UTC
Gottwald Donald S.Chief Operating Officer
GrantRestricted Stock Units · Derivative 5,344 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000038 · wf-form4_148824911370386.xml · derivative · entry 6

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,344

Underlying: Common Stock · 5,344 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

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February 23, 2017 Filed Feb 27, 2017 21:32 UTC
Gottwald Donald S.Chief Operating Officer
Tax withholdingCommon Stock 565 $44.80 $25,312.00
Disclosure

SEC source: 0001395942-17-000038 · wf-form4_148824911370386.xml · nonDerivative · entry 3

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,217

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:32 UTC
Gottwald Donald S.Chief Operating Officer
Exercise / conversionCommon Stock 1,782 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000038 · wf-form4_148824911370386.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

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February 23, 2017 Filed Feb 27, 2017 21:29 UTC
Caruso Thomas J.Chief Client Officer
Exercise / conversionRestricted Stock Units · Derivative 504 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000037 · wf-form4_148824895553070.xml · derivative · entry 6

Caruso Thomas J. · CIK 0001477999 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006

Underlying: Common Stock · 504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019.

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February 23, 2017 Filed Feb 27, 2017 21:29 UTC
Caruso Thomas J.Chief Client Officer
GrantRestricted Stock Units · Derivative 1,510 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000037 · wf-form4_148824895553070.xml · derivative · entry 5

Caruso Thomas J. · CIK 0001477999 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,510

Underlying: Common Stock · 1,510 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.