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OPLN

OPENLANE, Inc.

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4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2018 Filed Feb 9, 2018 02:12 UTC
Price Lisa A.EVP of Human Resources
GrantRestricted Stock Units · Derivative 1,296 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000022 · wf-form4_151814232512866.xml · derivative · entry 6

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,296

Underlying: Common Stock · 1,296 shares

Expires not disclosed

F9 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F10 · derivative.expiration_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 02:12 UTC
Price Lisa A.EVP of Human Resources
Tax withholdingCommon Stock 2,443 $51.04 $124,690.72
Disclosure

SEC source: 0001395942-18-000022 · wf-form4_151814232512866.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,598.0527

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 02:12 UTC
Price Lisa A.EVP of Human Resources
GrantCommon Stock 7,022.5546 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000022 · wf-form4_151814232512866.xml · nonDerivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,041.0527

F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2015 and ending on December 31, 2017.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 6, 2018.

F3 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 02:04 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 1,838 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000018 · wf-form4_151814183771937.xml · derivative · entry 7

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,838

Underlying: Common Stock · 1,838 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 02:04 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 661 $51.04 $33,737.44
Disclosure

SEC source: 0001395942-18-000018 · wf-form4_151814183771937.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,321.2538

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 02:04 UTC
Money James E. IIAFC President
GrantCommon Stock 1,949.2538 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000018 · wf-form4_151814183771937.xml · nonDerivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,982.2538

F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2015 and ending on December 31, 2017.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 6, 2018.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:57 UTC
Fisher Thomas JEVP, Chief Information Officer
GrantRestricted Stock Units · Derivative 1,780 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000015 · wf-form4_151814144572929.xml · derivative · entry 1

Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Underlying: Common Stock · 1,780 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 12, 2018, one-third of these restricted stock units vest on May 12, 2019 and the remaining one-third of these restricted stock units vest on May 12, 2020, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 12, 2018, one-third of these restricted stock units vest on May 12, 2019 and the remaining one-third of these restricted stock units vest on May 12, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:56 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
GrantRestricted Stock Units · Derivative 3,106 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000014 · wf-form4_151814135157249.xml · derivative · entry 6

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,106

Underlying: Common Stock · 3,106 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:56 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
Tax withholdingCommon Stock 5,091 $51.04 $259,844.64
Disclosure

SEC source: 0001395942-18-000014 · wf-form4_151814135157249.xml · nonDerivative · entry 2

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,819.7826

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:56 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
GrantCommon Stock 12,483.0857 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000014 · wf-form4_151814135157249.xml · nonDerivative · entry 1

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,910.7826

F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2015 and ending on December 31, 2017.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 6, 2018.

F3 · balance_after: Includes 615.6970 shares acquired (including 24.4008 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:53 UTC
St-Hilaire StephanePresident and CEO of ADESA
GrantRestricted Stock Units · Derivative 3,241 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000013 · wf-form4_151814118346526.xml · derivative · entry 7

St-Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,241

Underlying: Common Stock · 3,241 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F10 · derivative.expiration_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:53 UTC
St-Hilaire StephanePresident and CEO of ADESA
Tax withholdingCommon Stock 4,291 $51.04 $219,012.64
Disclosure

SEC source: 0001395942-18-000013 · wf-form4_151814118346526.xml · nonDerivative · entry 2

St-Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,254.9903

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:53 UTC
St-Hilaire StephanePresident and CEO of ADESA
GrantCommon Stock 14,043.6532 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000013 · wf-form4_151814118346526.xml · nonDerivative · entry 1

St-Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,545.9903

F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2015 and ending on December 31, 2017.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 6, 2018.

F3 · balance_after: Includes 1,199.1733 shares acquired (including 33.7188 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 22, 2018 14:29 UTC Amendment Tax withholdingCommon Stock 14,402 $51.04 $735,078.08
Disclosure

SEC source: 0001395942-18-000031 · wf-form4a_151932776129129.xml · nonDerivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,066.4518

F1 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

F2 · shares: Due to an administrative error, the original Form 4 filed on February 8, 2018 overstated the total number of shares withheld by the Company to satisfy tax withholding requirements by 5,298 shares.

F2 · balance_after: Due to an administrative error, the original Form 4 filed on February 8, 2018 overstated the total number of shares withheld by the Company to satisfy tax withholding requirements by 5,298 shares.

Read SEC document
February 06, 2018 Filed Feb 22, 2018 14:24 UTC Amendment
Gottwald Donald S.COO & Chief Strategy Officer
Tax withholdingCommon Stock 6,460 $51.04 $329,718.40
Disclosure

SEC source: 0001395942-18-000029 · wf-form4a_151932744644086.xml · nonDerivative · entry 1

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,518.5083

F1 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

F2 · shares: Due to an administrative error, the original Form 4 filed on February 8, 2018 overstated the total number of shares withheld by the Company to satisfy tax withholding requirements by 4,221 shares.

F2 · balance_after: Due to an administrative error, the original Form 4 filed on February 8, 2018 overstated the total number of shares withheld by the Company to satisfy tax withholding requirements by 4,221 shares.

Read SEC document
February 06, 2018 Filed Feb 22, 2018 14:28 UTC Amendment
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 33,784 $51.04 $1,724,335.36
Disclosure

SEC source: 0001395942-18-000030 · wf-form4a_151932767785851.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,139.9705

F1 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

F2 · shares: Due to an administrative error, the original Form 4 filed on February 8, 2018 overstated the total number of shares withheld by the Company to satisfy tax withholding requirements by 8,160 shares.

F2 · balance_after: Due to an administrative error, the original Form 4 filed on February 8, 2018 overstated the total number of shares withheld by the Company to satisfy tax withholding requirements by 8,160 shares.

Read SEC document
January 19, 2018 Filed Jan 22, 2018 22:14 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,563 $30.89 Strike: $30.89 $202,731.07
Disclosure

SEC source: 0001395942-18-000010 · wf-form4_151665926241456.xml · derivative · entry 3

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,937

Underlying: Common Stock · 6,563 shares

Expires 2024-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 13,125 of these options are currently exercisable and the remaining 4,375 options become exercisable on February 27, 2018, assuming continued employment through the applicable vesting date.

Read SEC document
January 19, 2018 Filed Jan 22, 2018 22:14 UTC
Price Lisa A.EVP of Human Resources
SaleCommon Stock 6,563 $54.05 $354,757.06
Disclosure

SEC source: 0001395942-18-000010 · wf-form4_151665926241456.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,018.4981

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 15, 2017.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.0000 to $54.1200 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2018 Filed Jan 22, 2018 22:14 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionCommon Stock 6,563 $30.89 $202,731.07
Disclosure

SEC source: 0001395942-18-000010 · wf-form4_151665926241456.xml · nonDerivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,581.4981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 16:44 UTC GrantPhantom Stock · Derivative 43.0394 $51.53 $2,217.82
Disclosure

SEC source: 0001395942-18-000004 · wf-form4_151553426544451.xml · derivative · entry 3

Jolliffe Lynn · CIK 0001401053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591.6849

Underlying: Common Stock · 43.0394 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 16:27 UTC
Hill Mark EDirector
GrantPhantom Stock · Derivative 81.8692 $51.53 $4,218.72
Disclosure

SEC source: 0001395942-18-000003 · wf-form4_151553322009276.xml · derivative · entry 4

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798.3664

Underlying: Common Stock · 81.8692 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 758.8277 shares are vested and the remaining shares will vest as follows: 19.7693 shares vest on March 5, 2018 and the remaining 19.7695 shares vest on June 5, 2018.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 16:23 UTC GrantCommon Stock · Derivative 57.9682 $51.53 $2,987.10
Disclosure

SEC source: 0001395942-18-000002 · wf-form4_151553301688013.xml · derivative · entry 2

BOURELL TODD F · CIK 0001269126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423.5408

Underlying: Common Stock · 57.9682 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 384.0021 shares are vested and the remaining shares will vest as follows: 19.7693 shares vest on March 5, 2018 and the remaining 19.7695 shares vest on June 5, 2018.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 21:54 UTC GrantCommon Stock · Derivative 67.3182 $51.53 $3,468.91
Disclosure

SEC source: 0001395942-18-000007 · wf-form4_151553485024606.xml · derivative · entry 2

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539.4875

Underlying: Common Stock · 67.3182 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 499.9488 shares are vested and the remaining shares will vest as follows: 19.7693 shares vest on March 5, 2018 and the remaining 19.7695 shares vest on June 5, 2018.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 16:58 UTC GrantPhantom Stock · Derivative 94.6015 $51.53 $4,874.82
Disclosure

SEC source: 0001395942-18-000008 · wf-form4_151553507958257.xml · derivative · entry 2

ECTON DONNA R · CIK 0001207355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,009.6361

Underlying: Common Stock · 94.6015 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 970.0974 shares are vested and the remaining shares will vest as follows: 19.7693 shares vest on March 5, 2018 and the remaining 19.7695 shares vest on June 5, 2018.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 22:04 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 3.277 $51.53 $168.86
Disclosure

SEC source: 0001395942-18-000009 · wf-form4_151553547716133.xml · derivative · entry 5

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485.1353

Underlying: Common Stock · 3.277 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents vested on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents vested on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 22:04 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 6.922 $51.53 $356.69
Disclosure

SEC source: 0001395942-18-000009 · wf-form4_151553547716133.xml · derivative · entry 4

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025.8454

Underlying: Common Stock · 6.922 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 21:16 UTC GrantPhantom Stock · Derivative 76.2885 $51.53 $3,931.15
Disclosure

SEC source: 0001395942-18-000001 · wf-form4_151553255401539.xml · derivative · entry 3

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717.1304

Underlying: Common Stock · 76.2885 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 677.5917 shares are vested and the remaining shares will vest as follows: 19.7693 shares vest on March 5, 2018 and the remaining 19.7695 shares vest on June 5, 2018.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 21:51 UTC GrantPhantom Stock · Derivative 57.2971 $51.53 $2,952.52
Disclosure

SEC source: 0001395942-18-000006 · wf-form4_151553464901650.xml · derivative · entry 2

Larson John P. · CIK 0001609333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482.5814

Underlying: Common Stock · 57.2971 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 443.2078 shares are vested and the remaining shares will vest as follows: 19.6868 shares vest on March 5, 2018 and the remaining 19.6869 shares vest on June 5, 2018.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 21:47 UTC GrantPhantom Stock · Derivative 55.7717 $51.53 $2,873.92
Disclosure

SEC source: 0001395942-18-000005 · wf-form4_151553442361820.xml · derivative · entry 3

Smith Stephen E. · CIK 0001594777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802.9546

Underlying: Common Stock · 55.7717 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 15:20 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 536 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000126 · wf-form4_151457884055247.xml · derivative · entry 6

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,053

Underlying: Common Stock · 536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 15:20 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 536 $50.63 $27,137.68
Disclosure

SEC source: 0001395942-17-000126 · wf-form4_151457884055247.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,658.3087

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 15:20 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 536 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000126 · wf-form4_151457884055247.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,194.3087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · balance_after: Includes 1,205.7376 shares acquired (including 38.7891 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 20:56 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 10,000 $18.80 Strike: $18.80 $188,000.00
Disclosure

SEC source: 0001395942-17-000125 · wf-form4_151311214991843.xml · derivative · entry 4

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 20:56 UTC
Price Lisa A.EVP of Human Resources
SaleCommon Stock 10,000 $51.18 $511,772.00
Disclosure

SEC source: 0001395942-17-000125 · wf-form4_151311214991843.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,010.3965

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.1600 to $51.2050 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 20:56 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionCommon Stock 10,000 $18.80 $188,000.00
Disclosure

SEC source: 0001395942-17-000125 · wf-form4_151311214991843.xml · nonDerivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,010.3965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,204.5137 shares acquired (including 37.5652 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 17:21 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,000 $13.46 Strike: $13.46 $161,520.00
Disclosure

SEC source: 0001395942-17-000124 · wf-form4_151156210191407.xml · derivative · entry 3

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,560

Underlying: Common Stock · 12,000 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 17:21 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
SaleCommon Stock 12,000 $48.50 $582,025.20
Disclosure

SEC source: 0001395942-17-000124 · wf-form4_151156210191407.xml · nonDerivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,534.5003

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.5000 to $48.8100 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 17:21 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionCommon Stock 12,000 $13.46 $161,520.00
Disclosure

SEC source: 0001395942-17-000124 · wf-form4_151156210191407.xml · nonDerivative · entry 1

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,534.5003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,210.5003 shares acquired (including 28.8631 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 12:48 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $10.00 Strike: $10.00 $100,000.00
Disclosure

SEC source: 0001395942-17-000123 · wf-form4_151085446949694.xml · derivative · entry 3

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 10,000 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 12:48 UTC
Gottwald Donald S.COO & Chief Strategy Officer
SaleCommon Stock 10,000 $48.14 $481,425.00
Disclosure

SEC source: 0001395942-17-000123 · wf-form4_151085446949694.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,515.5137

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 2, 2017.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.8700 to $48.3400 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes 1,204.5137 shares acquired (including 37.5652 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 12:48 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Exercise / conversionCommon Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001395942-17-000123 · wf-form4_151085446949694.xml · nonDerivative · entry 1

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,515.5137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,204.5137 shares acquired (including 37.5652 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 16:53 UTC GrantPhantom Stock · Derivative 41.5347 $48.50 $2,014.43
Disclosure

SEC source: 0001395942-17-000109 · wf-form4_150723680148001.xml · derivative · entry 3

Jolliffe Lynn · CIK 0001401053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548.6455

Underlying: Common Stock · 41.5347 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 16:57 UTC
Hill Mark EDirector
GrantPhantom Stock · Derivative 79.0069 $48.50 $3,831.83
Disclosure

SEC source: 0001395942-17-000111 · wf-form4_150723703644748.xml · derivative · entry 4

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716.4972

Underlying: Common Stock · 79.0069 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 684.0004 shares are vested and the remaining shares will vest as follows: 10.8322 shares vest on December 5, 2017, 10.8322 shares vest on March 5, 2018 and the remaining 10.8324 shares vest on June 5, 2018.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 17:04 UTC GrantCommon Stock · Derivative 55.9415 $48.50 $2,713.16
Disclosure

SEC source: 0001395942-17-000113 · wf-form4_150723747602485.xml · derivative · entry 2

BOURELL TODD F · CIK 0001269126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365.5726

Underlying: Common Stock · 55.9415 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 333.0758 shares are vested and the remaining shares will vest as follows: 10.8322 shares vest on December 5, 2017, 10.8322 shares vest on March 5, 2018 and the remaining 10.8324 shares vest on June 5, 2018.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 21:02 UTC GrantCommon Stock · Derivative 64.9647 $48.50 $3,150.79
Disclosure

SEC source: 0001395942-17-000112 · wf-form4_150723733456380.xml · derivative · entry 2

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472.1693

Underlying: Common Stock · 64.9647 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 439.6725 shares are vested and the remaining shares will vest as follows: 10.8322 shares vest on December 5, 2017, 10.8322 shares vest on March 5, 2018 and the remaining 10.8324 shares vest on June 5, 2018.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 16:55 UTC GrantPhantom Stock · Derivative 91.294 $48.50 $4,427.76
Disclosure

SEC source: 0001395942-17-000110 · wf-form4_150723691977227.xml · derivative · entry 2

ECTON DONNA R · CIK 0001207355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915.0346

Underlying: Common Stock · 91.294 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 882.5378 shares are vested and the remaining shares will vest as follows: 10.8322 shares vest on December 5, 2017, 10.8322 shares vest on March 5, 2018 and the remaining 10.8324 shares vest on June 5, 2018.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 21:18 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 3.1624 $48.50 $153.38
Disclosure

SEC source: 0001395942-17-000115 · wf-form4_150723830926608.xml · derivative · entry 5

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481.8583

Underlying: Common Stock · 3.1624 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents vested on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents vested on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 21:18 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 6.68 $48.50 $323.98
Disclosure

SEC source: 0001395942-17-000115 · wf-form4_150723830926608.xml · derivative · entry 4

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018.9234

Underlying: Common Stock · 6.68 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 20:50 UTC GrantPhantom Stock · Derivative 73.6213 $48.50 $3,570.63
Disclosure

SEC source: 0001395942-17-000107 · wf-form4_150723661165200.xml · derivative · entry 3

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640.8419

Underlying: Common Stock · 73.6213 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 608.3451 shares are vested and the remaining shares will vest as follows: 10.8322 shares vest on December 5, 2017, 10.8322 shares vest on March 5, 2018 and the remaining 10.8324 shares vest on June 5, 2018.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 21:15 UTC GrantPhantom Stock · Derivative 55.294 $48.50 $2,681.76
Disclosure

SEC source: 0001395942-17-000114 · wf-form4_150723810704773.xml · derivative · entry 2

Larson John P. · CIK 0001609333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425.2843

Underlying: Common Stock · 55.294 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: The balance is being updated to reflect the total amount of dividend equivalent phantom stock owned by the reporting person following the completion of a disposition pursuant to a domestic relations order ("DRO"), as previously disclosed on a Form 4 filed July 10, 2017.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 393.0351 shares are vested and the remaining shares will vest as follows: 10.7497 shares vest on December 5, 2017, 10.7497 shares vest on March 5, 2018 and the remaining 10.7498 shares vest on June 5, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.