Last 12 months
Inside the activity.
1 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 13 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2018 Filed Jun 6, 2018 18:08 UTC |
Hill Mark EDirector
|
GrantPhantom Stock · Derivative | 2,140 | $53.75 | $115,025.00 |
DisclosureSEC source: 0001395942-18-000092 · wf-form4_152832285031891.xml · derivative · entry 3 Hill Mark E · CIK 0001291222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,477 Underlying: Common Stock · 2,140 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,140 shares of phantom stock were granted on June 4, 2018 at a price of $53.75 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 18:04 UTC |
BOURELL TODD FDirector
|
GrantCommon Stock · Derivative | 2,140 | $53.75 | $115,025.00 |
DisclosureSEC source: 0001395942-18-000091 · wf-form4_152832263531010.xml · derivative · entry 1 BOURELL TODD F · CIK 0001269126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,309 Underlying: Common Stock · 2,140 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,140 shares of phantom stock were granted on June 4, 2018 at a price of $53.75 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:53 UTC |
HOWELL J MARKDirector
|
GrantCommon Stock · Derivative | 2,140 | $53.75 | $115,025.00 |
DisclosureSEC source: 0001395942-18-000089 · wf-form4_152832198886064.xml · derivative · entry 1 HOWELL J MARK · CIK 0001239889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,579 Underlying: Common Stock · 2,140 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,140 shares of phantom stock were granted on June 4, 2018 at a price of $53.75 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:57 UTC |
ECTON DONNA RDirector
|
GrantPhantom Stock · Derivative | 2,140 | $53.75 | $115,025.00 |
DisclosureSEC source: 0001395942-18-000090 · wf-form4_152832222319512.xml · derivative · entry 1 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,153 Underlying: Common Stock · 2,140 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,140 shares of phantom stock were granted on June 4, 2018 at a price of $53.75 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:44 UTC |
Kestner Michael T.Director
|
GrantPhantom Stock · Derivative | 2,140 | $53.75 | $115,025.00 |
DisclosureSEC source: 0001395942-18-000087 · wf-form4_152832146619659.xml · derivative · entry 2 Kestner Michael T. · CIK 0001594577 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,731 Underlying: Common Stock · 2,140 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,140 shares of phantom stock were granted on June 4, 2018 at a price of $53.75 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:40 UTC |
Larson John P.Director
|
GrantPhantom Stock · Derivative | 2,140 | $53.75 | $115,025.00 |
DisclosureSEC source: 0001395942-18-000086 · wf-form4_152832123569775.xml · derivative · entry 1 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,150 Underlying: Common Stock · 2,140 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,140 shares of phantom stock were granted on June 4, 2018 at a price of $53.75 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:36 UTC |
Smith Stephen E.Director
|
GrantCommon Stock | 2,140 | $53.75 | $115,025.00 |
DisclosureSEC source: 0001395942-18-000085 · wf-form4_152832096869624.xml · nonDerivative · entry 1 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,689 F1 · balance_after: 2,140 of these shares were issued on June 4, 2018 to the reporting person as director fees and were issued pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and one-fourth of the 2,140 shares vest every three months from the date issued and are subject to forfeiture until vested. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:58 UTC |
Gottwald Donald S.COO & Chief Strategy Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $10.00 Strike: $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000082 · wf-form4_152659429642994.xml · derivative · entry 3 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:58 UTC |
Gottwald Donald S.COO & Chief Strategy Officer
|
SaleCommon Stock | 10,000 | $53.39 | $533,900.00 |
DisclosureSEC source: 0001395942-18-000082 · wf-form4_152659429642994.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,967.4716 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 2, 2017. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.23 to $53.59 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:58 UTC |
Gottwald Donald S.COO & Chief Strategy Officer
|
Exercise / conversionCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000082 · wf-form4_152659429642994.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,967.4716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,681.5786 shares acquired (including 53.3755 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| May 12, 2018 Filed May 15, 2018 21:26 UTC |
Fisher Thomas JEVP, Chief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 594 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000081 · wf-form4_152641953434836.xml · derivative · entry 3 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,186 Underlying: Common Stock · 594 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 12, 2018, one-third of these restricted stock units vest on May 12, 2019 and the remaining one-third of these restricted stock units vest on May 12, 2020, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 12, 2018, one-third of these restricted stock units vest on May 12, 2019 and the remaining one-third of these restricted stock units vest on May 12, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| May 12, 2018 Filed May 15, 2018 21:26 UTC |
Fisher Thomas JEVP, Chief Information Officer
|
Tax withholdingCommon Stock | 164 | $53.91 | $8,841.24 |
DisclosureSEC source: 0001395942-18-000081 · wf-form4_152641953434836.xml · nonDerivative · entry 2 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| May 12, 2018 Filed May 15, 2018 21:26 UTC |
Fisher Thomas JEVP, Chief Information Officer
|
Exercise / conversionCommon Stock | 594 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000081 · wf-form4_152641953434836.xml · nonDerivative · entry 1 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 12, 2018. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 16:03 UTC |
Jolliffe LynnDirector
|
GrantPhantom Stock · Derivative | 40.8655 | $54.64 | $2,232.89 |
DisclosureSEC source: 0001395942-18-000072 · wf-form4_152304498512856.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632.5504 Underlying: Common Stock · 40.8655 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 15:56 UTC |
Hill Mark EDirector
|
GrantPhantom Stock · Derivative | 77.7338 | $54.64 | $4,247.37 |
DisclosureSEC source: 0001395942-18-000069 · wf-form4_152304458822246.xml · derivative · entry 4 Hill Mark E · CIK 0001291222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876.1002 Underlying: Common Stock · 77.7338 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 852.058 shares are vested and the remaining shares will vest on June 5, 2018. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 16:04 UTC |
BOURELL TODD FDirector
|
GrantCommon Stock · Derivative | 55.04 | $54.64 | $3,007.39 |
DisclosureSEC source: 0001395942-18-000073 · wf-form4_152304507546232.xml · derivative · entry 2 BOURELL TODD F · CIK 0001269126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478.5808 Underlying: Common Stock · 55.04 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 454.5686 shares are vested and the remaining shares will vest on June 5, 2018. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 19:59 UTC |
HOWELL J MARKDirector
|
GrantCommon Stock · Derivative | 63.9178 | $54.64 | $3,492.47 |
DisclosureSEC source: 0001395942-18-000070 · wf-form4_152304475844676.xml · derivative · entry 2 HOWELL J MARK · CIK 0001239889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603.4053 Underlying: Common Stock · 63.9178 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 579.3931 shares are vested and the remaining shares will vest on June 5, 2018. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 16:09 UTC |
ECTON DONNA RDirector
|
GrantPhantom Stock · Derivative | 89.8229 | $54.64 | $4,907.92 |
DisclosureSEC source: 0001395942-18-000075 · wf-form4_152304535668735.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099.459 Underlying: Common Stock · 89.8229 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 1,075.4468 shares are vested and the remaining shares will vest on June 5, 2018. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 20:22 UTC |
Money James E. IIAFC President
|
GrantRestricted Stock Units · Derivative | 3.2861 | $54.64 | $179.55 |
DisclosureSEC source: 0001395942-18-000076 · wf-form4_152304609679223.xml · derivative · entry 4 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515.1315 Underlying: Common Stock · 3.2861 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 20:07 UTC |
Kestner Michael T.Director
|
GrantPhantom Stock · Derivative | 72.4349 | $54.64 | $3,957.84 |
DisclosureSEC source: 0001395942-18-000074 · wf-form4_152304518882347.xml · derivative · entry 3 Kestner Michael T. · CIK 0001594577 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 789.5653 Underlying: Common Stock · 72.4349 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 765.5531 shares are vested and the remaining shares will vest on June 5, 2018. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 20:01 UTC |
Larson John P.Director
|
GrantPhantom Stock · Derivative | 54.4031 | $54.64 | $2,972.59 |
DisclosureSEC source: 0001395942-18-000071 · wf-form4_152304487282931.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536.9845 Underlying: Common Stock · 54.4031 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 513.0549 shares are vested and the remaining shares will vest on June 5, 2018. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 19:54 UTC |
Smith Stephen E.Director
|
GrantPhantom Stock · Derivative | 52.9546 | $54.64 | $2,893.44 |
DisclosureSEC source: 0001395942-18-000068 · wf-form4_152304446355261.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855.9092 Underlying: Common Stock · 52.9546 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 01:19 UTC |
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 44,000 | $10.00 Strike: $10.00 | $440,000.00 |
DisclosureSEC source: 0001395942-18-000067 · wf-form4_152099032734018.xml · derivative · entry 3 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,720 Underlying: Common Stock · 44,000 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 01:19 UTC |
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
|
SaleCommon Stock | 44,000 | $56.20 | $2,472,874.80 |
DisclosureSEC source: 0001395942-18-000067 · wf-form4_152099032734018.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,390.2336 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.0900 to $56.4200 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 01:19 UTC |
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
|
Exercise / conversionCommon Stock | 44,000 | $10.00 | $440,000.00 |
DisclosureSEC source: 0001395942-18-000067 · wf-form4_152099032734018.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,390.2336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 21:32 UTC |
Gottwald Donald S.COO & Chief Strategy Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $10.00 Strike: $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000063 · wf-form4_152038991099962.xml · derivative · entry 3 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 10,000 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 21:32 UTC |
Gottwald Donald S.COO & Chief Strategy Officer
|
SaleCommon Stock | 10,000 | $54.96 | $549,634.00 |
DisclosureSEC source: 0001395942-18-000063 · wf-form4_152038991099962.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,498.5083 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 2, 2017. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.77 to $55.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 21:32 UTC |
Gottwald Donald S.COO & Chief Strategy Officer
|
Exercise / conversionCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-18-000063 · wf-form4_152038991099962.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,498.5083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:55 UTC |
Hammer John CPresident of ADESA
|
GrantRestricted Stock Units · Derivative | 5,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000066 · wf-form4_152039133439144.xml · derivative · entry 2 Hammer John C · CIK 0001605023 · President of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,199 Underlying: Common Stock · 5,199 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:25 UTC |
Loughmiller Eric M.EVP & CFO
|
GrantRestricted Stock Units · Derivative | 4,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000059 · wf-form4_152038954332423.xml · derivative · entry 5 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,245 Underlying: Common Stock · 4,245 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:32 UTC |
Gottwald Donald S.COO & Chief Strategy Officer
|
GrantRestricted Stock Units · Derivative | 4,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000063 · wf-form4_152038991099962.xml · derivative · entry 6 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,718 Underlying: Common Stock · 4,718 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:30 UTC |
Skuy BenjaminEVP of Intl Mrkts & Strat Init
|
GrantRestricted Stock Units · Derivative | 1,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000062 · wf-form4_152038980039382.xml · derivative · entry 5 Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,363 Underlying: Common Stock · 1,363 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 02:27 UTC |
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
|
GrantRestricted Stock Units · Derivative | 4,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000060 · wf-form4_152038961039715.xml · derivative · entry 6 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,164 Underlying: Common Stock · 4,164 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:19 UTC |
Kett John WIAA CEO & President
|
GrantRestricted Stock Units · Derivative | 2,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000056 · wf-form4_152038915677030.xml · derivative · entry 4 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,895 Underlying: Common Stock · 2,895 shares Expires not disclosed F1 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:24 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 18,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000058 · wf-form4_152038946221894.xml · derivative · entry 6 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,019 Underlying: Common Stock · 18,019 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 02:35 UTC |
Fisher Thomas JEVP, Chief Information Officer
|
GrantRestricted Stock Units · Derivative | 1,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000065 · wf-form4_152039008807454.xml · derivative · entry 2 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,964 Underlying: Common Stock · 1,964 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F3 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F3 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 02:33 UTC |
Kelly Peter JCTO & Pres of Digital Srvs Grp
|
GrantRestricted Stock Units · Derivative | 2,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000064 · wf-form4_152038999582011.xml · derivative · entry 5 Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,670 Underlying: Common Stock · 2,670 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 02:28 UTC |
Money James E. IIAFC President
|
GrantRestricted Stock Units · Derivative | 1,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000061 · wf-form4_152038970575277.xml · derivative · entry 6 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,618 Underlying: Common Stock · 1,618 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 02:22 UTC |
Price Lisa A.EVP of Human Resources
|
GrantRestricted Stock Units · Derivative | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000057 · wf-form4_152038935131484.xml · derivative · entry 5 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock · 1,200 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:56 UTC |
Price Lisa A.EVP of Human Resources
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,188 | $30.89 Strike: $30.89 | $67,587.32 |
DisclosureSEC source: 0001395942-18-000055 · wf-form4_152001339317987.xml · derivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,749 Underlying: Common Stock · 2,188 shares Expires 2024-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:56 UTC |
Price Lisa A.EVP of Human Resources
|
SaleCommon Stock | 2,188 | $54.00 | $118,152.00 |
DisclosureSEC source: 0001395942-18-000055 · wf-form4_152001339317987.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,542.0527 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 15, 2017. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:56 UTC |
Price Lisa A.EVP of Human Resources
|
Exercise / conversionCommon Stock | 2,188 | $30.89 | $67,587.32 |
DisclosureSEC source: 0001395942-18-000055 · wf-form4_152001339317987.xml · nonDerivative · entry 1 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,730.0527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,212.6153 shares acquired (including 45.6668 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:16 UTC |
Loughmiller Eric M.EVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000049 · wf-form4_151969780042556.xml · derivative · entry 7 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,199 Underlying: Common Stock · 1,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:16 UTC |
Loughmiller Eric M.EVP & CFO
|
Tax withholdingCommon Stock | 709 | $51.42 | $36,456.78 |
DisclosureSEC source: 0001395942-18-000049 · wf-form4_151969780042556.xml · nonDerivative · entry 4 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,366.4518 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:16 UTC |
Loughmiller Eric M.EVP & CFO
|
Exercise / conversionCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000049 · wf-form4_151969780042556.xml · nonDerivative · entry 3 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,075.4518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 20:44 UTC |
Gottwald Donald S.COO & Chief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000042 · wf-form4_151969584937159.xml · derivative · entry 7 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,730 Underlying: Common Stock · 1,865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 20:44 UTC |
Gottwald Donald S.COO & Chief Strategy Officer
|
Tax withholdingCommon Stock | 813 | $51.42 | $41,804.46 |
DisclosureSEC source: 0001395942-18-000042 · wf-form4_151969584937159.xml · nonDerivative · entry 4 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,498.5083 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 20:44 UTC |
Gottwald Donald S.COO & Chief Strategy Officer
|
Exercise / conversionCommon Stock | 1,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000042 · wf-form4_151969584937159.xml · nonDerivative · entry 3 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,311.5083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:22 UTC |
Skuy BenjaminEVP of Intl Mrkts & Strat Init
|
Exercise / conversionRestricted Stock Units · Derivative | 472 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000051 · wf-form4_151969815356331.xml · derivative · entry 7 Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944 Underlying: Common Stock · 472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:22 UTC |
Skuy BenjaminEVP of Intl Mrkts & Strat Init
|
Tax withholdingCommon Stock | 278 | $51.42 | $14,294.76 |
DisclosureSEC source: 0001395942-18-000051 · wf-form4_151969815356331.xml · nonDerivative · entry 4 Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,470.2236 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.