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OPLN

OPENLANE, Inc.

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4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2019 Filed Feb 27, 2019 01:52 UTC
Kelly Peter JPresident
Tax withholdingCommon Stock 549 $47.06 $25,835.94
Disclosure

SEC source: 0001395942-19-000031 · wf-form4_155123236573731.xml · nonDerivative · entry 2

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,838.0112

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:52 UTC
Kelly Peter JPresident
Exercise / conversionCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000031 · wf-form4_155123236573731.xml · nonDerivative · entry 1

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,387.0112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019.

F2 · balance_after: Includes 631.9256 shares acquired (including 40.6295 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:29 UTC
Price Lisa A.EVP of Human Resources
GrantRestricted Stock Units · Derivative 1,724 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000028 · wf-form4_155123098316970.xml · derivative · entry 8

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724

Underlying: Common Stock · 1,724 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:29 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 566 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000028 · wf-form4_155123098316970.xml · derivative · entry 5

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:29 UTC
Price Lisa A.EVP of Human Resources
Tax withholdingCommon Stock 162 $47.06 $7,623.72
Disclosure

SEC source: 0001395942-19-000028 · wf-form4_155123098316970.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,076.4373

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:29 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionCommon Stock 566 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000028 · wf-form4_155123098316970.xml · nonDerivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,238.4373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019.

F2 · balance_after: Includes 1,715 shares acquired (including 86.7969 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:28 UTC Tax withholdingCommon Stock 14,451 $53.85 $778,186.35
Disclosure

SEC source: 0001395942-19-000021 · wf-form4_155079527999780.xml · nonDerivative · entry 2

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,406.7398

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:28 UTC GrantCommon Stock 36,004 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000021 · wf-form4_155079527999780.xml · nonDerivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,857.7398

F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019.

F3 · balance_after: Includes 1,127.1568 shares acquired (including 56.7404 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:48 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Tax withholdingCommon Stock 7,746 $53.85 $417,122.10
Disclosure

SEC source: 0001395942-19-000025 · wf-form4_155079647591767.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,650.8929

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:48 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
GrantCommon Stock 20,396 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000025 · wf-form4_155079647591767.xml · nonDerivative · entry 1

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,396.8929

F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019.

F3 · balance_after: Includes 1,715 shares acquired (including 86.7969 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:35 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Tax withholdingCommon Stock 3,558 $53.85 $191,598.30
Disclosure

SEC source: 0001395942-19-000023 · wf-form4_155079570067348.xml · nonDerivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,054.4989

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:35 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
GrantCommon Stock 6,646 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000023 · wf-form4_155079570067348.xml · nonDerivative · entry 1

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,612.4989

F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019.

F3 · balance_after: Includes 1,713.6963 shares acquired (including 70.8045 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:03 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Tax withholdingCommon Stock 3,917 $53.85 $210,930.45
Disclosure

SEC source: 0001395942-19-000017 · wf-form4_155079379272798.xml · nonDerivative · entry 2

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,146.2336

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:03 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
GrantCommon Stock 12,673 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000017 · wf-form4_155079379272798.xml · nonDerivative · entry 1

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,063.2336

F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:16 UTC
Kett John WIAA CEO & President
Tax withholdingCommon Stock 4,856 $53.85 $261,495.60
Disclosure

SEC source: 0001395942-19-000019 · wf-form4_155079460301757.xml · nonDerivative · entry 2

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,375.6532

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:16 UTC
Kett John WIAA CEO & President
GrantCommon Stock 13,350 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000019 · wf-form4_155079460301757.xml · nonDerivative · entry 1

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,231.6532

F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:43 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 36,402 $53.85 $1,960,247.70
Disclosure

SEC source: 0001395942-19-000024 · wf-form4_155079621363104.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,215.3877

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:43 UTC
HALLETT JAMES PDirector · Chief Executive Officer
GrantCommon Stock 83,528 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000024 · wf-form4_155079621363104.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,617.3877

F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019.

F3 · balance_after: Includes 1,716.2647 shares acquired (including 88.0616 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:32 UTC
Kelly Peter JPresident
Tax withholdingCommon Stock 4,789 $53.85 $257,887.65
Disclosure

SEC source: 0001395942-19-000022 · wf-form4_155079550845262.xml · nonDerivative · entry 2

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,280.0112

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:32 UTC
Kelly Peter JPresident
GrantCommon Stock 12,673 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000022 · wf-form4_155079550845262.xml · nonDerivative · entry 1

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,069.0112

F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019.

F3 · balance_after: Includes 631.9256 shares acquired (including 40.6295 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:19 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 1,148 $53.85 $61,819.80
Disclosure

SEC source: 0001395942-19-000020 · wf-form4_155079472582662.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,482.3891

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:19 UTC
Money James E. IIAFC President
GrantCommon Stock 4,011 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000020 · wf-form4_155079472582662.xml · nonDerivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,630.3891

F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:14 UTC
Price Lisa A.EVP of Human Resources
Tax withholdingCommon Stock 1,853 $53.85 $99,784.05
Disclosure

SEC source: 0001395942-19-000018 · wf-form4_155079442976984.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,672.4373

F4 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:14 UTC
Price Lisa A.EVP of Human Resources
GrantCommon Stock 6,481 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000018 · wf-form4_155079442976984.xml · nonDerivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,525.4373

F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018.

F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019.

F3 · balance_after: Includes 1,715 shares acquired (including 86.7969 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 20:45 UTC GrantPhantom Stock · Derivative 92.0046 $46.91 $4,315.94
Disclosure

SEC source: 0001395942-19-000006 · wf-form4_154698031805611.xml · derivative · entry 2

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844.2606

Underlying: Common Stock · 92.0046 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 16.1618 are vested, which remaining 16.1618 shares will vest as follows: 8.0809 shares vest on March 4, 2019 and the remaining 8.0809 shares vest on June 4, 2019.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 13:50 UTC GrantPhantom Stock · Derivative 48.4896 $46.91 $2,274.65
Disclosure

SEC source: 0001395942-19-000004 · wf-form4_154697338859685.xml · derivative · entry 3

Jolliffe Lynn · CIK 0001401053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759.4895

Underlying: Common Stock · 48.4896 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 13:42 UTC
Hill Mark EDirector
GrantPhantom Stock · Derivative 108.3982 $46.91 $5,084.96
Disclosure

SEC source: 0001395942-19-000002 · wf-form4_154697295349505.xml · derivative · entry 4

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,159.8718

Underlying: Common Stock · 108.3982 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 16.1618 are vested, which remaining 16.1618 shares will vest as follows: 8.0809 shares vest on March 4, 2019 and the remaining 8.0809 shares vest on June 4, 2019.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 15:44 UTC GrantPhantom Stock · Derivative 81.4705 $46.91 $3,821.78
Disclosure

SEC source: 0001395942-19-000005 · wf-form4_154698022504237.xml · derivative · entry 2

BOURELL TODD F · CIK 0001269126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691.8594

Underlying: Common Stock · 81.4705 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 16.1618 are vested, which remaining 16.1618 shares will vest as follows: 8.0809 shares vest on March 4, 2019 and the remaining 8.0809 shares vest on June 4, 2019.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 16:08 UTC GrantPhantom Stock · Derivative 122.7427 $46.91 $5,757.86
Disclosure

SEC source: 0001395942-19-000010 · wf-form4_154698168851752.xml · derivative · entry 2

ECTON DONNA R · CIK 0001207355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420.7825

Underlying: Common Stock · 122.7427 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 16.1618 are vested, which remaining 16.1618 shares will vest as follows: 8.0809 shares vest on March 4, 2019 and the remaining 8.0809 shares vest on June 4, 2019.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 21:19 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 3.8991 $46.91 $182.91
Disclosure

SEC source: 0001395942-19-000011 · wf-form4_154698232965353.xml · derivative · entry 3

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525.3389

Underlying: Common Stock · 3.8991 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 20:47 UTC GrantPhantom Stock · Derivative 62.8341 $46.91 $2,947.55
Disclosure

SEC source: 0001395942-19-000007 · wf-form4_154698041921581.xml · derivative · entry 3

Smith Stephen E. · CIK 0001594777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020.4002

Underlying: Common Stock · 62.8341 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 18:46 UTC GrantPhantom Stock · Derivative 102.1107 $46.91 $4,790.01
Disclosure

SEC source: 0001395942-19-000003 · wf-form4_154697319883188.xml · derivative · entry 3

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056.8771

Underlying: Common Stock · 102.1107 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 16.1618 are vested, which remaining 16.1618 shares will vest as follows: 8.0809 shares vest on March 4, 2019 and the remaining 8.0809 shares vest on June 4, 2019.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 18:40 UTC GrantPhantom Stock · Derivative 80.7145 $46.91 $3,786.32
Disclosure

SEC source: 0001395942-19-000001 · wf-form4_154697278861278.xml · derivative · entry 2

Larson John P. · CIK 0001609333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748.284

Underlying: Common Stock · 80.7145 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 16.1618 are vested, which remaining 16.1618 shares will vest as follows: 8.0809 shares vest on March 4, 2019 and the remaining 8.0809 shares vest on June 4, 2019.

Read SEC document
December 05, 2018 Filed Mar 5, 2019 18:22 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 721 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000047 · wf-form4_155182815253811.xml · derivative · entry 9

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,298

Underlying: Common Stock · 721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · shares: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility with respect to the restricted stock units. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
December 05, 2018 Filed Mar 5, 2019 18:22 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 527 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000047 · wf-form4_155182815253811.xml · derivative · entry 8

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,316

Underlying: Common Stock · 527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F1 · shares: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility with respect to the restricted stock units. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
December 05, 2018 Filed Mar 5, 2019 18:22 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 721 $54.73 $39,460.33
Disclosure

SEC source: 0001395942-19-000047 · wf-form4_155182815253811.xml · nonDerivative · entry 4

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,035.3877

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility with respect to the restricted stock units.

Read SEC document
December 05, 2018 Filed Mar 5, 2019 18:22 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 721 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000047 · wf-form4_155182815253811.xml · nonDerivative · entry 3

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,756.3877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility with respect to the restricted stock units. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

Read SEC document
December 05, 2018 Filed Mar 5, 2019 18:22 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 527 $54.73 $28,842.71
Disclosure

SEC source: 0001395942-19-000047 · wf-form4_155182815253811.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,035.3877

F3 · kind: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility with respect to the restricted stock units.

Read SEC document
December 05, 2018 Filed Mar 5, 2019 18:22 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 527 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000047 · wf-form4_155182815253811.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,562.3877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility with respect to the restricted stock units. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F2 · balance_after: Includes 1,716.2647 shares acquired (including 88.0616 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
October 03, 2018 Filed Oct 5, 2018 18:25 UTC GrantPhantom Stock · Derivative 37.9742 $59.55 $2,261.36
Disclosure

SEC source: 0001395942-18-000129 · wf-form4_153877831517362.xml · derivative · entry 3

Jolliffe Lynn · CIK 0001401053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710.9999

Underlying: Common Stock · 37.9742 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.

Read SEC document
October 03, 2018 Filed Oct 5, 2018 18:10 UTC
Hill Mark EDirector
GrantPhantom Stock · Derivative 84.8911 $59.55 $5,055.27
Disclosure

SEC source: 0001395942-18-000124 · wf-form4_153877743491757.xml · derivative · entry 4

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051.4736

Underlying: Common Stock · 84.8911 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, all shares except 12.6570 are vested, which remaining 12.6570 shares will vest as follows: 4.2190 shares vest on December 4, 2018, 4.2190 shares vest on March 4, 2019 and the remaining 4.2190 shares vest on June 4, 2019.

Read SEC document
October 03, 2018 Filed Oct 5, 2018 18:21 UTC GrantPhantom Stock · Derivative 63.8029 $59.55 $3,799.46
Disclosure

SEC source: 0001395942-18-000125 · wf-form4_153877805671791.xml · derivative · entry 2

BOURELL TODD F · CIK 0001269126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610.3889

Underlying: Common Stock · 63.8029 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 12.6570 are vested, which remaining 12.6570 shares will vest as follows: 4.2190 shares vest on December 4, 2018, 4.2190 shares vest on March 4, 2019 and the remaining 4.2190 shares vest on June 4, 2019.

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:19 UTC GrantPhantom Stock · Derivative 72.0525 $59.55 $4,290.73
Disclosure

SEC source: 0001395942-18-000120 · wf-form4_153876925276513.xml · derivative · entry 2

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752.256

Underlying: Common Stock · 72.0525 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 12.6570 are vested, which remaining 12.6570 shares will vest as follows: 4.2190 shares vest on December 4, 2018, 4.2190 shares vest on March 4, 2019 and the remaining 4.2190 shares vest on June 4, 2019.

Read SEC document
October 03, 2018 Filed Oct 5, 2018 22:24 UTC GrantPhantom Stock · Derivative 49.2079 $59.55 $2,930.33
Disclosure

SEC source: 0001395942-18-000128 · wf-form4_153877824832104.xml · derivative · entry 3

Smith Stephen E. · CIK 0001594777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957.5661

Underlying: Common Stock · 49.2079 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.

Read SEC document
October 03, 2018 Filed Oct 5, 2018 22:23 UTC GrantPhantom Stock · Derivative 79.967 $59.55 $4,762.03
Disclosure

SEC source: 0001395942-18-000127 · wf-form4_153877818568848.xml · derivative · entry 3

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954.7664

Underlying: Common Stock · 79.967 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 12.6570 are vested, which remaining 12.6570 shares will vest as follows: 4.2190 shares vest on December 4, 2018, 4.2190 shares vest on March 4, 2019 and the remaining 4.2190 shares vest on June 4, 2019.

Read SEC document
October 03, 2018 Filed Oct 5, 2018 22:22 UTC GrantPhantom Stock · Derivative 63.2107 $59.55 $3,764.20
Disclosure

SEC source: 0001395942-18-000126 · wf-form4_153877811857505.xml · derivative · entry 2

Larson John P. · CIK 0001609333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667.5695

Underlying: Common Stock · 63.2107 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 12.6570 are vested, which remaining 12.6570 shares will vest as follows: 4.2190 shares vest on December 4, 2018, 4.2190 shares vest on March 4, 2019 and the remaining 4.2190 shares vest on June 4, 2019.

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:19 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 3.0536 $59.55 $181.84
Disclosure

SEC source: 0001395942-18-000121 · wf-form4_153876957338786.xml · derivative · entry 3

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521.4398

Underlying: Common Stock · 3.0536 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
October 03, 2018 Filed Oct 9, 2018 06:00 UTC GrantPhantom Stock · Derivative 96.1248 $59.55 $5,724.23
Disclosure

SEC source: 0001395942-18-000133 · wf-form4_153907920791346.xml · derivative · entry 2

ECTON DONNA R · CIK 0001207355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298.0398

Underlying: Common Stock · 96.1248 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 12.6570 are vested, which remaining 12.6570 shares will vest as follows: 4.2190 shares vest on December 4, 2018, 4.2190 shares vest on March 4, 2019 and the remaining 4.2190 shares vest on June 4, 2019.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 10:18 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $10.00 Strike: $10.00 $100,000.00
Disclosure

SEC source: 0001395942-18-000119 · wf-form4_153693467098318.xml · derivative · entry 3

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 10:18 UTC
Gottwald Donald S.COO & Chief Strategy Officer
SaleCommon Stock 10,000 $62.98 $629,809.00
Disclosure

SEC source: 0001395942-18-000119 · wf-form4_153693467098318.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,978.0001

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 12, 2018.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.66 to $63.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.