Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2017 Filed Aug 2, 2017 16:06 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 37,500 | $1.11 | $41,441.25 |
DisclosureSEC source: 0001140361-17-029889 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 32,500 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.059 to $1.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 17:39 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 6,278 | $1.04 | $6,559.88 |
DisclosureSEC source: 0001140361-17-029433 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 70,000 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.04 to $1.05. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 17:39 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 6,346 | $1.03 | $6,552.25 |
DisclosureSEC source: 0001140361-17-029433 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 76,278 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.03 to $1.05. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 15:48 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 13,376 | $1.02 | $13,656.90 |
DisclosureSEC source: 0001140361-17-028884 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 82,624 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.00 to $1.065. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 15:48 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 5,000 | $1.08 | $5,405.00 |
DisclosureSEC source: 0001140361-17-028884 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 96,000 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.08 to $1.09. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 24, 2017 Filed Jul 24, 2017 17:53 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 5,100 | $1.08 | $5,503.41 |
DisclosureSEC source: 0001140361-17-028485 · doc1.xml · nonDerivative · entry 3 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 101,000 F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.06 to $1.11. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 17:53 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 12,000 | $1.09 | $13,075.20 |
DisclosureSEC source: 0001140361-17-028485 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 106,100 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.065 to $1.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 17:53 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 20,000 | $1.06 | $21,250.00 |
DisclosureSEC source: 0001140361-17-028485 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 118,100 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.02 to $1.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 17:49 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 7,500 | $1.08 | $8,136.75 |
DisclosureSEC source: 0001140361-17-028218 · doc1.xml · nonDerivative · entry 3 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 138,100 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.07 to $1.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F1 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 18, 2017 Filed Jul 19, 2017 17:49 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 626 | $1.10 | $689.60 |
DisclosureSEC source: 0001140361-17-028218 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 145,600 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.10 to $1.105. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F1 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 17:49 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 2,942 | $1.15 | $3,383.30 |
DisclosureSEC source: 0001140361-17-028218 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 146,226 F1 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 13, 2017 Filed Jul 13, 2017 16:59 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 1,500 | $1.20 | $1,800.45 |
DisclosureSEC source: 0001140361-17-027802 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 149,168 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.20 to $1.205. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 16:59 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 1,000 | $1.21 | $1,205.00 |
DisclosureSEC source: 0001140361-17-027802 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 150,668 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.20 to $1.21. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 11, 2017 Filed Jul 11, 2017 17:48 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 61,733 | $1.16 | $71,801.65 |
DisclosureSEC source: 0001140361-17-027639 · doc1.xml · nonDerivative · entry 3 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 151,668 F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.15 to $1.26. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:48 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 11,211 | $1.23 | $13,744.69 |
DisclosureSEC source: 0001140361-17-027639 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 213,401 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.20 to $1.28. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 17:48 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 2,204 | $1.28 | $2,826.19 |
DisclosureSEC source: 0001140361-17-027639 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 224,612 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.28 to $1.29. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 10:02 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 400 | $1.32 | $526.00 |
DisclosureSEC source: 0001140361-17-027408 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 226,816 F1 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 18:57 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
GrantCommon Stock | 7,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-027439 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,076 F1 · kind: Shares granted in lieu of cash for quarterly retainer and board chair fees earned prior to Mr. Altschaefl's appointment as Chief Executive Officer pursuant to Issuer's 2016 Omnibus Incentive Plan. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 09:36 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 1,600 | $1.34 | $2,144.00 |
DisclosureSEC source: 0001140361-17-027267 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 227,216 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.315 to $1.355. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 09:06 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 40,000 | $1.29 | $51,592.00 |
DisclosureSEC source: 0001140361-17-026947 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 228,816 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.26 to $1.31. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 10:06 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 112,007 | $1.27 | $142,708.12 |
DisclosureSEC source: 0001140361-17-026744 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 268,816 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.25 to $1.32. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 10:06 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 25,211 | $1.25 | $31,513.75 |
DisclosureSEC source: 0001140361-17-026744 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 380,823 F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 11:31 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 12,100 | $1.28 | $15,480.74 |
DisclosureSEC source: 0001140361-17-026585 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 406,034 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.27 to $1.28. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 26, 2017 Filed Jun 27, 2017 16:23 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 6,392 | $1.28 | $8,194.54 |
DisclosureSEC source: 0001140361-17-026243 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 418,134 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.28 to $1.285. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 16:23 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 100 | $1.30 | $130.00 |
DisclosureSEC source: 0001140361-17-026243 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 424,526 F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 17:28 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 3,000 | $1.30 | $3,900.00 |
DisclosureSEC source: 0001140361-17-025894 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 424,626 F4 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 16:39 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
PurchaseCommon Stock | 7,500 | $1.31 | $9,835.50 |
DisclosureSEC source: 0001140361-17-025937 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,829 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.2899 to $1.3167. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 17:28 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 77,802 | $1.32 | $102,473.01 |
DisclosureSEC source: 0001140361-17-025894 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 427,626 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.30 to $1.33. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · balance_after: This total reflects the effect of other transactions that have occurred since the date of the reporting person's last Form 4. F3 · balance_after: Shares previously reported as directly held shares by the reporting person were transferred to the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13. F4 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:41 UTC |
Otten Anthony L.Director
|
PurchaseCommon Stock | 1,500 | $1.37 | $2,055.00 |
DisclosureSEC source: 0001140361-17-025557 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,884 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:56 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
PurchaseCommon Stock | 5,000 | $1.35 | $6,742.00 |
DisclosureSEC source: 0001140361-17-025500 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,329 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.3386 to $1.3486. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 16:51 UTC |
Rich Elizabeth GDirector
|
GrantCommon Stock | 17,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025188 · doc1.xml · nonDerivative · entry 1 Rich Elizabeth G · CIK 0001495923 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,724 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 16:56 UTC |
Williamson Mark CDirector
|
GrantCommon Stock | 17,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025195 · doc1.xml · nonDerivative · entry 1 Williamson Mark C · CIK 0001463800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,555 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:49 UTC |
Meade MarcExecutive Vice President
|
PurchaseCommon Stock | 4,000 | $1.39 | $5,559.60 |
DisclosureSEC source: 0001140361-17-025183 · doc1.xml · nonDerivative · entry 2 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,415 Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:49 UTC |
Meade MarcExecutive Vice President
|
GrantCommon Stock | 73,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025183 · doc1.xml · nonDerivative · entry 1 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,415 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:50 UTC |
Otten Anthony L.Director
|
GrantCommon Stock | 17,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025185 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,384 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:52 UTC |
RICHSTONE ELLEN BDirector
|
GrantCommon Stock | 29,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025190 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,348 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:11 UTC |
KACKLEY JAMES RDirector
|
GrantCommon Stock | 17,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025170 · doc1.xml · nonDerivative · entry 1 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,674 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:10 UTC |
Hull William TChief Financial Officer
|
GrantCommon Stock | 164,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025168 · doc1.xml · nonDerivative · entry 1 Hull William T · CIK 0001335193 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,348 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:07 UTC |
Green Scott A.Chief Operating Officer
|
GrantCommon Stock | 159,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025165 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,157 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:06 UTC |
GOODSON KENNETH L JRDirector
|
GrantCommon Stock | 17,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025163 · doc1.xml · nonDerivative · entry 1 GOODSON KENNETH L JR · CIK 0001231702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,701 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:05 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
PurchaseCommon Stock | 5,000 | $1.39 | $6,931.50 |
DisclosureSEC source: 0001140361-17-025161 · doc1.xml · nonDerivative · entry 2 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,329 F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.37 to $1.40. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:05 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
GrantCommon Stock | 113,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025161 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,329 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| March 02, 2017 Filed Mar 6, 2018 22:41 UTC |
Green Scott A.Chief Operating Officer
|
PurchaseCommon Stock | 50,000 | $0.90 | $45,105.00 |
DisclosureSEC source: 0001140361-18-012341 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,157 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.87 to $0.96. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 15:01 UTC |
Scribante John HDirector
|
PurchaseCommon Stock | 20,000 | $1.76 | $35,206.00 |
DisclosureSEC source: 0001140361-17-008515 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 40,000 Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 20:00 UTC |
Hull William TChief Financial Officer
|
PurchaseCommon Stock | 44,851 | $1.80 | $80,731.80 |
DisclosureSEC source: 0001140361-17-008513 · doc1.xml · nonDerivative · entry 1 Hull William T · CIK 0001335193 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 23:03 UTC |
Otten Anthony L.Director
|
PurchaseCommon Stock | 2,000 | $1.91 | $3,813.60 |
DisclosureSEC source: 0001140361-17-007501 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,775 Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 18:01 UTC |
Altschaefl Michael WDirector
|
GrantCommon Stock | 5,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-006905 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,285 F1 · kind: Shares granted in lieu of cash for quarterly retainer and annual Committee Chairman fees pursuant to Issuer's 2004 Stock and Incentive Awards Plan. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 17:29 UTC |
Meade MarcExecutive Vice President
|
PurchaseCommon Stock | 2,700 | $1.60 | $4,319.73 |
DisclosureSEC source: 0001140361-16-086723 · doc1.xml · nonDerivative · entry 2 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,849 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 17:29 UTC |
Meade MarcExecutive Vice President
|
PurchaseCommon Stock | 300 | $1.60 | $479.70 |
DisclosureSEC source: 0001140361-16-086723 · doc1.xml · nonDerivative · entry 1 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,149 Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 20:51 UTC |
Otten Anthony L.Director
|
GrantCommon Stock | 1,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085396 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,775 F1 · kind: Shares granted in lieu of cash for quarterly retainer and annual Committee Chairman fees pursuant to Issuer's 2004 Stock and Incentive Awards Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.