Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ORION ENERGY SYSTEMS, INC.OESX · Entity 6811 | President and COO | August 11, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ORION ENERGY SYSTEMS, INC.
Report date August 11, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 129,678 |
Reported balance
After 2026-08-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-11 · Grant · Acquired 9,000 · Balance 129,678 F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively. F2: On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, resulting in the reporting person's beneficial ownership of 1,235,036 less shares of common stock held directly. Additionally, the amount of common stock beneficially owned by the reporting person, on a post reverse stock split basis, has been adjusted to reflect the forfeiture of 16,548 performance shares for which performance conditions were not met. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.75 · Expires 2036-08-11 | Direct | 17,500 |
Reported balance
After 2026-08-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-11 · Grant · Acquired 17,500 · Balance 17,500 F3: Option to buy shares of common stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. This option was granted August 11, 2026 and becomes exercisable, if at all, in three equal increments if the average closing sale price of Orion Energy Systems, Inc.'s common stock, for five consecutive trading days during the three calendar years immediately following the date of the grant, equals or exceeds $30.00, $40.00 and $50.00, respectively, provided Mr. Green remains in Orion Energy Systems, Inc.'s employment until the applicable vesting date. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2035-07-17 | Direct | 12,500 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 12,500 F4: Option to buy shares of common stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. This option was granted July 18, 2025 and becomes exercisable, if at all, in three equal increments if the average closing sale price of Orion Energy Systems, Inc.'s common stock, for five consecutive trading days during the three calendar years immediately following the date of the grant, equals or exceeds $30.00, $40.00 and $50.00, respectively, provided Mr. Brodin remains in Orion Energy Systems, Inc.'s employment until the applicable vesting date. F5: On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, and the number of shares subject to the reporting person's option was divided by 10, such that the option is exercisable for 112,500 less shares of common stock. Additionally, proportionate equitable adjustments were made to the exercise price of the option and the vesting requirements for the performance-vesting portion of the option. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively.
F2: On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, resulting in the reporting person's beneficial ownership of 1,235,036 less shares of common stock held directly. Additionally, the amount of common stock beneficially owned by the reporting person, on a post reverse stock split basis, has been adjusted to reflect the forfeiture of 16,548 performance shares for which performance conditions were not met.
F3: Option to buy shares of common stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. This option was granted August 11, 2026 and becomes exercisable, if at all, in three equal increments if the average closing sale price of Orion Energy Systems, Inc.'s common stock, for five consecutive trading days during the three calendar years immediately following the date of the grant, equals or exceeds $30.00, $40.00 and $50.00, respectively, provided Mr. Green remains in Orion Energy Systems, Inc.'s employment until the applicable vesting date.
F4: Option to buy shares of common stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. This option was granted July 18, 2025 and becomes exercisable, if at all, in three equal increments if the average closing sale price of Orion Energy Systems, Inc.'s common stock, for five consecutive trading days during the three calendar years immediately following the date of the grant, equals or exceeds $30.00, $40.00 and $50.00, respectively, provided Mr. Brodin remains in Orion Energy Systems, Inc.'s employment until the applicable vesting date.
F5: On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, and the number of shares subject to the reporting person's option was divided by 10, such that the option is exercisable for 112,500 less shares of common stock. Additionally, proportionate equitable adjustments were made to the exercise price of the option and the vesting requirements for the performance-vesting portion of the option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2026 Filed Aug 12, 2026 20:34 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantStock Options (right to buy) · Derivative | 17,500 | $0.00 Strike: $19.75 | $0.00 |
DisclosureSEC source: 0000897069-26-001650 · form4.xml · derivative · entry 2 Green Scott A. · CIK 0001681065 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2036-08-11 F3 · derivative.exercise_date: Option to buy shares of common stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. This option was granted August 11, 2026 and becomes exercisable, if at all, in three equal increments if the average closing sale price of Orion Energy Systems, Inc.'s common stock, for five consecutive trading days during the three calendar years immediately following the date of the grant, equals or exceeds $30.00, $40.00 and $50.00, respectively, provided Mr. Green remains in Orion Energy Systems, Inc.'s employment until the applicable vesting date. Read SEC document |
| August 11, 2026 Filed Aug 12, 2026 20:34 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001650 · form4.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,678 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively. F2 · balance_after: On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, resulting in the reporting person's beneficial ownership of 1,235,036 less shares of common stock held directly. Additionally, the amount of common stock beneficially owned by the reporting person, on a post reverse stock split basis, has been adjusted to reflect the forfeiture of 16,548 performance shares for which performance conditions were not met. Read SEC document |
| July 18, 2025 Filed Jul 18, 2025 21:00 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantStock Options (right to buy) · Derivative | 125,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0000897069-25-001180 · form4.xml · derivative · entry 2 Green Scott A. · CIK 0001681065 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2035-07-17 F1 · derivative.exercise_date: Grant to reporting person of option to buy shares under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. This option was granted July 16, 2025 and becomes exercisable, if at all, in three equal increments if the average closing sale price of Orion Energy Systems, Inc.'s common stock, for five consecutive trading days during the three calendar years immediately following the date of the grant, equals or exceeds $3.00, $4.00 and $5.00, respectively. Read SEC document |
| July 01, 2025 Filed Jul 1, 2025 21:25 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-25-001145 · form4.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,372,262 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of July 1, 2026, 2027 and 2028, respectively. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 21:25 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 156,881 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001374 · form4.xml · nonDerivative · entry 2 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 986,941 F2 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 11, 2025, 2026 and 2027, respectively. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 21:25 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 235,321 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001374 · form4.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,222,262 F1 · kind: Performance shares granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The performance shares vest subject to achievement of certain performance goals over the performance period ending fiscal year 2026. Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:45 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 53,300 | $0.92 | $49,238.54 |
DisclosureSEC source: 0000897069-23-001699 · form4.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 830,060 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $0.9017 to $0.9392. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:38 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 110,323 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001212 · form4.xml · nonDerivative · entry 2 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 776,760 F2 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 15, 2024, 2025 and 2026, respectively. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:38 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 165,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001212 · form4.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666,437 F1 · kind: Performance shares granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The performance shares vest subject to achievement of certain performance goals over the performance period ending fiscal year 2026. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 19:57 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 124,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012753 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,953 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| November 19, 2021 Filed Nov 19, 2021 21:34 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 3,291 | $3.95 | $12,999.45 |
DisclosureSEC source: 0001567619-21-020855 · doc1.xml · nonDerivative · entry 2 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,756 Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 21:34 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 47,665 | $3.97 | $189,358.75 |
DisclosureSEC source: 0001567619-21-020855 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,047 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.95 to $4.01. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 23:33 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 31,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011794 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,712 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:42 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 45,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011981 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,584 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:37 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 125,000 | $3.29 | $411,437.50 |
DisclosureSEC source: 0001567619-19-021778 · doc1.xml · nonDerivative · entry 4 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 0 F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.18 to $3.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:37 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 23,473 | $3.26 | $76,634.65 |
DisclosureSEC source: 0001567619-19-021778 · doc1.xml · nonDerivative · entry 3 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 125,000 F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.25 to $3.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 15, 2019 Filed Mar 25, 2020 16:07 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 10 | $3.11 | $31.05 |
DisclosureSEC source: 0001567619-20-006986 · doc1.xml · nonDerivative · entry 5 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 0 F1 · balance_after: This amended Form 4 is being filed to correct the number of shares held directly and indirectly by the reporting person. The reporting person's initial Form 3 and subsequent Form 4 filings inadvertently over-reported a holding of 125,270 shares held indirectly by the reporting person's 401k plan that had been disposed of prior to his becoming a Section 16 reporting person. In addition, the reporting person's initial Form 3 and subsequent Form 4 filings inadvertently under-reported the reporting person's direct holdings by 50,000 shares that the reporting person held in an IRA at the time he became a Section 16 reporting person. Please refer to the reporting person's Form 3/A filed with the SEC on March 25, 2020. (continued in next footnote) F2 · balance_after: Additionally, 175,648 shares sold by ANKMC, LLC were also inadvertently included in the reporting person's direct holdings balance. The duplication of these shares resulted from the reporting of the reporting person's purchases of 37,450 shares in June 2018 by ANKMC, LLC as direct holdings, and a transfer in June 2018 of 138,198 shares from the reporting person's direct holdings to ANKMC, LLC which was not reflected in the reporting person's direct holdings. This amended Form 4 is also being filed to include an additional sale of 10 shares from ANKMC, LLC which was not previously reported. The net amount of over-reported direct holdings, and the under-reported indirect holdings, result in the reporting person holding a total of 250,928 fewer shares than originally reported on the reporting person's Form 4 filed on November 18, 2019. F4 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 15, 2019 Filed Mar 25, 2020 16:07 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 125,000 | $3.29 | $411,437.50 |
DisclosureSEC source: 0001567619-20-006986 · doc1.xml · nonDerivative · entry 4 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 10 F7 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.18 to $3.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F1 · balance_after: This amended Form 4 is being filed to correct the number of shares held directly and indirectly by the reporting person. The reporting person's initial Form 3 and subsequent Form 4 filings inadvertently over-reported a holding of 125,270 shares held indirectly by the reporting person's 401k plan that had been disposed of prior to his becoming a Section 16 reporting person. In addition, the reporting person's initial Form 3 and subsequent Form 4 filings inadvertently under-reported the reporting person's direct holdings by 50,000 shares that the reporting person held in an IRA at the time he became a Section 16 reporting person. Please refer to the reporting person's Form 3/A filed with the SEC on March 25, 2020. (continued in next footnote) F2 · balance_after: Additionally, 175,648 shares sold by ANKMC, LLC were also inadvertently included in the reporting person's direct holdings balance. The duplication of these shares resulted from the reporting of the reporting person's purchases of 37,450 shares in June 2018 by ANKMC, LLC as direct holdings, and a transfer in June 2018 of 138,198 shares from the reporting person's direct holdings to ANKMC, LLC which was not reflected in the reporting person's direct holdings. This amended Form 4 is also being filed to include an additional sale of 10 shares from ANKMC, LLC which was not previously reported. The net amount of over-reported direct holdings, and the under-reported indirect holdings, result in the reporting person holding a total of 250,928 fewer shares than originally reported on the reporting person's Form 4 filed on November 18, 2019. F4 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 15, 2019 Filed Mar 25, 2020 16:07 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 23,473 | $3.26 | $76,634.65 |
DisclosureSEC source: 0001567619-20-006986 · doc1.xml · nonDerivative · entry 3 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 125,000 F6 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.25 to $3.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F1 · balance_after: This amended Form 4 is being filed to correct the number of shares held directly and indirectly by the reporting person. The reporting person's initial Form 3 and subsequent Form 4 filings inadvertently over-reported a holding of 125,270 shares held indirectly by the reporting person's 401k plan that had been disposed of prior to his becoming a Section 16 reporting person. In addition, the reporting person's initial Form 3 and subsequent Form 4 filings inadvertently under-reported the reporting person's direct holdings by 50,000 shares that the reporting person held in an IRA at the time he became a Section 16 reporting person. Please refer to the reporting person's Form 3/A filed with the SEC on March 25, 2020. (continued in next footnote) F2 · balance_after: Additionally, 175,648 shares sold by ANKMC, LLC were also inadvertently included in the reporting person's direct holdings balance. The duplication of these shares resulted from the reporting of the reporting person's purchases of 37,450 shares in June 2018 by ANKMC, LLC as direct holdings, and a transfer in June 2018 of 138,198 shares from the reporting person's direct holdings to ANKMC, LLC which was not reflected in the reporting person's direct holdings. This amended Form 4 is also being filed to include an additional sale of 10 shares from ANKMC, LLC which was not previously reported. The net amount of over-reported direct holdings, and the under-reported indirect holdings, result in the reporting person holding a total of 250,928 fewer shares than originally reported on the reporting person's Form 4 filed on November 18, 2019. F4 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 14, 2019 Filed Nov 14, 2019 21:46 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 50,000 | $3.02 | $151,240.00 |
DisclosureSEC source: 0001567619-19-021604 · doc1.xml · nonDerivative · entry 4 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,697 F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $2.99 to $3.05. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 22:37 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 15,270 | $3.23 | $49,261.02 |
DisclosureSEC source: 0001567619-19-021778 · doc1.xml · nonDerivative · entry 2 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 148,473 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.205 to $3.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 22:37 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 19,145 | $3.27 | $62,642.44 |
DisclosureSEC source: 0001567619-19-021778 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 163,743 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.26 to $3.31. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 14, 2019 Filed Mar 25, 2020 16:07 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 15,270 | $3.23 | $49,261.02 |
DisclosureSEC source: 0001567619-20-006986 · doc1.xml · nonDerivative · entry 2 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 148,473 F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.205 to $3.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F1 · balance_after: This amended Form 4 is being filed to correct the number of shares held directly and indirectly by the reporting person. The reporting person's initial Form 3 and subsequent Form 4 filings inadvertently over-reported a holding of 125,270 shares held indirectly by the reporting person's 401k plan that had been disposed of prior to his becoming a Section 16 reporting person. In addition, the reporting person's initial Form 3 and subsequent Form 4 filings inadvertently under-reported the reporting person's direct holdings by 50,000 shares that the reporting person held in an IRA at the time he became a Section 16 reporting person. Please refer to the reporting person's Form 3/A filed with the SEC on March 25, 2020. (continued in next footnote) F2 · balance_after: Additionally, 175,648 shares sold by ANKMC, LLC were also inadvertently included in the reporting person's direct holdings balance. The duplication of these shares resulted from the reporting of the reporting person's purchases of 37,450 shares in June 2018 by ANKMC, LLC as direct holdings, and a transfer in June 2018 of 138,198 shares from the reporting person's direct holdings to ANKMC, LLC which was not reflected in the reporting person's direct holdings. This amended Form 4 is also being filed to include an additional sale of 10 shares from ANKMC, LLC which was not previously reported. The net amount of over-reported direct holdings, and the under-reported indirect holdings, result in the reporting person holding a total of 250,928 fewer shares than originally reported on the reporting person's Form 4 filed on November 18, 2019. F4 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 14, 2019 Filed Mar 25, 2020 16:07 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 19,145 | $3.27 | $62,642.44 |
DisclosureSEC source: 0001567619-20-006986 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 163,743 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.26 to $3.31. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F1 · balance_after: This amended Form 4 is being filed to correct the number of shares held directly and indirectly by the reporting person. The reporting person's initial Form 3 and subsequent Form 4 filings inadvertently over-reported a holding of 125,270 shares held indirectly by the reporting person's 401k plan that had been disposed of prior to his becoming a Section 16 reporting person. In addition, the reporting person's initial Form 3 and subsequent Form 4 filings inadvertently under-reported the reporting person's direct holdings by 50,000 shares that the reporting person held in an IRA at the time he became a Section 16 reporting person. Please refer to the reporting person's Form 3/A filed with the SEC on March 25, 2020. (continued in next footnote) F2 · balance_after: Additionally, 175,648 shares sold by ANKMC, LLC were also inadvertently included in the reporting person's direct holdings balance. The duplication of these shares resulted from the reporting of the reporting person's purchases of 37,450 shares in June 2018 by ANKMC, LLC as direct holdings, and a transfer in June 2018 of 138,198 shares from the reporting person's direct holdings to ANKMC, LLC which was not reflected in the reporting person's direct holdings. This amended Form 4 is also being filed to include an additional sale of 10 shares from ANKMC, LLC which was not previously reported. The net amount of over-reported direct holdings, and the under-reported indirect holdings, result in the reporting person holding a total of 250,928 fewer shares than originally reported on the reporting person's Form 4 filed on November 18, 2019. F4 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:46 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 50,000 | $2.95 | $147,500.00 |
DisclosureSEC source: 0001567619-19-021604 · doc1.xml · nonDerivative · entry 3 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,697 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:46 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 60,851 | $2.97 | $180,453.64 |
DisclosureSEC source: 0001567619-19-021604 · doc1.xml · nonDerivative · entry 2 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 7,250 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $2.96 to $3.015. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 11, 2019 Filed Nov 14, 2019 21:46 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 95,642 | $3.02 | $288,972.74 |
DisclosureSEC source: 0001567619-19-021604 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 68,101 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.00 to $3.09. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:32 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 53,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016385 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,697 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| February 24, 2019 Filed May 6, 2019 15:23 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | OtherCommon Stock | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-009802 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,032 Read SEC document |
| June 20, 2018 Filed Jun 20, 2018 22:55 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 7,843 | $1.14 | $8,902.59 |
DisclosureSEC source: 0001140361-18-029378 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,607 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.10 to $1.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 21:43 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 10,000 | $1.04 | $10,399.00 |
DisclosureSEC source: 0001140361-18-029189 · doc1.xml · nonDerivative · entry 2 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,764 F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.015 to $1.05. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:43 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 19,607 | $1.06 | $20,699.11 |
DisclosureSEC source: 0001140361-18-029189 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,764 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.03 to $1.07. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:41 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 110,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028099 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,157 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 21:01 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 50,000 | $0.90 | $45,105.00 |
DisclosureSEC source: 0001140361-18-012456 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,157 F1 · date: The Form 4 filed on 03/06/2018 erroneously reported the transaction date as 03/02/2017. This Form 4 is being filed to correctly report the transaction date as 03/02/2018. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.87 to $0.96. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:07 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 159,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025165 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,157 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| March 02, 2017 Filed Mar 6, 2018 22:41 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 50,000 | $0.90 | $45,105.00 |
DisclosureSEC source: 0001140361-18-012341 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,157 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.87 to $0.96. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.