Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ORION ENERGY SYSTEMS, INC.OESX · Entity 6811 | Executive Vice President | August 12, 2019 | August 12, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ORION ENERGY SYSTEMS, INC.
Report date August 12, 2019 · Filed August 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 403,457 |
Reported balance
After 2019-08-12 transaction · row 1
1 source rowRow 1 · 2019-08-12 · Grant · Acquired 41,531 · Balance 403,457 F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2020-02-01 | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2019-08-12 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 5,000 F2: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2010, vested and became exercisable in 20% increments on February 1, 2011, 2012, 2013, 2014 and 2015, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.46 · Expires 2020-05-18 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2019-08-12 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 20,000 F3: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 10% increments on May 18, 2011, 2012, 2013, 2014, 2015, 2016, 2017, 2018, 2019 and 2020, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.45 · Expires 2020-11-01 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2019-08-12 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 25,000 F4: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted November 1, 2010, vested and became exercisable in 20% increments on November 1, 2011, 2012, 2013, 2014 and 2015, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.05 · Expires 2023-02-01 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2019-08-12 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 20,000 F5: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2013, vests and becomes exercisable in 20% increments on February 1, 2014, 2015, 2016, 2017 and 2018, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively.
F2: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2010, vested and became exercisable in 20% increments on February 1, 2011, 2012, 2013, 2014 and 2015, respectively.
F3: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 10% increments on May 18, 2011, 2012, 2013, 2014, 2015, 2016, 2017, 2018, 2019 and 2020, respectively.
F4: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted November 1, 2010, vested and became exercisable in 20% increments on November 1, 2011, 2012, 2013, 2014 and 2015, respectively.
F5: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2013, vests and becomes exercisable in 20% increments on February 1, 2014, 2015, 2016, 2017 and 2018, respectively.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2019 Filed Aug 12, 2019 21:31 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 41,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016383 · doc1.xml · nonDerivative · entry 1 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,457 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| June 13, 2019 Filed Jun 21, 2019 22:49 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | Tax withholdingCommon Stock | 6,462 | $2.99 | $19,321.38 |
DisclosureSEC source: 0001567619-19-013844 · doc1.xml · nonDerivative · entry 2 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,926 F1 · kind: Shares withheld to pay taxes applicable to vesting of restricted stock. Read SEC document |
| June 07, 2019 Filed Jun 21, 2019 22:49 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | Tax withholdingCommon Stock | 17,627 | $2.69 | $47,416.63 |
DisclosureSEC source: 0001567619-19-013844 · doc1.xml · nonDerivative · entry 1 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,388 F1 · kind: Shares withheld to pay taxes applicable to vesting of restricted stock. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:44 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 84,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028107 · doc1.xml · nonDerivative · entry 1 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,015 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:49 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 4,000 | $1.39 | $5,559.60 |
DisclosureSEC source: 0001140361-17-025183 · doc1.xml · nonDerivative · entry 2 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,415 Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:49 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 73,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025183 · doc1.xml · nonDerivative · entry 1 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,415 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 17:29 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 2,700 | $1.60 | $4,319.73 |
DisclosureSEC source: 0001140361-16-086723 · doc1.xml · nonDerivative · entry 2 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,849 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 17:29 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 300 | $1.60 | $479.70 |
DisclosureSEC source: 0001140361-16-086723 · doc1.xml · nonDerivative · entry 1 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,149 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.