Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Glenfarne Merger Corp.GGMC · Entity 139842 | Director | March 18, 2021 | March 18, 2021 |
| ORION ENERGY SYSTEMS, INC.OESX · Entity 6811 | Director | August 11, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Glenfarne Merger Corp.
Report date March 18, 2021 · Filed March 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-03-18 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The shares of Class B common stock will automatically convert into shares of Class A common stock on the first business day following the consummation of the Issuer's initial business combination, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-253206) and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock will automatically convert into shares of Class A common stock on the first business day following the consummation of the Issuer's initial business combination, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-253206) and have no expiration date.
ORION ENERGY SYSTEMS, INC.
Report date August 11, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,973 |
Reported balance
After 2026-08-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-11 · Grant · Acquired 2,532 · Balance 25,973 F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively. F2: On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, resulting in the reporting person's beneficial ownership of 210,971 less shares of common stock held directly. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively.
F2: On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, resulting in the reporting person's beneficial ownership of 210,971 less shares of common stock held directly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2026 Filed Aug 12, 2026 21:22 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 2,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001653 · form4.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,973 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively. F2 · balance_after: On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, resulting in the reporting person's beneficial ownership of 210,971 less shares of common stock held directly. Read SEC document |
| July 01, 2025 Filed Jul 1, 2025 21:28 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-25-001147 · form4.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,412 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of July 1, 2026, 2027 and 2028, respectively. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 22:02 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 5,000 | $0.83 | $4,149.50 |
DisclosureSEC source: 0000897069-25-000315 · form4.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,412 Read SEC document |
| November 18, 2024 Filed Nov 18, 2024 21:52 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 5,000 | $0.86 | $4,298.00 |
DisclosureSEC source: 0000897069-24-002172 · form4.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,412 Read SEC document |
| June 12, 2024 Filed Jun 12, 2024 21:46 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 5,000 | $1.09 | $5,450.00 |
DisclosureSEC source: 0000897069-24-001389 · form4.xml · nonDerivative · entry 2 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,412 Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 21:46 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 27,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001389 · form4.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,412 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 11, 2025, 2026 and 2027, respectively. Read SEC document |
| November 29, 2023 Filed Nov 29, 2023 22:07 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 2,500 | $0.92 | $2,287.50 |
DisclosureSEC source: 0000897069-23-001693 · form4.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,889 Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 21:05 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 2,000 | $1.46 | $2,912.80 |
DisclosureSEC source: 0000897069-23-001271 · form4.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,389 Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:31 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 19,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001208 · form4.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,389 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 15, 2024, 2025 and 2026, respectively. Read SEC document |
| February 14, 2023 Filed Feb 15, 2023 20:49 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 2,500 | $1.84 | $4,599.75 |
DisclosureSEC source: 0001567619-23-003038 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,034 Read SEC document |
| June 27, 2022 Filed Jun 28, 2022 18:16 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 2,000 | $2.10 | $4,196.60 |
DisclosureSEC source: 0001567619-22-013439 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,534 Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 19:59 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 22,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012757 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,534 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 23:37 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 5,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011798 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,599 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:45 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 6,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011985 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,583 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:29 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 9,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016379 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,696 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 14:50 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 2,756 | $2.78 | $7,661.68 |
DisclosureSEC source: 0001567619-19-013253 · doc1.xml · nonDerivative · entry 2 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,663 Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 14:50 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 744 | $2.79 | $2,072.56 |
DisclosureSEC source: 0001567619-19-013253 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,907 Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 14:39 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 7,500 | $0.94 | $7,050.00 |
DisclosureSEC source: 0001140361-18-028533 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,163 Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:45 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 20,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028110 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,663 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:00 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 23,529 | $0.86 | $20,143.18 |
DisclosureSEC source: 0001140361-18-010594 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,413 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.8498 to $0.8598. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:41 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 1,500 | $1.37 | $2,055.00 |
DisclosureSEC source: 0001140361-17-025557 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,884 Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:50 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 17,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025185 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,384 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 23:03 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 2,000 | $1.91 | $3,813.60 |
DisclosureSEC source: 0001140361-17-007501 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,775 Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 20:51 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 1,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085396 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,775 F1 · kind: Shares granted in lieu of cash for quarterly retainer and annual Committee Chairman fees pursuant to Issuer's 2004 Stock and Incentive Awards Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.