Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ORION ENERGY SYSTEMS, INC.
Report date August 08, 2017 · Filed August 09, 2017
Section 16 reporting ended · disclosed 2017-08-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 0 |
Reported balance
After 2017-08-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-08-08 · Sale · Disposed 40,000 · Balance 0 F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $0.975 to $1.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.35 · Expires 2018-08-08 | Direct | 21,452 |
Reported balance
Holding disclosure · report date 2017-08-08 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 21,452 F2: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, became exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.78 · Expires 2019-05-19 | Direct | 11,759 |
Reported balance
Holding disclosure · report date 2017-08-08 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 11,759 F3: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, became exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.01 · Expires 2019-09-01 | Direct | 200,000 |
Reported balance
Holding disclosure · report date 2017-08-08 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 200,000 F4: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted September 1, 2009, became exercisable in 50,000 share increments when the average trading price of the Issuer's common stock equals or exceeds $4.00, $5.00, $6.00, $7.00 and $ 8.00 per share. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.46 · Expires 2020-05-18 | Direct | 16,731 |
Reported balance
Holding disclosure · report date 2017-08-08 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 16,731 F5: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, became exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.03 · Expires 2022-06-12 | Direct | 80,000 |
Reported balance
Holding disclosure · report date 2017-08-08 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 80,000 F6: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, became exercisable in four equal installments on June 12, 2013, 2014, 2015 and 2016, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.62 · Expires 2022-11-12 | Direct | 100,000 |
Reported balance
Holding disclosure · report date 2017-08-08 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 100,000 F7: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted November 12, 2012, became exercisable in three equal installments on November 12, 2013, 2014 and 2015, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $0.975 to $1.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, became exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
F3: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, became exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
F4: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted September 1, 2009, became exercisable in 50,000 share increments when the average trading price of the Issuer's common stock equals or exceeds $4.00, $5.00, $6.00, $7.00 and $ 8.00 per share.
F5: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, became exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.
F6: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, became exercisable in four equal installments on June 12, 2013, 2014, 2015 and 2016, respectively.
F7: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted November 12, 2012, became exercisable in three equal installments on November 12, 2013, 2014 and 2015, respectively.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2017 Filed Aug 9, 2017 16:38 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 40,000 | $0.99 | $39,620.00 |
DisclosureSEC source: 0001140361-17-030847 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $0.975 to $1.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| August 03, 2017 Filed Aug 3, 2017 18:05 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 10,000 | $1.05 | $10,522.00 |
DisclosureSEC source: 0001140361-17-030103 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 0 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.01 to $1.075. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 18:05 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 10,500 | $1.07 | $11,225.55 |
DisclosureSEC source: 0001140361-17-030103 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 10,000 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.05 to $1.12. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 16:06 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 12,000 | $1.12 | $13,388.40 |
DisclosureSEC source: 0001140361-17-029889 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 20,500 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.10 to $1.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 16:06 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 37,500 | $1.11 | $41,441.25 |
DisclosureSEC source: 0001140361-17-029889 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 32,500 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.059 to $1.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 17:39 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 6,278 | $1.04 | $6,559.88 |
DisclosureSEC source: 0001140361-17-029433 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 70,000 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.04 to $1.05. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 17:39 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 6,346 | $1.03 | $6,552.25 |
DisclosureSEC source: 0001140361-17-029433 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 76,278 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.03 to $1.05. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 15:48 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 13,376 | $1.02 | $13,656.90 |
DisclosureSEC source: 0001140361-17-028884 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 82,624 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.00 to $1.065. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 15:48 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 5,000 | $1.08 | $5,405.00 |
DisclosureSEC source: 0001140361-17-028884 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 96,000 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.08 to $1.09. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 24, 2017 Filed Jul 24, 2017 17:53 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 5,100 | $1.08 | $5,503.41 |
DisclosureSEC source: 0001140361-17-028485 · doc1.xml · nonDerivative · entry 3 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 101,000 F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.06 to $1.11. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 17:53 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 12,000 | $1.09 | $13,075.20 |
DisclosureSEC source: 0001140361-17-028485 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 106,100 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.065 to $1.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 17:53 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 20,000 | $1.06 | $21,250.00 |
DisclosureSEC source: 0001140361-17-028485 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 118,100 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.02 to $1.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 17:49 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 7,500 | $1.08 | $8,136.75 |
DisclosureSEC source: 0001140361-17-028218 · doc1.xml · nonDerivative · entry 3 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 138,100 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.07 to $1.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F1 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 18, 2017 Filed Jul 19, 2017 17:49 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 626 | $1.10 | $689.60 |
DisclosureSEC source: 0001140361-17-028218 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 145,600 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.10 to $1.105. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F1 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 17:49 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 2,942 | $1.15 | $3,383.30 |
DisclosureSEC source: 0001140361-17-028218 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 146,226 F1 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 13, 2017 Filed Jul 13, 2017 16:59 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 1,500 | $1.20 | $1,800.45 |
DisclosureSEC source: 0001140361-17-027802 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 149,168 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.20 to $1.205. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 16:59 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 1,000 | $1.21 | $1,205.00 |
DisclosureSEC source: 0001140361-17-027802 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 150,668 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.20 to $1.21. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 11, 2017 Filed Jul 11, 2017 17:48 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 61,733 | $1.16 | $71,801.65 |
DisclosureSEC source: 0001140361-17-027639 · doc1.xml · nonDerivative · entry 3 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 151,668 F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.15 to $1.26. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:48 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 11,211 | $1.23 | $13,744.69 |
DisclosureSEC source: 0001140361-17-027639 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 213,401 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.20 to $1.28. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 17:48 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 2,204 | $1.28 | $2,826.19 |
DisclosureSEC source: 0001140361-17-027639 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 224,612 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.28 to $1.29. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 10:02 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 400 | $1.32 | $526.00 |
DisclosureSEC source: 0001140361-17-027408 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 226,816 F1 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 09:36 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 1,600 | $1.34 | $2,144.00 |
DisclosureSEC source: 0001140361-17-027267 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 227,216 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.315 to $1.355. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 09:06 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 40,000 | $1.29 | $51,592.00 |
DisclosureSEC source: 0001140361-17-026947 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 228,816 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.26 to $1.31. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 10:06 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 112,007 | $1.27 | $142,708.12 |
DisclosureSEC source: 0001140361-17-026744 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 268,816 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.25 to $1.32. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 10:06 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 25,211 | $1.25 | $31,513.75 |
DisclosureSEC source: 0001140361-17-026744 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 380,823 F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 11:31 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 12,100 | $1.28 | $15,480.74 |
DisclosureSEC source: 0001140361-17-026585 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 406,034 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.27 to $1.28. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 26, 2017 Filed Jun 27, 2017 16:23 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 6,392 | $1.28 | $8,194.54 |
DisclosureSEC source: 0001140361-17-026243 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 418,134 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.28 to $1.285. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 16:23 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 100 | $1.30 | $130.00 |
DisclosureSEC source: 0001140361-17-026243 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 424,526 F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 17:28 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 3,000 | $1.30 | $3,900.00 |
DisclosureSEC source: 0001140361-17-025894 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 424,626 F4 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 17:28 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 77,802 | $1.32 | $102,473.01 |
DisclosureSEC source: 0001140361-17-025894 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 427,626 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.30 to $1.33. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · balance_after: This total reflects the effect of other transactions that have occurred since the date of the reporting person's last Form 4. F3 · balance_after: Shares previously reported as directly held shares by the reporting person were transferred to the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13. F4 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 15:01 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 20,000 | $1.76 | $35,206.00 |
DisclosureSEC source: 0001140361-17-008515 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 40,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.