Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ORION ENERGY SYSTEMS, INC.OESX · Entity 6811 | Director | June 13, 2017 | June 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ORION ENERGY SYSTEMS, INC.
Report date June 13, 2017 · Filed June 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,724 |
Reported balance
After 2017-06-13 transaction · row 1
1 source rowRow 1 · 2017-06-13 · Grant · Acquired 17,609 · Balance 65,724 F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.86 · Expires 2020-08-10 | Direct | 19,912 |
Reported balance
Holding disclosure · report date 2017-06-13 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 19,912 F2: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 10, 2010, vested and became exercisable in three equal installments on August 10, 2011, 2012 and 2013, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.19 · Expires 2021-05-23 | Direct | 22,045 |
Reported balance
Holding disclosure · report date 2017-06-13 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 22,045 F3: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vested and became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.03 · Expires 2022-06-12 | Direct | 26,646 |
Reported balance
Holding disclosure · report date 2017-06-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 26,646 F4: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.41 · Expires 2023-05-28 | Direct | 36,568 |
Reported balance
Holding disclosure · report date 2017-06-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 36,568 F5: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively.
F2: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 10, 2010, vested and became exercisable in three equal installments on August 10, 2011, 2012 and 2013, respectively.
F3: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vested and became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
F4: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
F5: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2017 Filed Jun 15, 2017 16:51 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 17,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025188 · doc1.xml · nonDerivative · entry 1 Rich Elizabeth G · CIK 0001495923 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,724 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.