Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ORION ENERGY SYSTEMS, INC.OESX · Entity 6811 | Director | November 10, 2022 | May 26, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ORION ENERGY SYSTEMS, INC.
Report date November 10, 2022 · Filed May 26, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,121,108 |
Reported balance
After 2022-11-10 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2022-11-10 · Grant · Acquired 35,952 · Balance 1,121,108 F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vested on November 10, 2022 in connection with a Voluntary Retirement and Consulting Agreement dated August 2, 2022 by and between the issuer and the reporting person. F2: Amending solely to correct the beneficially owned shares reported on the Form 4 filed December 14, 2022. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.41 · Expires 2023-05-28 | Direct | 36,568 |
Reported balance
Holding disclosure · report date 2022-11-10 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 36,568 F3: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vested on November 10, 2022 in connection with a Voluntary Retirement and Consulting Agreement dated August 2, 2022 by and between the issuer and the reporting person.
F2: Amending solely to correct the beneficially owned shares reported on the Form 4 filed December 14, 2022.
F3: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2022 Filed Dec 14, 2022 22:30 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 35,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021593 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,108 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vested on November 10, 2022 in connection with a Voluntary Retirement and Consulting Agreement dated August 2, 2022 by and between the issuer and the reporting person. Read SEC document |
| November 10, 2022 Filed May 26, 2023 20:32 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 35,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-000590 · form4.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,121,108 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vested on November 10, 2022 in connection with a Voluntary Retirement and Consulting Agreement dated August 2, 2022 by and between the issuer and the reporting person. F2 · balance_after: Amending solely to correct the beneficially owned shares reported on the Form 4 filed December 14, 2022. Read SEC document |
| June 24, 2022 Filed Jun 24, 2022 20:02 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 10,000 | $2.04 | $20,408.00 |
DisclosureSEC source: 0001567619-22-013361 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,156 F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $2.0336 to $2.0549. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 19:55 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | Exercise / conversionStock Options (right to buy) · Derivative | 26,646 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001567619-22-012749 · doc1.xml · derivative · entry 3 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,646 shares Expires 2022-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 19:55 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 163,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012749 · doc1.xml · nonDerivative · entry 2 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,156 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 19:55 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | Exercise / conversionCommon Stock | 26,646 | $2.03 | $54,091.38 |
DisclosureSEC source: 0001567619-22-012749 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2022 Filed Sep 16, 2022 14:59 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | Exercise / conversionStock Options (right to buy) · Derivative | 26,646 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001567619-22-017480 · doc1.xml · derivative · entry 4 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,646 shares Expires 2022-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively. Read SEC document |
| June 10, 2022 Filed Sep 16, 2022 14:59 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-017480 · doc1.xml · nonDerivative · entry 3 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,156 F2 · date: This amendment is being filed to include an additional restricted stock award for the reporting person that was not reported on the Form 4 filed June 13, 2022. F3 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests immediately. Read SEC document |
| June 10, 2022 Filed Sep 16, 2022 14:59 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 163,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-017480 · doc1.xml · nonDerivative · entry 2 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,156 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 10, 2022 Filed Sep 16, 2022 14:59 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | Exercise / conversionCommon Stock | 26,646 | $2.03 | $54,091.38 |
DisclosureSEC source: 0001567619-22-017480 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2021 Filed Nov 29, 2021 15:39 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 5,000 | $3.56 | $17,811.00 |
DisclosureSEC source: 0001567619-21-021205 · doc1.xml · nonDerivative · entry 2 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,093 F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $3.56 to $3.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 15:39 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 10,000 | $3.63 | $36,293.00 |
DisclosureSEC source: 0001567619-21-021205 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,093 F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $3.60 to $3.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 23:30 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 71,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011792 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,093 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Read SEC document |
| May 21, 2021 Filed May 25, 2021 15:01 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | Exercise / conversionStock Options (right to buy) · Derivative | 22,045 | $0.00 Strike: $4.19 | $0.00 |
DisclosureSEC source: 0001567619-21-011109 · doc1.xml · derivative · entry 2 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,045 shares Expires 2021-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vested and became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively. Read SEC document |
| May 21, 2021 Filed May 25, 2021 15:01 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | Exercise / conversionCommon Stock | 22,045 | $4.19 | $92,368.55 |
DisclosureSEC source: 0001567619-21-011109 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:38 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 92,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011977 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,978 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:35 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 63,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016389 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,823 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 19:10 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 5,000 | $2.87 | $14,360.00 |
DisclosureSEC source: 0001567619-19-013454 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,076 Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 16:50 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 10,000 | $2.87 | $28,659.00 |
DisclosureSEC source: 0001567619-19-013126 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,076 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $2.84 to $2.89. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:53 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 30,000 | $0.90 | $26,850.00 |
DisclosureSEC source: 0001140361-18-028433 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,076 Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 21:40 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 25,000 | $0.86 | $21,500.00 |
DisclosureSEC source: 0001140361-18-028097 · doc1.xml · nonDerivative · entry 2 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,076 Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:40 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 130,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028097 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,076 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:52 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 24,000 | $0.86 | $20,647.20 |
DisclosureSEC source: 0001140361-18-010630 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,076 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.849 to $0.8699. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · balance_after: The Form 4 filed on February 27, 2018, reported that the reporting person held 363,829 shares following the reported transaction. This amended Form 4 is being filed to report that the reporting person actually held 371,076 shares following the transaction. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 23:59 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 24,000 | $0.86 | $20,647.20 |
DisclosureSEC source: 0001140361-18-010592 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,829 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.849 to $0.8699. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 18:57 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 7,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-027439 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,076 F1 · kind: Shares granted in lieu of cash for quarterly retainer and board chair fees earned prior to Mr. Altschaefl's appointment as Chief Executive Officer pursuant to Issuer's 2016 Omnibus Incentive Plan. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 16:39 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 7,500 | $1.31 | $9,835.50 |
DisclosureSEC source: 0001140361-17-025937 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,829 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.2899 to $1.3167. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:56 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 5,000 | $1.35 | $6,742.00 |
DisclosureSEC source: 0001140361-17-025500 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,329 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.3386 to $1.3486. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:05 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 5,000 | $1.39 | $6,931.50 |
DisclosureSEC source: 0001140361-17-025161 · doc1.xml · nonDerivative · entry 2 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,329 F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.37 to $1.40. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:05 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 113,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025161 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,329 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 18:01 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 5,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-006905 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,285 F1 · kind: Shares granted in lieu of cash for quarterly retainer and annual Committee Chairman fees pursuant to Issuer's 2004 Stock and Incentive Awards Plan. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 20:52 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 7,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085398 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,880 F1 · kind: Shares granted in lieu of cash for quarterly retainer and annual Committee Chairman fees pursuant to Issuer's 2004 Stock and Incentive Awards Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.