Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ORION ENERGY SYSTEMS, INC.OESX · Entity 6811 | Director | June 10, 2022 | June 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ORION ENERGY SYSTEMS, INC.
Report date June 10, 2022 · Filed June 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 157,676 |
Reported balance
After 2022-06-10 transaction · row 1
1 source rowRow 1 · 2022-06-10 · Grant · Acquired 22,935 · Balance 157,676 F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.41 · Expires 2023-05-28 | Direct | 36,568 |
Reported balance
Holding disclosure · report date 2022-06-10 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 36,568 F2: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively.
F2: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2022 Filed Jun 13, 2022 16:06 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 22,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012764 · doc1.xml · nonDerivative · entry 1 Williamson Mark C · CIK 0001463800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,676 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 19:44 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 5,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011804 · doc1.xml · nonDerivative · entry 1 Williamson Mark C · CIK 0001463800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,741 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 13:49 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 6,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011989 · doc1.xml · nonDerivative · entry 1 Williamson Mark C · CIK 0001463800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,725 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 17:24 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 9,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016373 · doc1.xml · nonDerivative · entry 1 Williamson Mark C · CIK 0001463800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,838 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 17:48 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 9,000 | $0.88 | $7,946.10 |
DisclosureSEC source: 0001140361-18-028114 · doc1.xml · nonDerivative · entry 2 Williamson Mark C · CIK 0001463800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,805 Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 17:48 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 20,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028114 · doc1.xml · nonDerivative · entry 1 Williamson Mark C · CIK 0001463800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,805 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 16:56 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 17,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025195 · doc1.xml · nonDerivative · entry 1 Williamson Mark C · CIK 0001463800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,555 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.