Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ORION ENERGY SYSTEMS, INC.OESX · Entity 6811 | Director | June 13, 2017 | June 15, 2017 |
| PERFICIENT INCPRFT · Entity 87026 | Director | October 30, 2020 | November 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ORION ENERGY SYSTEMS, INC.
Report date June 13, 2017 · Filed June 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 279,674 |
Reported balance
After 2017-06-13 transaction · row 1
1 source rowRow 1 · 2017-06-13 · Grant · Acquired 17,609 · Balance 279,674 F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse as trustee | 45,000 |
Reported balance
After 2014-09-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2014-09-16 · Gift · Disposed 5,000 · Balance 45,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse as trustee | 40,000 |
Reported balance
After 2016-09-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2016-09-06 · Gift · Disposed 5,000 · Balance 40,000 |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.49 · Expires 2017-07-27 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2017-06-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 10,000 F2: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted July 27, 2007, became fully exercisable on July 27, 2008. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.61 · Expires 2018-05-19 | Direct | 14,851 |
Reported balance
Holding disclosure · report date 2017-06-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 14,851 F3: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2008, vested and became exercisable in three equal installments on May 19, 2009, 2010 and 2011, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.78 · Expires 2019-05-19 | Direct | 10,583 |
Reported balance
Holding disclosure · report date 2017-06-13 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 10,583 F4: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vested and became exercisable in three equal installments on May 19, 2010, 2011 and 2012, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.49 · Expires 2019-08-03 | Direct | 35,000 |
Reported balance
Holding disclosure · report date 2017-06-13 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 35,000 F5: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 3, 2009, vests and becomes exercisable upon any termination of employment other than a termination for cause. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.46 · Expires 2020-05-18 | Direct | 19,912 |
Reported balance
Holding disclosure · report date 2017-06-13 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 19,912 F6: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vested and became exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.19 · Expires 2021-05-23 | Direct | 22,045 |
Reported balance
Holding disclosure · report date 2017-06-13 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 22,045 F7: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vested and became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.03 · Expires 2022-06-12 | Direct | 26,646 |
Reported balance
Holding disclosure · report date 2017-06-13 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 26,646 F8: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.41 · Expires 2023-05-28 | Direct | 36,568 |
Reported balance
Holding disclosure · report date 2017-06-13 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 36,568 F9: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively.
F2: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted July 27, 2007, became fully exercisable on July 27, 2008.
F3: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2008, vested and became exercisable in three equal installments on May 19, 2009, 2010 and 2011, respectively.
F4: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vested and became exercisable in three equal installments on May 19, 2010, 2011 and 2012, respectively.
F5: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 3, 2009, vests and becomes exercisable upon any termination of employment other than a termination for cause.
F6: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vested and became exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
F7: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vested and became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
F8: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
F9: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.
PERFICIENT INC
Report date October 30, 2020 · Filed November 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,378 |
Reported balance
After 2020-10-30 transaction · row 1
1 source rowRow 1 · 2020-10-30 · Grant · Acquired 1,214 · Balance 32,378 F1: Shares represent a grant of restricted stock which vests in four equal installments on the last day of each calendar quarter with the first vesting on December 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represent a grant of restricted stock which vests in four equal installments on the last day of each calendar quarter with the first vesting on December 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2020 Filed Nov 3, 2020 19:00 UTC | PERFICIENT INC PRFT · Entity 87026 | GrantCommon Stock | 1,214 | $39.16 | $47,540.24 |
DisclosureSEC source: 0001085869-20-000126 · wf-form4_160444804030151.xml · nonDerivative · entry 1 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,378 F1 · shares: Shares represent a grant of restricted stock which vests in four equal installments on the last day of each calendar quarter with the first vesting on December 31, 2020. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:28 UTC | PERFICIENT INC PRFT · Entity 87026 | GrantCommon Stock | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0001085869-19-000079 · wf-form4_157359771573960.xml · nonDerivative · entry 1 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,164 F1 · shares: Shares represent a grant of restricted stock which vests in four equal installments on the last day of each calendar quarter with the first vesting on December 31, 2019. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 16:42 UTC | PERFICIENT INC PRFT · Entity 87026 | SaleCommon Stock | 3,394 | $35.59 | $120,792.46 |
DisclosureSEC source: 0001085869-19-000060 · wf-form4_156538332026003.xml · nonDerivative · entry 2 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,314 Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 16:42 UTC | PERFICIENT INC PRFT · Entity 87026 | SaleCommon Stock | 4,534 | $35.52 | $161,047.68 |
DisclosureSEC source: 0001085869-19-000060 · wf-form4_156538332026003.xml · nonDerivative · entry 1 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,708 Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 16:46 UTC | PERFICIENT INC PRFT · Entity 87026 | GrantCommon Stock | 998 | $25.05 | $24,999.90 |
DisclosureSEC source: 0001085869-18-000091 · wf-form4_154231838626476.xml · nonDerivative · entry 2 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,017 F1 · shares: Shares represent a grant of restricted stock pursuant to a company match of the shares purchased by the reporting person described herein. The shares of restricted stock vest in 2 equal installments on November 13th beginning on November 13, 2019. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 16:46 UTC | PERFICIENT INC PRFT · Entity 87026 | PurchaseCommon Stock | 1,000 | $25.16 | $25,160.00 |
DisclosureSEC source: 0001085869-18-000091 · wf-form4_154231838626476.xml · nonDerivative · entry 1 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,019 Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 17:11 UTC | PERFICIENT INC PRFT · Entity 87026 | GrantCommon Stock | 1,395 | $25.10 | $35,014.50 |
DisclosureSEC source: 0001085869-18-000083 · wf-form4_154154225317229.xml · nonDerivative · entry 1 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,019 F1 · shares: Shares represent a grant of restricted stock which vests in four equal installments on the last day of each calendar quarter with the first vesting on December 31, 2018. Read SEC document |
| August 07, 2018 Filed Feb 19, 2019 17:24 UTC | PERFICIENT INC PRFT · Entity 87026 | GiftCommon Stock | 3,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001085869-19-000004 · wf-form5_155061506181569.xml · nonDerivative · entry 1 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,242 Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 18:57 UTC | PERFICIENT INC PRFT · Entity 87026 | SaleCommon Stock | 4,000 | $26.79 | $107,160.00 |
DisclosureSEC source: 0001085869-18-000046 · wf-form4_152901704635761.xml · nonDerivative · entry 1 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,624 Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 17:43 UTC | PERFICIENT INC PRFT · Entity 87026 | GrantCommon Stock | 1,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043258 · doc1.xml · nonDerivative · entry 2 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,624 F1 · shares: Shares represent a grant of restricted stock pursuant to a company match of the shares purchased by the reporting person described herein. The shares of restricted stock vest in 2 equal installments on November 16th each year beginning November 16th, 2018. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 17:43 UTC | PERFICIENT INC PRFT · Entity 87026 | PurchaseCommon Stock | 1,290 | $19.35 | $24,961.50 |
DisclosureSEC source: 0001140361-17-043258 · doc1.xml · nonDerivative · entry 1 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,328 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 16:59 UTC | PERFICIENT INC PRFT · Entity 87026 | GrantCommon Stock | 1,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041419 · doc1.xml · nonDerivative · entry 1 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,038 F1 · shares: Shares represent a grant of restricted stock which vests in four equal quarterly installments on the last day of each calendar quarter with the first vesting on December 31, 2017. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:11 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 17,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025170 · doc1.xml · nonDerivative · entry 1 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,674 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 13, 2018, 2019 and 2020, respectively. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 16:01 UTC | PERFICIENT INC PRFT · Entity 87026 | GrantCommon Stock | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088600 · doc1.xml · nonDerivative · entry 2 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,752 F1 · shares: Shares represent a grant of restricted stock pursuant to a company match of the shares purchased by the reporting person described herein. The shares of restricted stock vest in 2 equal installments on December 1st each year beginning November 30th, 2017. F2 · balance_after: The total securities owned in Tables I and II is 38,752. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 16:01 UTC | PERFICIENT INC PRFT · Entity 87026 | PurchaseCommon Stock | 1,400 | $18.17 | $25,438.00 |
DisclosureSEC source: 0001140361-16-088600 · doc1.xml · nonDerivative · entry 1 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,363 Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 18:29 UTC | PERFICIENT INC PRFT · Entity 87026 | GrantCommon Stock | 2,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085440 · doc1.xml · nonDerivative · entry 1 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,963 F1 · shares: Shares represent a grant of restricted stock which vests in four equal quarterly installments on the last day of each calendar quarter with the first vesting on December 31, 2016. F2 · balance_after: The total securities owned in Tables I and II is 35,963. Read SEC document |
| September 06, 2016 Filed Jun 15, 2017 20:11 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025170 · doc1.xml · nonDerivative · entry 3 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse as trustee Disclosed balance after: 40,000 Read SEC document |
| September 16, 2014 Filed Jun 15, 2017 20:11 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025170 · doc1.xml · nonDerivative · entry 2 KACKLEY JAMES R · CIK 0001265422 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse as trustee Disclosed balance after: 45,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.