Last 12 months
Inside the activity.
5 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 5 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 3 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 3 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2017 Filed Feb 10, 2017 00:33 UTC |
St Clair JoyceExecutive Vice President
|
SaleCommon Stock | 56,991 | $85.08 | $4,848,794.28 |
DisclosureSEC source: 0000073124-17-000047 · wf-form4_148668681562663.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,960 F2 · price: Price reflects the weighted average sales price from $85.00 to $85.24. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 00:33 UTC |
St Clair JoyceExecutive Vice President
|
Exercise / conversionCommon Stock | 56,991 | $52.64 | $3,000,006.24 |
DisclosureSEC source: 0000073124-17-000047 · wf-form4_148668681562663.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 23:52 UTC | GiftCommon Stock | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000045 · wf-form4_148651156537250.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,314 F1 · balance_after: Reflects the January 30, 2017 transfer of 12,508 shares of the Corporation's common stock from the reporting person's existing trust into a newly created grantor retained annuity trust. Read SEC document |
|
| January 26, 2017 Filed Jan 26, 2017 23:49 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
GiftCommon Stock | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000043 · wf-form4_148547455330275.xml · nonDerivative · entry 3 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 93,340 Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 23:49 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
GiftCommon Stock | 10,028 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000043 · wf-form4_148547455330275.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 93,376 Read SEC document |
| January 23, 2017 Filed Jan 26, 2017 23:49 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
GiftCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000043 · wf-form4_148547455330275.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 103,404 Read SEC document |
| January 20, 2017 Filed Jan 20, 2017 23:27 UTC |
Cohodes Jeffrey D.EVP/Chief Risk Officer
|
SaleCommon Stock | 15,000 | $83.72 | $1,255,800.00 |
DisclosureSEC source: 0000073124-17-000041 · wf-form4_148495483917738.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,397 F1 · price: Price reflects the weighted average sales price from $83.45 to $83.83. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:43 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 25,022 | $88.93 | $2,225,081.35 |
DisclosureSEC source: 0000073124-17-000039 · wf-form4_148479021060170.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,581 F1 · balance_after: Includes 212,439 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 33,227 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:43 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
GrantCommon Stock | 58,249 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000039 · wf-form4_148479021060170.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,808 F1 · balance_after: Includes 212,439 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:43 UTC |
St Clair JoyceExecutive Vice President
|
Tax withholdingCommon Stock | 6,418 | $88.93 | $570,720.65 |
DisclosureSEC source: 0000073124-17-000038 · wf-form4_148479019505313.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,960 F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 11,101 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:43 UTC |
St Clair JoyceExecutive Vice President
|
GrantCommon Stock | 17,519 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000038 · wf-form4_148479019505313.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,479 F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:43 UTC | Tax withholdingCommon Stock | 6,415 | $88.93 | $570,453.88 |
DisclosureSEC source: 0000073124-17-000037 · wf-form4_148479017994921.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,150 F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 11,104 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
|
| January 17, 2017 Filed Jan 19, 2017 01:43 UTC | GrantCommon Stock | 17,519 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000037 · wf-form4_148479017994921.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,669 F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC |
Potter Stephen NPresident / Asset Management
|
Tax withholdingCommon Stock | 6,418 | $88.93 | $570,720.65 |
DisclosureSEC source: 0000073124-17-000036 · wf-form4_148479016495008.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,018 F1 · balance_after: Includes 46,018 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 11,101 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC |
Potter Stephen NPresident / Asset Management
|
GrantCommon Stock | 17,519 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000036 · wf-form4_148479016495008.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,537 F1 · balance_after: Includes 46,018 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC |
O'Grady MichaelDirector · President and President, C&IS
|
Tax withholdingCommon Stock | 6,418 | $88.93 | $570,720.65 |
DisclosureSEC source: 0000073124-17-000035 · wf-form4_148479014995089.xml · nonDerivative · entry 2 O'Grady Michael · CIK 0001527742 · Director · President and President, C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,575 F1 · balance_after: Includes 29,741 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC |
O'Grady MichaelDirector · President and President, C&IS
|
GrantCommon Stock | 17,519 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000035 · wf-form4_148479014995089.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · President and President, C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,993 F1 · balance_after: Includes 29,741 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC |
MORRISON WILLIAM LVice Chairman
|
Tax withholdingCommon Stock | 10,350 | $88.93 | $920,373.75 |
DisclosureSEC source: 0000073124-17-000034 · wf-form4_148479013198249.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,875 F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC |
MORRISON WILLIAM LVice Chairman
|
GrantCommon Stock | 28,469 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000034 · wf-form4_148479013198249.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,225 F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC |
Leech WilsonExecutive Vice President
|
Tax withholdingCommon Stock | 793 | $88.93 | $70,517.53 |
DisclosureSEC source: 0000073124-17-000033 · wf-form4_148479011095575.xml · nonDerivative · entry 2 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,096.63 F1 · balance_after: Includes 11,077 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC |
Leech WilsonExecutive Vice President
|
GrantCommon Stock | 1,686 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000033 · wf-form4_148479011095575.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,889.63 F1 · balance_after: Includes 11,077 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:41 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Tax withholdingCommon Stock | 6,418 | $88.93 | $570,720.65 |
DisclosureSEC source: 0000073124-17-000032 · wf-form4_148479009295603.xml · nonDerivative · entry 2 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,628 F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 11,101 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:41 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
GrantCommon Stock | 17,519 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000032 · wf-form4_148479009295603.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,147 F1 · balance_after: Includes 48,628 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:41 UTC |
Cohodes Jeffrey D.EVP/Chief Risk Officer
|
Tax withholdingCommon Stock | 5,019 | $88.93 | $446,314.58 |
DisclosureSEC source: 0000073124-17-000031 · wf-form4_148479007609744.xml · nonDerivative · entry 2 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,397 F1 · balance_after: Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:41 UTC |
Cohodes Jeffrey D.EVP/Chief Risk Officer
|
GrantCommon Stock | 14,453 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000031 · wf-form4_148479007609744.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,416 F1 · balance_after: Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:41 UTC |
Cherecwich PeterEVP, Global Fund Services
|
Tax withholdingCommon Stock | 1,458 | $88.93 | $129,652.65 |
DisclosureSEC source: 0000073124-17-000030 · wf-form4_148479005909351.xml · nonDerivative · entry 2 Cherecwich Peter · CIK 0001614598 · EVP, Global Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,591 F1 · balance_after: Includes 16,547 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:41 UTC |
Cherecwich PeterEVP, Global Fund Services
|
GrantCommon Stock | 4,511 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000030 · wf-form4_148479005909351.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · EVP, Global Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,049 F1 · balance_after: Includes 16,547 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:40 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Tax withholdingCommon Stock | 5,619 | $88.93 | $499,669.58 |
DisclosureSEC source: 0000073124-17-000029 · wf-form4_148479004360329.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,699 F1 · balance_after: Includes 33,710 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:40 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
GrantCommon Stock | 15,767 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000029 · wf-form4_148479004360329.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,318 F1 · balance_after: Includes 33,710 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:40 UTC |
Bowman BiffChief Financial Officer
|
Tax withholdingCommon Stock | 5,017 | $88.93 | $446,136.73 |
DisclosureSEC source: 0000073124-17-000028 · wf-form4_148479002833958.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,793 F1 · balance_after: Includes 27,117 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:40 UTC |
Bowman BiffChief Financial Officer
|
GrantCommon Stock | 14,453 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000028 · wf-form4_148479002833958.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,810 F1 · balance_after: Includes 27,117 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:20 UTC |
Tribbett Charles ADirector
|
GrantStock Units · Derivative | 351 | $88.82 | $31,175.82 |
DisclosureSEC source: 0000073124-17-000012 · wf-form4_148348559042298.xml · derivative · entry 3 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,153 Underlying: Common Stock · 351 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:19 UTC |
Prado Becerra Jose LuisDirector
|
GrantStock Units · Derivative | 379 | $88.82 | $33,662.78 |
DisclosureSEC source: 0000073124-17-000010 · wf-form4_148348555481443.xml · derivative · entry 3 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,125 Underlying: Common Stock · 379 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:19 UTC |
Richards Thomas EDirector
|
GrantStock Units · Derivative | 337 | $88.82 | $29,932.34 |
DisclosureSEC source: 0000073124-17-000011 · wf-form4_148348556990142.xml · derivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,373 Underlying: Common Stock · 337 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:19 UTC |
JAIN DIPAK CDirector
|
GrantStock Units · Derivative | 337 | $88.82 | $29,932.34 |
DisclosureSEC source: 0000073124-17-000009 · wf-form4_148348553258591.xml · derivative · entry 2 JAIN DIPAK C · CIK 0001231918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,348 Underlying: Common Stock · 337 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:18 UTC |
Harrison Dean MDirector
|
GrantStock Units · Derivative | 365 | $88.82 | $32,419.30 |
DisclosureSEC source: 0000073124-17-000008 · wf-form4_148348551609905.xml · derivative · entry 3 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,406 Underlying: Common Stock · 365 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:18 UTC |
BYNOE LINDADirector
|
GrantStock Units · Derivative | 309 | $88.82 | $27,445.38 |
DisclosureSEC source: 0000073124-17-000007 · wf-form4_148348550071440.xml · derivative · entry 2 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,471 Underlying: Common Stock · 309 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 17:29 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units · Derivative | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0001124194-17-000001 · primary_doc.xml · derivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,203 Underlying: Common Stock Units · 351 shares Expires not disclosed F1 · derivative.exercise_price: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. F1 · derivative.exercise_date: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. F1 · derivative.expiration_date: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 01:15 UTC |
WADDELL FREDERICK HDirector · Chairman, President and CEO
|
GiftCommon Stock | 865 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000545 · wf-form4_148176450481306.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 71,477 Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 22:38 UTC |
Pembleton Susan GillianEVP, Human Resources
|
SaleCommon Stock | 7,500 | $89.38 | $670,350.00 |
DisclosureSEC source: 0000073124-16-000542 · wf-form4_148158232537106.xml · nonDerivative · entry 1 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,715 F1 · price: Price reflects the weighted average sales price from $89.00 to $89.50. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 15,603 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 22:38 UTC |
Karpinski JaneExecutive VP & Controller
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SaleCommon Stock | 1,500 | $89.37 | $134,055.00 |
DisclosureSEC source: 0000073124-16-000541 · wf-form4_148158230982090.xml · nonDerivative · entry 1 Karpinski Jane · CIK 0001578478 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,084 F1 · balance_after: Includes 10,542 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:56 UTC |
Potter Stephen NPresident / Asset Management
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GiftCommon Stock | 2,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000536 · wf-form4_148106136832194.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 20,608 Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 00:10 UTC |
St Clair JoyceExecutive Vice President
|
GiftCommon Stock | 438 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000532 · wf-form4_148055104570495.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 15,081 Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 00:11 UTC |
Cherecwich PeterEVP, Global Fund Services
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Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 5,792 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-16-000533 · wf-form4_148055106065011.xml · derivative · entry 5 Cherecwich Peter · CIK 0001614598 · EVP, Global Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,792 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 00:11 UTC |
Cherecwich PeterEVP, Global Fund Services
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Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 4,419 | $0.00 Strike: $67.89 | $0.00 |
DisclosureSEC source: 0000073124-16-000533 · wf-form4_148055106065011.xml · derivative · entry 4 Cherecwich Peter · CIK 0001614598 · EVP, Global Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,419 shares Expires 2017-07-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 7/17/2008. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 00:11 UTC |
Cherecwich PeterEVP, Global Fund Services
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SaleCommon Stock | 10,211 | $81.12 | $828,316.32 |
DisclosureSEC source: 0000073124-16-000533 · wf-form4_148055106065011.xml · nonDerivative · entry 3 Cherecwich Peter · CIK 0001614598 · EVP, Global Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,538 F2 · price: Price reflects the weighted average sales price from $81.08 to $81.16. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 16,547 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 00:11 UTC |
Cherecwich PeterEVP, Global Fund Services
|
Exercise / conversionCommon Stock | 5,792 | $71.23 | $412,564.16 |
DisclosureSEC source: 0000073124-16-000533 · wf-form4_148055106065011.xml · nonDerivative · entry 2 Cherecwich Peter · CIK 0001614598 · EVP, Global Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,547 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 00:11 UTC |
Cherecwich PeterEVP, Global Fund Services
|
Exercise / conversionCommon Stock | 4,419 | $67.89 | $300,005.91 |
DisclosureSEC source: 0000073124-16-000533 · wf-form4_148055106065011.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · EVP, Global Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,547 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 28, 2016 Filed Nov 28, 2016 23:10 UTC |
Leech WilsonExecutive Vice President
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,399 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-16-000529 · wf-form4_148037462054288.xml · derivative · entry 7 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,399 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| November 28, 2016 Filed Nov 28, 2016 23:10 UTC |
Leech WilsonExecutive Vice President
|
SaleCommon Stock | 11,399 | $81.01 | $923,432.99 |
DisclosureSEC source: 0000073124-16-000529 · wf-form4_148037462054288.xml · nonDerivative · entry 4 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,203.63 F2 · price: Price reflects the weighted average sales price from $80.84 to $81.12. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 11,077 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.