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FiscalNote Holdings, Inc.

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8522
SEC CIK
0001823466
Parsed reports
443

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202602
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 3, 2024 21:45 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 3,680 $1.44 $5,292.58
Disclosure

SEC source: 0000950170-24-081654 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 446,255

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:49 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 29,329 $1.44 $42,180.97
Disclosure

SEC source: 0000950170-24-081660 · ownership.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,662,043

F3 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:49 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 25,000 $1.40 $34,900.00
Disclosure

SEC source: 0000950170-24-081660 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,691,372

F1 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions, pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2024, at prices ranging from $1.365 to $1.43. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 21:01 UTC
Yao GeraldDirector · CSO and Director
SaleClass A Common Stock 2,750 $1.50 $4,125.00
Disclosure

SEC source: 0000950170-24-077938 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: Plan reported

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 75,873

F1 · shares: The sale reported on this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2024.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:09 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 939 $1.13 $1,061.07
Disclosure

SEC source: 0000950170-24-072039 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 449,935

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:09 UTC
Slabaugh JonCFO and SVP, Corp. Dev.
SaleClass A Common Stock 928 $1.13 $1,048.64
Disclosure

SEC source: 0000950170-24-072036 · ownership.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · CFO and SVP, Corp. Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,462

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,713 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2023.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:09 UTC
Yao GeraldDirector · CSO and Director
Tax withholdingClass A Common Stock 1,059 $1.14 $1,207.26
Disclosure

SEC source: 0000950170-24-072035 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 78,623

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:52 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 31,028 $1.19 $36,796.11
Disclosure

SEC source: 0000950170-24-069400 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,716,372

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 23:54 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 3,818 $1.26 $4,804.95
Disclosure

SEC source: 0000950170-24-069003 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 450,874

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:59 UTC
Jain ManojDirector · 10% owner
GrantClass A Common Stock 134,615 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067621 · ownership.xml · nonDerivative · entry 1

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,640

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:23 UTC
Yiu ConradDirector
GrantClass A Common Stock 134,615 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067609 · ownership.xml · nonDerivative · entry 1

Yiu Conrad · CIK 0001937691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,315

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed Jun 1, 2024 01:23 UTC
Compton KeyDirector
GrantClass A Common Stock 134,615 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067611 · ownership.xml · nonDerivative · entry 1

Compton Key · CIK 0001937699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,315

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:23 UTC GrantClass A Common Stock 134,615 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067610 · ownership.xml · nonDerivative · entry 1

Sweeney Brandon · CIK 0001894766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,315

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed Jun 1, 2024 01:24 UTC GrantClass A Common Stock 134,615 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067612 · ownership.xml · nonDerivative · entry 1

CALLAHAN MICHAEL JOHN · CIK 0001262742 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,315

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:22 UTC GrantClass A Common Stock 134,615 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067607 · ownership.xml · nonDerivative · entry 1

McChrystal Stanley A · CIK 0001505957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,210

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed Jun 1, 2024 01:22 UTC
Sedgley AnnaDirector
GrantClass A Common Stock 134,615 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067606 · ownership.xml · nonDerivative · entry 1

Sedgley Anna · CIK 0001937693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,315

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed Jun 1, 2024 01:21 UTC GrantClass A Common Stock 134,615 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067605 · ownership.xml · nonDerivative · entry 1

Nilsson Keith · CIK 0001937698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707,475

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:21 UTC
Aman ToddSVP, General Counsel & Sec.
SaleClass A Common Stock 532 $1.48 $788.69
Disclosure

SEC source: 0000950170-24-061669 · ownership.xml · nonDerivative · entry 1

Aman Todd · CIK 0001939429 · SVP, General Counsel & Sec.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,286

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 1,501 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
May 07, 2024 Filed May 9, 2024 16:32 UTC
Donnell PaulChief Accounting Officer
SaleClass A Common Stock 560 $1.21 $677.66
Disclosure

SEC source: 0000950170-24-057119 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,806

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,288 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
May 07, 2024 Filed May 9, 2024 20:31 UTC
Aman ToddSVP, General Counsel & Sec.
SaleClass A Common Stock 858 $1.21 $1,038.27
Disclosure

SEC source: 0000950170-24-057110 · ownership.xml · nonDerivative · entry 1

Aman Todd · CIK 0001939429 · SVP, General Counsel & Sec.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,818

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 2,251 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
May 07, 2024 Filed May 9, 2024 16:34 UTC
Eidelman VladChief Technology Officer
Tax withholdingClass A Common Stock 933 $1.30 $1,212.90
Disclosure

SEC source: 0000950170-24-057133 · ownership.xml · nonDerivative · entry 2

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,735

F2 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,416 restricted stock units.

Read SEC document
May 07, 2024 Filed May 9, 2024 16:34 UTC
Eidelman VladChief Technology Officer
Tax withholdingClass A Common Stock 1,159 $1.30 $1,506.70
Disclosure

SEC source: 0000950170-24-057133 · ownership.xml · nonDerivative · entry 1

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,668

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 3,001 restricted stock units.

Read SEC document
May 07, 2024 Filed May 9, 2024 20:36 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 999 $1.21 $1,208.89
Disclosure

SEC source: 0000950170-24-057143 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 454,692

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
May 07, 2024 Filed May 9, 2024 20:44 UTC
Yao GeraldDirector · CSO and Director
Tax withholdingClass A Common Stock 1,059 $1.30 $1,376.70
Disclosure

SEC source: 0000950170-24-057173 · ownership.xml · nonDerivative · entry 2

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 79,682

F3 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
May 07, 2024 Filed May 9, 2024 20:44 UTC
Yao GeraldDirector · CSO and Director
Tax withholdingClass A Common Stock 483 $1.30 $627.90
Disclosure

SEC source: 0000950170-24-057173 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 80,741

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,250 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
May 07, 2024 Filed May 9, 2024 20:41 UTC
Slabaugh JonCFO and SVP, Corp. Dev.
SaleClass A Common Stock 987 $1.21 $1,194.37
Disclosure

SEC source: 0000950170-24-057165 · ownership.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · CFO and SVP, Corp. Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,390

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2023.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:22 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 30,168 $1.33 $40,087.24
Disclosure

SEC source: 0000950170-24-052945 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,747,400

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
April 30, 2024 Filed May 2, 2024 20:14 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 3,751 $1.36 $5,104.74
Disclosure

SEC source: 0000950170-24-052130 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 455,691

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 16:21 UTC
Eidelman VladChief Technology Officer
Tax withholdingClass A Common Stock 933 $1.40 $1,306.20
Disclosure

SEC source: 0000950170-24-043373 · ownership.xml · nonDerivative · entry 1

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,827

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,416 restricted stock units.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 20:23 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 938 $1.39 $1,302.04
Disclosure

SEC source: 0000950170-24-043375 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 459,442

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 20:23 UTC
Slabaugh JonCFO and SVP, Corp. Dev.
SaleClass A Common Stock 928 $1.39 $1,288.16
Disclosure

SEC source: 0000950170-24-043376 · ownership.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · CFO and SVP, Corp. Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,377

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2023.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 20:22 UTC
Yao GeraldDirector · CSO and Director
Tax withholdingClass A Common Stock 1,059 $1.40 $1,482.60
Disclosure

SEC source: 0000950170-24-043374 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 81,224

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 16:11 UTC
Donnell PaulChief Accounting Officer
SaleClass A Common Stock 500 $1.33 $667.45
Disclosure

SEC source: 0000950170-24-042976 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,366

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,251 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 20:46 UTC
Henderson RichardChief Revenue Officer
SaleClass A Common Stock 3,349 $1.22 $4,083.10
Disclosure

SEC source: 0000950170-24-042325 · ownership.xml · nonDerivative · entry 1

Henderson Richard · CIK 0001960880 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,819

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 8,962 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on September 20, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:22 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 3,943 $1.19 $4,690.99
Disclosure

SEC source: 0000950170-24-041297 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 460,380

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:21 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 31,431 $1.19 $37,393.46
Disclosure

SEC source: 0000950170-24-041296 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,777,568

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 20:28 UTC
Compton KeyDirector
SaleClass A Common Stock 29,399 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035385 · ownership.xml · nonDerivative · entry 1

Compton Key · CIK 0001937699 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,466

F1 · kind: These shares were distributed to certain members of Urgent Capital LLC ("Urgent Capital") upon such members redeeming their respective membership interests in Urgent Capital.

F2 · ownership.nature: The shares are beneficially owned by Urgent Capital. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 16:33 UTC
Eidelman VladChief Technology Officer
Tax withholdingClass A Common Stock 576 $1.75 $1,008.00
Disclosure

SEC source: 0000950170-24-033551 · ownership.xml · nonDerivative · entry 1

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,760

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,491 restricted stock units.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:28 UTC
Yao GeraldDirector · CSO and Director
SaleClass A Common Stock 4,000 $1.80 $7,200.00
Disclosure

SEC source: 0000950170-24-034201 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 82,283

F1 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
March 07, 2024 Filed Mar 12, 2024 07:57 UTC
Eidelman VladChief Technology Officer
Tax withholdingClass A Common Stock 933 $2.06 $1,921.98
Disclosure

SEC source: 0000950170-24-029663 · ownership.xml · nonDerivative · entry 1

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,336

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,416 restricted stock units.

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March 07, 2024 Filed Mar 12, 2024 11:56 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 875 $2.19 $1,916.43
Disclosure

SEC source: 0000950170-24-029661 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 464,323

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,408 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

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March 07, 2024 Filed Mar 12, 2024 11:56 UTC
Slabaugh JonCFO and SVP, Corp. Dev.
SaleClass A Common Stock 866 $2.19 $1,896.71
Disclosure

SEC source: 0000950170-24-029662 · ownership.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · CFO and SVP, Corp. Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,305

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2023.

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March 07, 2024 Filed Mar 12, 2024 11:55 UTC
Putman-Garcia KrystalCMO and GM, Advocacy
Tax withholdingClass A Common Stock 331 $2.06 $681.86
Disclosure

SEC source: 0000950170-24-029660 · ownership.xml · nonDerivative · entry 1

Putman-Garcia Krystal · CIK 0001937665 · CMO and GM, Advocacy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,725

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 857 restricted stock units.

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March 07, 2024 Filed Mar 12, 2024 11:55 UTC
Yao GeraldDirector · CSO and Director
Tax withholdingClass A Common Stock 1,059 $2.06 $2,181.54
Disclosure

SEC source: 0000950170-24-029659 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 86,283

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,743 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

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March 01, 2024 Filed Mar 5, 2024 23:52 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 29,284 $1.82 $53,250.03
Disclosure

SEC source: 0000950170-24-026518 · ownership.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,808,999

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

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February 29, 2024 Filed Mar 4, 2024 22:23 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 3,810 $1.63 $6,193.54
Disclosure

SEC source: 0000950170-24-024964 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 465,198

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

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February 15, 2024 Filed Feb 20, 2024 22:57 UTC
Aman ToddSVP, General Counsel & Sec.
SaleClass A Common Stock 517 $1.52 $783.26
Disclosure

SEC source: 0000950170-24-017316 · ownership.xml · nonDerivative · entry 1

Aman Todd · CIK 0001939429 · SVP, General Counsel & Sec.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,676

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 1,501 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

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February 07, 2024 Filed Feb 9, 2024 18:16 UTC
Donnell PaulChief Accounting Officer
SaleClass A Common Stock 1,994 $1.49 $2,974.65
Disclosure

SEC source: 0000950170-24-013431 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,866

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 5,144 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

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February 07, 2024 Filed Feb 9, 2024 23:16 UTC
Aman ToddSVP, General Counsel & Sec.
SaleClass A Common Stock 3,052 $1.49 $4,552.97
Disclosure

SEC source: 0000950170-24-013430 · ownership.xml · nonDerivative · entry 1

Aman Todd · CIK 0001939429 · SVP, General Counsel & Sec.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,193

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 8,991 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

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February 07, 2024 Filed Feb 9, 2024 18:17 UTC
Eidelman VladChief Technology Officer
Tax withholdingClass A Common Stock 933 $1.43 $1,334.19
Disclosure

SEC source: 0000950170-24-013435 · ownership.xml · nonDerivative · entry 2

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,269

F2 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,417 restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.