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Jain Manoj

Disclosed activity across 1 company

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72242
SEC CIK
0001829173

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FiscalNote Holdings, Inc.NOTE · Entity 8522Director · 10% ownerDecember 01, 2025December 04, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FiscalNote Holdings, Inc.

Report date December 01, 2025 · Filed December 04, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect51,281 Reported balance After 2025-12-01 transaction · row 1
1 source row

Row 1 · 2025-12-01 · Grant · Acquired 3,424 · Balance 51,281

F1: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Class A Common StockSEC Table I · non-derivativeIndirectBy Maso Capital Offshore Limited50,520 Reported balance Holding disclosure · report date 2025-12-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 50,520

F2: The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell and is the beneficial owner of the shares held of record by Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.

Class A Common StockSEC Table I · non-derivativeIndirectBy Maso Capital Partners Limited2,358,955 Reported balance Holding disclosure · report date 2025-12-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,358,955

F3: Of the 2,358,955 shares reported herein, 287,526 shares are held of record by Maso Capital Investments Limited ("MCIL"), 1,487,897 shares are held of record by Blackwell Partners LLC - Series A ("BPL") and 583,532 shares are held of record by Star V Partners LLC ("SVPL"). Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of each of MCIL, BPL and SVPL and has sole voting and investment power with respect to the shares held of record by MCIL, BPL and SVPL. MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

F2: The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell and is the beneficial owner of the shares held of record by Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.

F3: Of the 2,358,955 shares reported herein, 287,526 shares are held of record by Maso Capital Investments Limited ("MCIL"), 1,487,897 shares are held of record by Blackwell Partners LLC - Series A ("BPL") and 583,532 shares are held of record by Star V Partners LLC ("SVPL"). Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of each of MCIL, BPL and SVPL and has sole voting and investment power with respect to the shares held of record by MCIL, BPL and SVPL. MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2025 Filed Dec 4, 2025 02:52 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 GrantClass A Common Stock 3,424 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-307308 · ownership.xml · nonDerivative · entry 1

Jain Manoj · CIK 0001829173 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,281

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
September 03, 2025 Filed Dec 4, 2025 02:51 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 GrantClass A Common Stock 1,479 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-307307 · ownership.xml · nonDerivative · entry 1

Jain Manoj · CIK 0001829173 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,857

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
June 02, 2025 Filed Jun 5, 2025 01:17 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 GrantClass A Common Stock 11,273 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-081950 · ownership.xml · nonDerivative · entry 1

Jain Manoj · CIK 0001829173 · Director · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,546

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
May 28, 2025 Filed Jun 3, 2025 00:04 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 GrantClass A Common Stock 280,854 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080506 · ownership.xml · nonDerivative · entry 1

Jain Manoj · CIK 0001829173 · Director · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 545,273

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2026 annual meeting of stockholders.

Read SEC document
March 03, 2025 Filed Mar 18, 2025 17:05 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 GrantClass A Common Stock 6,637 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041387 · ownership.xml · nonDerivative · entry 1

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

MASO CAPITAL PARTNERS Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,419

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
December 02, 2024 Filed Dec 16, 2024 16:51 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 GrantClass A Common Stock 7,142 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-136717 · ownership.xml · nonDerivative · entry 1

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,782

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 18:26 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 GrantClass A Common Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104469 · ownership.xml · nonDerivative · entry 1

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,640

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:59 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 GrantClass A Common Stock 134,615 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-067621 · ownership.xml · nonDerivative · entry 1

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,640

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 21:30 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 GrantClass A Common Stock 82,159 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034101 · doc4.xml · nonDerivative · entry 1

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,025

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2024 annual meeting of stockholders.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 17:15 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 OtherWarrants (Right to Buy) · Derivative 1,593,900 $0.00 Strike: $7.32 $0.00
Disclosure

SEC source: 0001209191-23-004058 · doc4.xml · derivative · entry 7

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Star V Partners LLC

Disclosed balance after: 1,593,900

Underlying: Class A Common Stock · 1,593,900 shares

Expires not disclosed

F10 · price: These Warrants were transferred to SVPL by the previous holder of record, Duddell, without any consideration.

F6 · derivative.exercise_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F6 · derivative.expiration_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F3 · ownership.nature: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F5 · ownership.nature: These Warrants are held of record by Star V Partners LLC ("SVPL"), a Tennessee limited liability company. MCPL is the investment manager of SVPL and has sole voting and investment power with respect to the shares held by SVPL.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 17:15 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 OtherWarrants (Right to Buy) · Derivative 4,138,400 $0.00 Strike: $7.32 $0.00
Disclosure

SEC source: 0001209191-23-004058 · doc4.xml · derivative · entry 6

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blackwell Partners LLC - Series A

Disclosed balance after: 4,138,400

Underlying: Class A Common Stock · 4,138,400 shares

Expires not disclosed

F9 · price: These shares were transferred to BPL by the previous holder of record, Duddell, without any consideration.

F6 · derivative.exercise_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F6 · derivative.expiration_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F3 · ownership.nature: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F4 · ownership.nature: These Warrants are held of record by Blackwell Partners LLC - Series A ("BPL"), a Delaware limited liability company. MCPL is the investment manager of BPL and has sole voting and investment power with respect to the shares held by BPL.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 17:15 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 OtherWarrants (Right to Buy) · Derivative 1,267,700 $0.00 Strike: $7.32 $0.00
Disclosure

SEC source: 0001209191-23-004058 · doc4.xml · derivative · entry 5

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Maso Capital Investments Limited

Disclosed balance after: 1,267,700

Underlying: Class A Common Stock · 1,267,700 shares

Expires not disclosed

F8 · price: These Warrants were transferred to MCIL by the previous holder of record, Duddell, without any consideration.

F6 · derivative.exercise_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F6 · derivative.expiration_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F2 · ownership.nature: These Warrants are held of record by Maso Capital Investments Limited ("MCIL"), a Cayman Islands limited liability company. Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of MCIL and has sole voting and investment power with respect to the shares held by MCIL.

F3 · ownership.nature: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 17:15 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 OtherWarrants (Right to Buy) · Derivative 7,000,000 $0.00 Strike: $7.32 $0.00
Disclosure

SEC source: 0001209191-23-004058 · doc4.xml · derivative · entry 4

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Duddell Street Holdings Ltd

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,000,000 shares

Expires not disclosed

F6 · derivative.exercise_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F6 · derivative.expiration_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F7 · ownership.nature: These Warrants are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Alan Finnerty.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 20:52 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 OtherClass A Common Stock 846,759 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001509 · doc4.xml · nonDerivative · entry 5

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Star V Partners LLC

Disclosed balance after: 7,002,387

F7 · price: These shares were transferred to Star V Partners LLC ("SVPL"), a Tennessee limited liability company by the previous holder of record, Duddell, without any consideration.

F4 · ownership.nature: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F8 · ownership.nature: These shares are held of record by SVPL. MCPL is the investment manager of SVPL and has sole voting and investment power with respect to the shares held by SVPL.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 20:52 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 OtherClass A Common Stock 2,198,525 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001509 · doc4.xml · nonDerivative · entry 4

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blackwell Partners LLC - Series A

Disclosed balance after: 17,854,774

F5 · price: These shares were transferred to Blackwell Partners LLC - Series A ("BPL"), a Delaware limited liability company, by the previous holder of record, Duddell, without any consideration.

F4 · ownership.nature: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F6 · ownership.nature: These shares are held of record by BPL. MCPL is the investment manager of BPL and has sole voting and investment power with respect to the shares held by BPL.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 20:52 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 OtherClass A Common Stock 673,466 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001509 · doc4.xml · nonDerivative · entry 3

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Maso Capital Investments Limited

Disclosed balance after: 3,450,320

F2 · price: These shares were transferred to Maso Capital Investments ("MCIL"), a Cayman Islands limited liability company, by the previous holder of record, Duddell, without any consideration.

F3 · ownership.nature: These shares are held of record by MCIL. Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of MCIL and has sole voting and investment power with respect to the shares held by MCIL.

F4 · ownership.nature: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 20:52 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 OtherClass A Common Stock 3,718,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001509 · doc4.xml · nonDerivative · entry 2

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Duddell Street Holdings Ltd

Disclosed balance after: 606,250

F1 · ownership.nature: The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 22:28 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 GrantClass A Common Stock 27,866 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053182 · doc4.xml · nonDerivative · entry 2

Jain Manoj · CIK 0001829173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,866

F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2023 annual meeting of stockholders.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 17:32 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 ConversionClass B Ordinary Shares · Derivative 4,325,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000950103-22-013518 · dp178253_4-jainl.xml · derivative · entry 2

Jain Manoj · CIK 0001829173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Duddell Street Holdings Limited

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,325,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: These Class B ordinary shares automatically converted into Class A Common Stock on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Business Combination Agreement. The Class B ordinary shares had no expiration date.

F3 · price: These Class B ordinary shares automatically converted into Class A Common Stock on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Business Combination Agreement. The Class B ordinary shares had no expiration date.

F3 · derivative.exercise_date: These Class B ordinary shares automatically converted into Class A Common Stock on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Business Combination Agreement. The Class B ordinary shares had no expiration date.

F3 · derivative.expiration_date: These Class B ordinary shares automatically converted into Class A Common Stock on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Business Combination Agreement. The Class B ordinary shares had no expiration date.

F2 · ownership.nature: The shares of Class A Common Stock and the converted Class B Ordinary Shares are (or were) held of record by Duddell Street Holdings Limited, a Cayman Islands limited liability company ("Holdings"). Maso Capital Offshore Limited, a Cayman Islands limited liability company ("Maso") is the sole member and manager of Holdings. Maso is beneficially owned and controlled by the Reporting Person, Sohit Khurana and Allan Finnerty, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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July 29, 2022 Filed Aug 2, 2022 17:32 UTC FiscalNote Holdings, Inc. NOTE · Entity 8522 Exercise / conversionClass A Common Stock 4,325,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-22-013518 · dp178253_4-jainl.xml · nonDerivative · entry 1

Jain Manoj · CIK 0001829173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Duddell Street Holdings Limited

Disclosed balance after: 4,325,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares of Class A Common Stock were acquired upon the automatic conversion of the Class B ordinary shares on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated November 7, 2021, by and among Duddell Street Acquisition Corp. (now known as FiscalNote Holdings Inc., the "Issuer"), Grassroots Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and FiscalNote Holdings, Inc. (as it may be amended and/or restated from time to time (the "Business Combination Agreement")).

F1 · price: These shares of Class A Common Stock were acquired upon the automatic conversion of the Class B ordinary shares on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated November 7, 2021, by and among Duddell Street Acquisition Corp. (now known as FiscalNote Holdings Inc., the "Issuer"), Grassroots Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and FiscalNote Holdings, Inc. (as it may be amended and/or restated from time to time (the "Business Combination Agreement")).

F2 · ownership.nature: The shares of Class A Common Stock and the converted Class B Ordinary Shares are (or were) held of record by Duddell Street Holdings Limited, a Cayman Islands limited liability company ("Holdings"). Maso Capital Offshore Limited, a Cayman Islands limited liability company ("Maso") is the sole member and manager of Holdings. Maso is beneficially owned and controlled by the Reporting Person, Sohit Khurana and Allan Finnerty, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.