Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FiscalNote Holdings, Inc.NOTE · Entity 8522 | Chief Revenue Officer | April 03, 2024 | April 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FiscalNote Holdings, Inc.
Report date April 03, 2024 · Filed April 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 90,819 |
Reported balance
After 2024-04-03 transaction · row 1
1 source rowRow 1 · 2024-04-03 · Sale · Disposed 3,349 · Balance 90,819 F1: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 8,962 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on September 20, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 8,962 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on September 20, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2024 Filed Apr 5, 2024 20:46 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 3,349 | $1.22 | $4,083.10 |
DisclosureSEC source: 0000950170-24-042325 · ownership.xml · nonDerivative · entry 1 Henderson Richard · CIK 0001960880 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 90,819 F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 8,962 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on September 20, 2023. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 23:42 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantStock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.46 | $0.00 |
DisclosureSEC source: 0000950170-24-012382 · ownership.xml · derivative · entry 1 Henderson Richard · CIK 0001960880 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Class A Common Stock · 150,000 shares Expires 2034-02-04 F1 · derivative.exercise_date: Fifty percent (50%) of the options will vest on February 5, 2025. An additional 12.5% of the options will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month). Read SEC document |
| January 05, 2024 Filed Jan 10, 2024 00:25 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 13,332 | $1.08 | $14,371.90 |
DisclosureSEC source: 0000950170-24-003478 · ownership.xml · nonDerivative · entry 1 Henderson Richard · CIK 0001960880 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 94,168 F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 35,797 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on September 20, 2023. Read SEC document |
| January 19, 2023 Filed Feb 10, 2023 00:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantPerformance-Based Restricted Stock Units · Derivative | 75,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008170 · doc4.xml · derivative · entry 4 Henderson Richard · CIK 0001960880 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires 2028-12-31 F4 · derivative.exercise_date: Each performance based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A Common Stock. One third of the PSUs will become vesting-eligible on January 3, 2024, with the remaining PSUs becoming vesting-eligible in equal quarterly increments over the two years following January 19, 2024. PSUs that are vesting-eligible vest upon the Class A common stock achieving specified prices per share. Read SEC document |
| January 19, 2023 Filed Feb 10, 2023 00:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantPerformance Stock Options (right to buy) · Derivative | 25,000 | $0.00 Strike: $5.21 | $0.00 |
DisclosureSEC source: 0001209191-23-008170 · doc4.xml · derivative · entry 3 Henderson Richard · CIK 0001960880 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2033-01-18 F3 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option will become vesting-eligible on January 3, 2024, with the remaining shares becoming vesting-eligible in equal quarterly increments over the three years following January 3, 2024. Shares subject to the option that are vesting-eligible vest upon the Class A common stock achieving specified prices per share. Read SEC document |
| January 19, 2023 Filed Feb 10, 2023 00:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantStock Options (Right to Buy) · Derivative | 37,500 | $0.00 Strike: $5.21 | $0.00 |
DisclosureSEC source: 0001209191-23-008170 · doc4.xml · derivative · entry 2 Henderson Richard · CIK 0001960880 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Class A Common Stock · 37,500 shares Expires 2033-01-18 F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option will vest on January 3, 2024. An additional 6.25% of the aggregate number of shares subject to the option will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month). Read SEC document |
| January 19, 2023 Filed Feb 10, 2023 00:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 107,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008170 · doc4.xml · nonDerivative · entry 1 Henderson Richard · CIK 0001960880 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,500 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Pursuant to the terms of Mr. Henderson's offer letter, one-third (1/3rd) of the RSUs will vest on January 3, 2024. An additional one-twelfth (1/12th) of the aggregate number of RSUs will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.