Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FiscalNote Holdings, Inc.NOTE · Entity 8522 | Chief Technology Officer | May 07, 2024 | May 09, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FiscalNote Holdings, Inc.
Report date May 07, 2024 · Filed May 09, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 308,735 |
Ending reported balance
After 2024-05-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-05-07 · Tax withholding · Disposed 1,159 · Balance 309,668 F1: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 3,001 restricted stock units. Row 2 · 2024-05-07 · Tax withholding · Disposed 933 · Balance 308,735 F2: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,416 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 3,001 restricted stock units.
F2: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,416 restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2024 Filed May 9, 2024 16:34 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 933 | $1.30 | $1,212.90 |
DisclosureSEC source: 0000950170-24-057133 · ownership.xml · nonDerivative · entry 2 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 308,735 F2 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,416 restricted stock units. Read SEC document |
| May 07, 2024 Filed May 9, 2024 16:34 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 1,159 | $1.30 | $1,506.70 |
DisclosureSEC source: 0000950170-24-057133 · ownership.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 309,668 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 3,001 restricted stock units. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:21 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 933 | $1.40 | $1,306.20 |
DisclosureSEC source: 0000950170-24-043373 · ownership.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,827 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,416 restricted stock units. Read SEC document |
| March 18, 2024 Filed Mar 19, 2024 16:33 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 576 | $1.75 | $1,008.00 |
DisclosureSEC source: 0000950170-24-033551 · ownership.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 311,760 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,491 restricted stock units. Read SEC document |
| March 07, 2024 Filed Mar 12, 2024 07:57 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 933 | $2.06 | $1,921.98 |
DisclosureSEC source: 0000950170-24-029663 · ownership.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,336 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,416 restricted stock units. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 18:17 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 933 | $1.43 | $1,334.19 |
DisclosureSEC source: 0000950170-24-013435 · ownership.xml · nonDerivative · entry 2 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,269 F2 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,417 restricted stock units. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 18:17 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 4,628 | $1.43 | $6,618.04 |
DisclosureSEC source: 0000950170-24-013435 · ownership.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,202 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 11,988 restricted stock units. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 17:47 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 933 | $1.06 | $988.98 |
DisclosureSEC source: 0000950170-24-003695 · ownership.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,531 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,416 restricted stock units. Read SEC document |
| December 29, 2023 Filed Jan 23, 2024 19:06 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 2,299 | $0.97 | $2,227.73 |
DisclosureSEC source: 0000950170-24-006747 · ownership.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,830 F1 · shares: These shares were acquired under the FiscalNote Holdings, Inc. 2022 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 16:03 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 497 | $1.02 | $506.94 |
DisclosureSEC source: 0001209191-23-059109 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,464 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,491 restricted stock units. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 17:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 805 | $1.20 | $966.00 |
DisclosureSEC source: 0001209191-23-058096 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,961 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,416 restricted stock units. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 16:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 805 | $1.41 | $1,135.05 |
DisclosureSEC source: 0001209191-23-054817 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,766 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,416 restricted stock units. Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 20:40 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 784 | $2.12 | $1,662.08 |
DisclosureSEC source: 0001209191-23-052738 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,571 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,416 restricted stock units. Read SEC document |
| September 18, 2023 Filed Sep 19, 2023 16:05 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 484 | $2.19 | $1,059.96 |
DisclosureSEC source: 0001209191-23-049906 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,355 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,491 restricted stock units. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 19:49 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 783 | $1.96 | $1,534.68 |
DisclosureSEC source: 0001209191-23-049034 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,839 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units. Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 16:10 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 783 | $3.20 | $2,505.60 |
DisclosureSEC source: 0001209191-23-044964 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,622 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 16:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 783 | $3.77 | $2,951.91 |
DisclosureSEC source: 0001209191-23-042011 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,405 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 17:46 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 2,668 | $3.09 | $8,254.79 |
DisclosureSEC source: 0001209191-23-041230 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,188 F1 · kind: These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 16:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 2,061 | $3.00 | $6,183.00 |
DisclosureSEC source: 0001209191-23-038776 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,520 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 5,876 restricted stock units. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 17:08 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 805 | $2.41 | $1,940.05 |
DisclosureSEC source: 0001209191-23-035510 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,581 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units. Read SEC document |
| May 18, 2023 Filed May 19, 2023 16:05 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Exercise / conversionIncentive Stock Options · Derivative | 3,333 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001209191-23-030952 · doc4.xml · derivative · entry 2 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,579 Underlying: Class A Common Stock · 3,333 shares Expires 2028-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These Incentive Stock Options are fully vested and are currently exercisable at any time. Read SEC document |
| May 18, 2023 Filed May 19, 2023 16:05 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Exercise / conversionClass A Common Stock | 3,333 | $1.50 | $4,999.50 |
DisclosureSEC source: 0001209191-23-030952 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2023 Filed May 10, 2023 16:27 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 933 | $1.66 | $1,548.78 |
DisclosureSEC source: 0001209191-23-028489 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,053 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units. Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 16:33 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 933 | $2.24 | $2,089.92 |
DisclosureSEC source: 0001209191-23-024008 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,986 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,416 restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 17:17 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 7,720 | $5.21 | $40,221.20 |
DisclosureSEC source: 0001209191-23-022289 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,919 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 20,000 restricted stock units. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 17:23 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 933 | $2.00 | $1,866.00 |
DisclosureSEC source: 0001209191-23-017610 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,639 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 18:47 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantEmployee Stock Options (Right to Buy) · Derivative | 36,000 | $0.00 Strike: $3.60 | $0.00 |
DisclosureSEC source: 0001209191-23-008151 · doc4.xml · derivative · entry 4 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Class A Common Stock · 36,000 shares Expires 2033-02-06 F4 · derivative.exercise_date: These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 18:47 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 1,367 | $3.60 | $4,921.20 |
DisclosureSEC source: 0001209191-23-008151 · doc4.xml · nonDerivative · entry 3 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,572 F3 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 18:47 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 36,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008151 · doc4.xml · nonDerivative · entry 2 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,939 F2 · shares: Each RSU represents a contingent right to receive one share of Class A Common Stock. These RSUs will vest over a period of three years. One-third (1/3rd) of the RSUs will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter. Read SEC document |
| January 19, 2023 Filed Feb 9, 2023 18:47 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008151 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,939 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. These shares were granted pursuant to the terms of Mr. Eidelman's employment agreement and are vested effective immediately. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 17:17 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 933 | $6.14 | $5,728.62 |
DisclosureSEC source: 0001209191-23-003027 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,939 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 17:07 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Exercise / conversionIncentive Stock Options · Derivative | 666 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001209191-22-062350 · doc4.xml · derivative · entry 2 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,912 Underlying: Class A Common Stock · 67,912 shares Expires 2028-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Form 4 Filed on August 2, 2022 incorrectly disclosed that the exercise price was $1.49. The correct exercise price for these securities is $1.50, as shown in this current filing. F2 · derivative.exercise_date: These ISOs are fully vested and are currently exercisable at any time. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 17:07 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Exercise / conversionClass A Common Stock | 666 | $1.50 | $999.00 |
DisclosureSEC source: 0001209191-22-062350 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 16:39 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 805 | $6.27 | $5,047.35 |
DisclosureSEC source: 0001209191-22-060505 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,206 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 16:54 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 9,632 | $5.57 | $53,650.24 |
DisclosureSEC source: 0001209191-22-056236 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,011 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 28,982 restricted stock units. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:18 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantIncentive Stock Options · Derivative | 28,986 | Not disclosed Strike: $8.55 | Not disclosed |
DisclosureSEC source: 0000899243-22-027485 · doc4.xml · derivative · entry 7 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,986 Underlying: Class A Common Stock · 28,986 shares Expires 2032-04-13 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F15 · price: Received in the Business Combination in exchange for 24,420 ISOs of Legacy FiscalNote. F14 · derivative.exercise_date: The ISOs were granted with both (a) an event-based vesting condition and (b) a service-based vesting condition, both of which must be satisfied in order for the ISOs to vest and become exercisable prior to the expiration date. The event-based vesting condition was satisfied on August 1, 2022, the first trading date of the Issuer's securities on the New York Stock Exchange. The service-based condition will be satisfied as to 25% of the total number of ISOs on the first anniversary of the vesting commencement date, and as to an additional 6.25% of the total number of shares subject to the ISOs on the corresponding day of each quarter thereafter following the first anniversary of the vesting commencement date (and, if there is no corresponding day, the last day of such month). The vesting commencement date is November 7, 2021. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:18 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantIncentive Stock Options · Derivative | 5,935 | Not disclosed Strike: $8.93 | Not disclosed |
DisclosureSEC source: 0000899243-22-027485 · doc4.xml · derivative · entry 6 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,935 Underlying: Class A Common Stock · 5,935 shares Expires 2032-07-11 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F13 · price: Received in the Business Combination in exchange for 5,000 ISOs of Legacy FiscalNote. F12 · derivative.exercise_date: The ISOs vest over a four-year period as follows: (i) 25% of the shares subject to the ISOs vest on the first anniversary of the vesting commencement date, and (ii) 6.25% of the shares subject to the ISOs vest on the corresponding day of each quarter during the second, third and fourth years (and if there is no corresponding day, on the last day of such month), subject to the Reporting Person's continuous employment through each such date. The vesting commencement date is June 16, 2022. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:18 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantIncentive Stock Options · Derivative | 68,578 | Not disclosed Strike: $1.49 | Not disclosed |
DisclosureSEC source: 0000899243-22-027485 · doc4.xml · derivative · entry 5 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,578 Underlying: Class A Common Stock · 68,578 shares Expires 2028-06-17 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F11 · price: Received in the Business Combination in exchange for 57,775 ISOs of Legacy FiscalNote. F10 · derivative.exercise_date: These ISOs are fully vested and are currently exercisable at any time. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:18 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantIncentive Stock Options · Derivative | 53,415 | Not disclosed Strike: $2.43 | Not disclosed |
DisclosureSEC source: 0000899243-22-027485 · doc4.xml · derivative · entry 4 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,415 Underlying: Class A Common Stock · 53,415 shares Expires 2030-07-28 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F9 · price: Received in the Business Combination in exchange for 45,000 ISOs of Legacy FiscalNote. F8 · derivative.exercise_date: The ISOs vest over a four-year period as follows: (i) 10% of the underlying shares vest on the first anniversary of the vesting commencement date, (ii) 5% of the underlying shares vest on the corresponding day of each quarter during the second year and (iii) 8.75% of the underlying shares vest on the corresponding day of each quarter during the third and fourth years, subject to the Reporting Person's continuous employment through such date. If there is no corresponding day, the vesting will occur on the last day of such month. The vesting commencement date is April 23, 2020. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:18 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantIncentive Stock Options · Derivative | 11,870 | Not disclosed Strike: $2.71 | Not disclosed |
DisclosureSEC source: 0000899243-22-027485 · doc4.xml · derivative · entry 3 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,870 Underlying: Class A Common Stock · 11,870 shares Expires 2031-02-10 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F7 · price: Received in the Business Combination in exchange for 10,000 ISOs of Legacy FiscalNote. F6 · derivative.exercise_date: 25% of these incentive stock options ("ISOs") vested on August 1, 2021, the six month anniversary of the vesting commencement date. The remaining 75% vest in equal monthly installments thereafter beginning on the corresponding day of the first month following the six-month anniversary of the vesting commencement date, such that the ISOs shall be fully vested on the three year anniversary of the vesting commencement date, subject to the Reporting Person's continuous employment through each such date. If there is no corresponding day, the vesting will occur on the last day of the month. The vesting commencement date is February 1, 2021. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:18 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 17,805 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027485 · doc4.xml · nonDerivative · entry 2 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,805 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs vest over a three-year period, with one-third of the total number of RSUs vesting on the first anniversary of the vesting commencement date and one-twelfth of the total number of RSUs vesting on the corresponding day of each quarter thereafter following the first anniversary of the vesting commencement date (and, if there is no corresponding day, the last day of such month), subject to the Reporting Person's continuous employment through each such date. The vesting commencement date is June 16, 2022. F5 · price: Received in the Business Combination in exchange for 15,000 RSUs of Legacy FiscalNote. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:18 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 86,959 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027485 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,959 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs were granted with both (a) an event-based vesting condition and (b) a service-based vesting condition, both of which must be satisfied in order for the RSUs to vest and become exercisable prior to the expiration date. The event-based vesting condition was satisfied on August 1, 2022, the first trading date of the Issuer's securities on the New York Stock Exchange. The service-based condition will be satisfied as to one-third of the total number of RSUs on the first anniversary of the vesting commencement date, and as to an additional one-thirty-sixth (1/36) of the total number of RSUs on the corresponding day of each month thereafter following the first anniversary of the vesting commencement date (and, if there is no corresponding day, the last day of such month). The vesting commencement date is November 7, 2021. F3 · price: Received in the Business Combination in exchange for 73,260 RSUs of Legacy FiscalNote. Read SEC document |
| July 29, 2022 Filed Aug 10, 2022 19:57 UTC Amendment | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 181,879 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-028297 · doc4a.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,643 F1 · shares: On August 2, 2022, the Reporting Person filed a Form 4 reporting the acquisition of securities received in connection with the Business Combination (as defined below) (the "Original Form 4"). This amendment is being filed to report shares of Class A Common Stock received in connection with the Business Combination that were inadvertently omitted from the Original Form 4 and to correct the number of securities beneficially owned following the transactions as reported in Column 5 of Table I of the Original Form 4. F2 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F3 · price: Received in the Business Combination in exchange for 153,225 shares of Class A common stock of Legacy FiscalNote. F1 · balance_after: On August 2, 2022, the Reporting Person filed a Form 4 reporting the acquisition of securities received in connection with the Business Combination (as defined below) (the "Original Form 4"). This amendment is being filed to report shares of Class A Common Stock received in connection with the Business Combination that were inadvertently omitted from the Original Form 4 and to correct the number of securities beneficially owned following the transactions as reported in Column 5 of Table I of the Original Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.