Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FiscalNote Holdings, Inc.NOTE · Entity 8522 | Director | December 01, 2025 | December 09, 2025 |
| HashiCorp, Inc.HCP · Entity 82557 | Chief Revenue Officer | September 20, 2023 | September 22, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FiscalNote Holdings, Inc.
Report date December 01, 2025 · Filed December 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 57,499 |
Reported balance
After 2025-12-01 transaction · row 1
1 source rowRow 1 · 2025-12-01 · Grant · Acquired 5,136 · Balance 57,499 F1: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sweeney Trust dated March 27, 2003 | 6,724 |
Reported balance
Holding disclosure · report date 2025-12-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,724 F2: The reporting person is Trustee of this Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.
F2: The reporting person is Trustee of this Trust.
HashiCorp, Inc.
Report date September 20, 2023 · Filed September 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 178,204 |
Ending reported balance
After 2023-09-21 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-09-20 · Exercise / conversion · Acquired 11,198 · Balance 157,533 F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Row 2 · 2023-09-21 · Conversion · Acquired 54,325 · Balance 211,858 F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Row 3 · 2023-09-21 · Sale · Disposed 33,654 · Balance 178,204 F3: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.895 to $23.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 33,603 |
Reported balance
After 2023-09-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-09-20 · Exercise / conversion · Disposed 3,360 · Balance 33,603 F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F5: The remaining RSUs vest in ten equal quarterly installments beginning on December 20, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 109,729 |
Reported balance
After 2023-09-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-09-20 · Exercise / conversion · Disposed 7,838 · Balance 109,729 F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F6: The remaining RSUs vest in fourteen equal quarterly installments beginning on December 20, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,625 |
Reported balance
After 2023-09-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-09-20 · Exercise / conversion · Disposed 4,325 · Balance 21,625 F7: Each RSU represents a contingent right to receive one share of Class B Common Stock. F8: The remaining RSUs vest in five equal quarterly installments beginning on December 20, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 50,000 |
Reported balance
After 2023-09-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-09-20 · Exercise / conversion · Disposed 50,000 · Balance 50,000 F7: Each RSU represents a contingent right to receive one share of Class B Common Stock. F9: The remaining RSUs vest on December 20, 2023. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 296,225 |
Reported balance
After 2023-09-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-09-20 · Exercise / conversion · Acquired 54,325 · Balance 296,225 F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 241,900 |
Reported balance
After 2023-09-21 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-09-21 · Conversion · Disposed 54,325 · Balance 241,900 F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.895 to $23.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F5: The remaining RSUs vest in ten equal quarterly installments beginning on December 20, 2023.
F6: The remaining RSUs vest in fourteen equal quarterly installments beginning on December 20, 2023.
F7: Each RSU represents a contingent right to receive one share of Class B Common Stock.
F8: The remaining RSUs vest in five equal quarterly installments beginning on December 20, 2023.
F9: The remaining RSUs vest on December 20, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2025 Filed Dec 9, 2025 18:11 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 5,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-313062 · ownership.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,499 F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. Read SEC document |
| September 03, 2025 Filed Sep 5, 2025 18:30 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 2,218 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-113297 · ownership.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,363 F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. Read SEC document |
| June 02, 2025 Filed Jun 3, 2025 20:52 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 16,909 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-081306 · ownership.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 601,747 F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. Read SEC document |
| May 28, 2025 Filed May 29, 2025 18:58 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 280,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-079227 · ownership.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 584,838 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2026 annual meeting of stockholders. Read SEC document |
| March 03, 2025 Filed Mar 12, 2025 17:16 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 9,955 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-038089 · ownership.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,984 F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. Read SEC document |
| December 02, 2024 Filed Dec 16, 2024 16:49 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 10,714 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-136713 · ownership.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,029 F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 18:23 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-104463 · ownership.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,315 F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. Read SEC document |
| May 29, 2024 Filed May 31, 2024 21:23 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 134,615 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-067610 · ownership.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,315 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2025 annual meeting of stockholders. Read SEC document |
| September 21, 2023 Filed Sep 22, 2023 17:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 54,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019441 · doc4.xml · derivative · entry 9 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,900 Underlying: Class A Common Stock · 54,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 21, 2023 Filed Sep 22, 2023 17:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 33,654 | $23.07 | $776,539.13 |
DisclosureSEC source: 0000899243-23-019441 · doc4.xml · nonDerivative · entry 3 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,204 F3 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.895 to $23.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 21, 2023 Filed Sep 22, 2023 17:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 54,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-019441 · doc4.xml · nonDerivative · entry 2 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 17:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 54,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019441 · doc4.xml · derivative · entry 8 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,225 Underlying: Class A Common Stock · 54,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 17:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019441 · doc4.xml · derivative · entry 7 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Class B Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F9 · derivative.exercise_date: The remaining RSUs vest on December 20, 2023. F9 · derivative.expiration_date: The remaining RSUs vest on December 20, 2023. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 17:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 4,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019441 · doc4.xml · derivative · entry 6 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,625 Underlying: Class B Common Stock · 4,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F8 · derivative.exercise_date: The remaining RSUs vest in five equal quarterly installments beginning on December 20, 2023. F8 · derivative.expiration_date: The remaining RSUs vest in five equal quarterly installments beginning on December 20, 2023. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 17:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 7,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019441 · doc4.xml · derivative · entry 5 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,729 Underlying: Class A Common Stock · 7,838 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: The remaining RSUs vest in fourteen equal quarterly installments beginning on December 20, 2023. F6 · derivative.expiration_date: The remaining RSUs vest in fourteen equal quarterly installments beginning on December 20, 2023. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 17:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 3,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019441 · doc4.xml · derivative · entry 4 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,603 Underlying: Class A Common Stock · 3,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: The remaining RSUs vest in ten equal quarterly installments beginning on December 20, 2023. F5 · derivative.expiration_date: The remaining RSUs vest in ten equal quarterly installments beginning on December 20, 2023. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 17:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 11,198 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-019441 · doc4.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 18:02 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 10,000 | $25.98 | $259,774.00 |
DisclosureSEC source: 0001209191-23-049339 · doc4.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 146,335 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.69 to $26.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 30, 2023 Filed Nov 28, 2023 17:10 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | OtherClass A Common Stock | 80,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056823 · doc4.xml · nonDerivative · entry 2 Sweeney Brandon · CIK 0001894766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Sweeney Trust dated March 27, 2003 Disclosed balance after: 80,697 F1 · kind: Pro rata distribution from XC FiscalNote-A, LLC, of which the reporting person is a non-managing member, for no consideration. F2 · ownership.nature: The Reporting Person is Trustee of this Trust. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 20:21 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 54,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016302 · doc4.xml · derivative · entry 9 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,900 Underlying: Class A Common Stock · 54,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 20:21 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 33,887 | $26.49 | $897,714.07 |
DisclosureSEC source: 0000899243-23-016302 · doc4.xml · nonDerivative · entry 3 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,335 F4 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.24 to $26.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 20:21 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 54,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016302 · doc4.xml · nonDerivative · entry 2 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:21 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 54,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016302 · doc4.xml · derivative · entry 8 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,225 Underlying: Class A Common Stock · 54,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:21 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016302 · doc4.xml · derivative · entry 7 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Class B Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F10 · derivative.exercise_date: The remaining RSUs vest in two equal quarterly installments beginning on September 20, 2023. F10 · derivative.expiration_date: The remaining RSUs vest in two equal quarterly installments beginning on September 20, 2023. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:21 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 4,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016302 · doc4.xml · derivative · entry 6 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,950 Underlying: Class B Common Stock · 4,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F9 · derivative.exercise_date: The remaining RSUs vest in six equal quarterly installments beginning on September 20, 2023. F9 · derivative.expiration_date: The remaining RSUs vest in six equal quarterly installments beginning on September 20, 2023. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:21 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 7,837 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016302 · doc4.xml · derivative · entry 5 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,567 Underlying: Class A Common Stock · 7,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: The remaining RSUs vest in fifteen equal quarterly installments beginning on September 20, 2023. F7 · derivative.expiration_date: The remaining RSUs vest in fifteen equal quarterly installments beginning on September 20, 2023. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:21 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 3,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-016302 · doc4.xml · derivative · entry 4 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,963 Underlying: Class A Common Stock · 3,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: The remaining RSUs vest in eleven equal quarterly installments beginning on September 20, 2023. F6 · derivative.expiration_date: The remaining RSUs vest in eleven equal quarterly installments beginning on September 20, 2023. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:21 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 11,197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016302 · doc4.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F2 · balance_after: Includes 500 shares of Class A Common Stock acquired under the Issuer's Employee Stock Purchase Plan on June 15, 2023. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 19:00 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 82,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034023 · doc4.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,700 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2024 annual meeting of stockholders. Read SEC document |
| March 21, 2023 Filed Mar 22, 2023 19:13 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 23,113 | $29.87 | $690,450.03 |
DisclosureSEC source: 0000899243-23-009440 · doc4.xml · nonDerivative · entry 3 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,035 F3 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.48 to $30.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 21, 2023 Filed Mar 22, 2023 19:13 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 54,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-009440 · doc4.xml · nonDerivative · entry 2 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 21, 2023 Filed Mar 27, 2023 19:57 UTC Amendment | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 23,948 | $29.87 | $715,391.42 |
DisclosureSEC source: 0001209191-23-021304 · doc4a.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,200 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. F2 · shares: This amendment on Form 4/A is filed to correct the amount of shares sold and the price at which such shares were sold. The original Form 4 reported a sale of 23,113 shares sold at a weighted average price of $29.8728 per share. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 19:13 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 54,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-009440 · doc4.xml · derivative · entry 8 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,900 Underlying: Class A Common Stock · 54,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 19:13 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 54,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-009440 · doc4.xml · derivative · entry 7 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,225 Underlying: Class A Common Stock · 54,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 19:13 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-009440 · doc4.xml · derivative · entry 6 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Class B Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F8 · derivative.exercise_date: The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2023. F8 · derivative.expiration_date: The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2023. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 19:13 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 4,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-009440 · doc4.xml · derivative · entry 5 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,275 Underlying: Class B Common Stock · 4,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F7 · derivative.exercise_date: The remaining RSUs vest in seven equal quarterly installments beginning on June 20, 2023. F7 · derivative.expiration_date: The remaining RSUs vest in seven equal quarterly installments beginning on June 20, 2023. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 19:13 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 3,361 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-009440 · doc4.xml · derivative · entry 4 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,323 Underlying: Class A Common Stock · 3,361 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: The remaining RSUs vest in twelve equal quarterly installments beginning on June 20, 2023. F5 · derivative.expiration_date: The remaining RSUs vest in twelve equal quarterly installments beginning on June 20, 2023. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 19:13 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 3,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-009440 · doc4.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 17:42 UTC | HashiCorp, Inc. HCP · Entity 82557 | GrantRestricted Stock Units · Derivative | 125,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007108 · doc4.xml · derivative · entry 1 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,404 Underlying: Class A Common Stock · 125,404 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on June 20, 2023. F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on June 20, 2023. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 18:30 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 54,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-039238 · doc4.xml · derivative · entry 9 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,116 Underlying: Class A Common Stock · 54,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 18:30 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 5,486 | $27.57 | $151,225.43 |
DisclosureSEC source: 0000899243-22-039238 · doc4.xml · nonDerivative · entry 4 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,462 F4 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.37 to $27.83, inclusive. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 18:30 UTC | HashiCorp, Inc. HCP · Entity 82557 | SaleClass A Common Stock | 22,953 | $26.85 | $616,226.08 |
DisclosureSEC source: 0000899243-22-039238 · doc4.xml · nonDerivative · entry 3 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,948 F4 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.37 to $27.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 18:30 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 54,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-039238 · doc4.xml · nonDerivative · entry 2 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 18:30 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass B Common Stock · Derivative | 54,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-039238 · doc4.xml · derivative · entry 8 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,441 Underlying: Class A Common Stock · 54,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 18:30 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-039238 · doc4.xml · derivative · entry 7 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Class B Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. F10 · derivative.exercise_date: The remaining RSUs vest in four equal quarterly installments beginning on March 30, 2023. F10 · derivative.expiration_date: The remaining RSUs vest in four equal quarterly installments beginning on March 30, 2023. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 18:30 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 4,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-039238 · doc4.xml · derivative · entry 6 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,600 Underlying: Class B Common Stock · 4,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. F9 · derivative.exercise_date: The remaining RSUs vest in eight equal quarterly installments beginning on March 30, 2023. F9 · derivative.expiration_date: The remaining RSUs vest in eight equal quarterly installments beginning on March 30, 2023. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 18:30 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 3,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-039238 · doc4.xml · derivative · entry 5 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,684 Underlying: Class A Common Stock · 3,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F7 · derivative.exercise_date: The remaining RSUs vest in thirteen equal quarterly installments beginning on March 30, 2023. F7 · derivative.expiration_date: The remaining RSUs vest in thirteen equal quarterly installments beginning on March 30, 2023. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 18:30 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 3,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-039238 · doc4.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F2 · balance_after: Includes 351 shares acquired under the Issuer's Employee Stock Purchase Plan on December 15, 2022. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 18:34 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 27,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053190 · doc4.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,541 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2023 annual meeting of stockholders. Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 20:20 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 54,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031734 · doc4.xml · derivative · entry 9 Sweeney Brandon · CIK 0001894766 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,116 Underlying: Class A Common Stock · 54,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F1 · derivative.expiration_date: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.