Yiu Conrad

SEC source: 0000950170-24-136715 · ownership.xml · nonDerivative · entry 1

Yiu Conrad · CIK 0001937691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,457

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

SEC source: 0000950170-24-104461 · ownership.xml · nonDerivative · entry 1

Yiu Conrad · CIK 0001937691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,315

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

SEC source: 0000950170-24-067609 · ownership.xml · nonDerivative · entry 1

Yiu Conrad · CIK 0001937691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,315

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2025 annual meeting of stockholders.

SEC source: 0001209191-23-058945 · doc4.xml · nonDerivative · entry 1

Yiu Conrad · CIK 0001937691 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,786,321

F1 · price: The Reporting Person was a member of XC FiscalNote-C, LLC and received these shares in redemption of the Reporting Person's entire interest in XC FiscalNote-C, LLC.

F2 · ownership.nature: The shares are beneficially owned by Skyone Capital Pty Ltd ATF AS1 GF No.11 ("SkyOne"). The Reporting Person is a director of SkyOne, which entity is the trustee of funds affiliated with and/or managed by AS1 Growth Partners Pty Ltd where the Reporting Person serves as a partner, and in such capacity may be deemed to have voting and dispositive power over such shares.

SEC source: 0001209191-23-037299 · doc4.xml · nonDerivative · entry 1

Yiu Conrad · CIK 0001937691 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,511,985

F1 · ownership.nature: The shares are beneficially owned by Skyone Capital Pty Ltd ATF AS1 GF No.11 ("SkyOne"). The Reporting Person is a director of SkyOne, which entity is the trustee of funds affiliated with and/or managed by AS1 Growth Partners Pty Ltd where the Reporting Person serves as a partner, and in such capacity may be deemed to have voting and dispositive power over such shares.

SEC source: 0001209191-23-034026 · doc4.xml · nonDerivative · entry 2

Yiu Conrad · CIK 0001937691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,374

F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2024 annual meeting of stockholders.

SEC source: 0001209191-22-053191 · doc4.xml · nonDerivative · entry 2

Yiu Conrad · CIK 0001937691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,215

F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2023 annual meeting of stockholders.

SEC source: 0000899243-22-027481 · doc4.xml · nonDerivative · entry 2

Yiu Conrad · CIK 0001937691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,349

F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common. The restricted stock units were granted with both (a) an event-based vesting condition and (b) a service-based vesting condition, both of which must be satisfied in order for the restricted stock units to vest. The event-based vesting condition was satisfied on August 1, 2022, the first trading date of the Issuer's securities on the New York Stock Exchange. The service-based condition will be satisfied as to 50% of the total number of restricted stock units on the first anniversary of the vesting commencement date, and as to an additional 1/24th of the total number of restricted stock units on the corresponding day of each month following the first anniversary of the vesting commencement date (and, if there is no corresponding day, the last day of the month) until the second anniversary of the vesting commencement date. The vesting commencement date is October 25, 2020.

F5 · price: Received in the Business Combination in exchange for 25,000 restricted stock units of Legacy FiscalNote.

SEC source: 0000899243-22-027481 · doc4.xml · nonDerivative · entry 1

Yiu Conrad · CIK 0001937691 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,456,985

F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities.

F2 · price: Received in the Business Combination in exchange for 1,227,451 shares of Class A common stock of Legacy FiscalNote.

F3 · ownership.nature: The shares are beneficially owned by Skyone Capital Pty Ltd ATF AS1 GF No.11 ("SkyOne"). The Reporting Person is a director of SkyOne, which entity is the trustee of funds affiliated with and/or managed by AS1 Growth Partners Pty Ltd where the Reporting Person serves as a partner, and in such capacity may be deemed to have voting and dispositive power over such shares.

SEC source: 0000950170-24-067608 · ownership.xml · nonDerivative · entry 1

Yiu Conrad · CIK 0001937691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,675

F1 · shares: On August 2, 2022, the reporting person filed a Form 4 which inadvertently contained an erroneous figure in the "Amount" sub-column of Column 4, entitled "Securities Acquired (A) or Disposed Of (D)" in the second transaction disclosed in Table I. The correct amount of shares acquired is 29,675 shares and, therefore, the correct figure in the "Amount" sub-column of Column 4, entitled "Securities Acquired (A) or Disposed Of (D)" and Column 5, entitled "Amount of Securities Beneficially Owned Following the Reported Transaction(s)," is 29,675 shares.