Donnell Paul

SEC source: 0001193125-26-418030 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,320

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,159 restricted stock units.

SEC source: 0001193125-26-055505 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,078

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 575 restricted stock units.

SEC source: 0001193125-26-047170 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,311

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 108 restricted stock units.

SEC source: 0001193125-25-245562 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,355

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 575 restricted stock units.

F2 · balance_after: Includes 799 shares, adjusted and rounded to reflect the 1-for-12 reverse stock split effected by the Issuer, acquired under the FiscalNote Holdings, Inc. 2022 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0000950170-25-110306 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,572

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,288 restricted stock units.

SEC source: 0000950170-25-097343 · ownership.xml · nonDerivative · entry 2

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,013

F2 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 27,561 restricted stock units.

SEC source: 0000950170-25-097343 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,439

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,251 restricted stock units.

SEC source: 0000950170-25-068257 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 415,945

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,288 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

SEC source: 0000950170-25-063650 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,462

F1 · shares: Represents restricted stock units ("RSUs"), which upon vesting of the unit, represent the right to receive one share of the issuer's Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is May 1, 2025.

SEC source: 0000950170-25-052580 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,651

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,250 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

SEC source: 0000950170-25-017975 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,142

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,288 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

SEC source: 0001193125-25-220851 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,847

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the Reporting Person's tax obligation upon the vesting of 104 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

SEC source: 0000950170-24-125557 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,654

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,288 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

SEC source: 0000950170-24-113787 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,105

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,251 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

SEC source: 0000950170-24-094975 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,552

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,288 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

SEC source: 0000950170-24-089549 · ownership.xml · derivative · entry 2

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,179

Underlying: Class A Common Stock · 55,179 shares

Expires 2034-07-16

F2 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option will vest on July 17, 2025. An additional one-sixteenth (1/16) of the aggregate number of shares subject to the option will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month).

SEC source: 0000950170-24-089549 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,069

F1 · shares: Represents restricted stock units ("RSUs"), which upon vesting of the unit, represent the right to receive one share of the issuer's Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is July 17, 2024.

SEC source: 0000950170-24-082482 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,301

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,250 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

SEC source: 0000950170-24-057119 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,806

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,288 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

SEC source: 0000950170-24-042976 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,366

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,251 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

SEC source: 0000950170-24-013431 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,866

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 5,144 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

SEC source: 0000950170-24-012380 · ownership.xml · derivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2034-02-04

F1 · derivative.exercise_date: Fifty percent (50%) of the options will vest on February 5, 2025. An additional 12.5% of the options will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month).

SEC source: 0000950170-24-003475 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,860

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,250 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

SEC source: 0001209191-23-052555 · doc4.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,334

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 4,995 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

SEC source: 0001209191-23-041227 · doc4.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,396

F1 · kind: These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001209191-23-008167 · doc4.xml · derivative · entry 2

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,450

Underlying: Class A Common Stock · 15,450 shares

Expires 2033-02-06

F2 · derivative.exercise_date: These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

SEC source: 0001209191-23-008167 · doc4.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,450

F1 · shares: Each RSU represents a contingent right to receive one share of Class A Common Stock. These Restricted Stock Units ("RSUs") vest over three years. One-third (1/3rd) of the RSUs will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

SEC source: 0001209191-22-053180 · doc4.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is October 5, 2022.

SEC source: 0000899243-22-027479 · doc4.xml · derivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,220

Underlying: Class A Common Stock · 71,220 shares

Expires 2031-07-28

F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities.

F3 · price: Received in the Business Combination in exchange for 60,000 ISOs of Legacy FiscalNote.

F2 · derivative.exercise_date: These incentive stock options ("ISOs") vest over a four-year period as follows: (i) 10% of the underlying shares vest on the first anniversary of the vesting commencement date, (ii) 5% of the underlying shares vest on the corresponding day of each quarter during the second year and (iii) 8.75% of the underlying shares vest on the corresponding day of each quarter during the third and fourth years, subject to the Reporting Person's continuous employment through such date. If there is no corresponding day, the vesting will occur on the last day of such month. The vesting commencement date is June 14, 2021.