NOC

SEC source: 0001225208-17-010113 · doc4.xml · nonDerivative · entry 1

KLEINER MADELEINE · CIK 0001188275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,143

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Total amount includes (i) 971 shares of common stock and (ii) 15,172 shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors. Dividends earned on shares held in stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

SEC source: 0001225208-17-010111 · doc4.xml · nonDerivative · entry 1

ROUGHEAD GARY · CIK 0001543052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Total amount includes dividends earned on shares held in stock unit account, which transactions were exempt from Section 16 and not reportable under rule 16a-11.

SEC source: 0001225208-17-010110 · doc4.xml · nonDerivative · entry 1

SCHOEWE THOMAS M · CIK 0001161375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,311

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Total amount includes (i) 3,160 shares of common stock and (ii) 8,151 shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors. Dividends earned on shares held in stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

SEC source: 0001225208-17-010108 · doc4.xml · nonDerivative · entry 1

WELSH MARK A III · CIK 0001692554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Total amount includes dividends earned on shares held in stock unit account, which transactions were exempt from Section 16 and not reportable under rule 16a-11.

SEC source: 0001225208-17-010109 · doc4.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,293

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Total amount includes dividends earned on shares held in stock unit account, which transactions were exempt from Section 16 and not reportable under rule 16a-11.

SEC source: 0001225208-17-010107 · doc4.xml · nonDerivative · entry 1

FAZIO VIC · CIK 0001216506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,398

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 18,314 shares of common stock (including 1,087 shares acquired under the Issuer's Dividend Reinvestment Plan through transaction date 03/22/17, which transactions are exempted from Section 16 and not reportable under rule 16a-11); and (ii) 20,084 shares of common stock held in a stock unit acount pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors.

SEC source: 0001225208-17-010106 · doc4.xml · nonDerivative · entry 1

Brown Marianne · CIK 0001600605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,985

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Total amount includes dividends earned on shares held in stock unit account, which transactions were exempt from Section 16 and not reportable under rule 16a-11.

SEC source: 0001225208-17-009571 · doc4.xml · nonDerivative · entry 1

DAVIS LISA R · CIK 0001668228 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592.07

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-009570 · doc4.xml · nonDerivative · entry 1

VICE THOMAS E · CIK 0001493777 · Corp VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,452.98

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-009152 · doc4.xml · nonDerivative · entry 1

BUSH WESLEY G · CIK 0001216503 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.76

F1 · shares: The sales reported in this Form 4 were effected pursuant to an orderly plan of disposition under a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price of $244.74 rounded to the nearest hundredth. The highest price at which the shares were sold was $245.38 and the lowest price at which the shares were sold was $243.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

SEC source: 0001225208-17-008600 · doc4.xml · nonDerivative · entry 1

VICE THOMAS E · CIK 0001493777 · Corp VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,192.98

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-007439 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,685.649

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-007438 · doc4.xml · derivative · entry 2

Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,903

Underlying: Common Stock · 3,789 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · balance_after: Total amount includes (i) 987 unvested RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; (ii) 989 unvested RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/18; (iii) 1,373 unvested RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/18; (iv) 765 unvested RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; and (v) 3,789 unvested RSRs granted under the LTISP on 4/1/17 that will vest on 4/1/18. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-17-007438 · doc4.xml · derivative · entry 1

Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,790

Underlying: Common Stock · 9,395 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. Grants awarded purusant to Rule 16b-3(d).

F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. Grants awarded purusant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. Grants awarded purusant to Rule 16b-3(d).

F2 · balance_after: Total amount includes (i) 2,302 unvested RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a measurement period ending on 12/31/17; (ii) 2,307 unvested RPSRs granted under the LTISP on 2/17/16 with a measurement period ending on 12/31/17; (iii) 1,786 unvested RPSRs granted under the LTISP on 2/17/17 with a measurement period ending on 12/31/19, and (iv) 9,395 unvested RPSRs granted under the LTISP on 4/1/17 with a measurement period ending on 12/31/19. Grants awarded pursuant to Rule 16b-3(d).

SEC source: 0001225208-17-007436 · doc4.xml · nonDerivative · entry 1

KRAPEK KARL J · CIK 0001238288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,107

F1 · kind: Represents shares of common stock deferred into a stock unit account, including dividend, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account, including dividend, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 7,125 shares of common stock; and (ii) 20,982 shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors.

SEC source: 0001225208-17-007437 · doc4.xml · nonDerivative · entry 1

Brown Marianne · CIK 0001600605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376

F1 · kind: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan.

SEC source: 0001225208-17-005597 · doc4.xml · nonDerivative · entry 4

BUSH WESLEY G · CIK 0001216503 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Wesley G. Bush Rev. Trust

Disclosed balance after: 63,979.25

F1 · kind: Transfer of shares to family trust.

SEC source: 0001225208-17-005597 · doc4.xml · nonDerivative · entry 3

BUSH WESLEY G · CIK 0001216503 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Bush Trust No. 4

Disclosed balance after: 63,980.25

F1 · kind: Transfer of shares to family trust.

SEC source: 0001225208-17-005597 · doc4.xml · nonDerivative · entry 2

BUSH WESLEY G · CIK 0001216503 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,976.76

F1 · kind: Transfer of shares to family trust.

SEC source: 0001225208-17-005597 · doc4.xml · nonDerivative · entry 1

BUSH WESLEY G · CIK 0001216503 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,535.76

F1 · kind: Transfer of shares to family trust.

SEC source: 0001225208-17-005505 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,925.649

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-005319 · doc4.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · Corp VP & Pres ES & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,884.81

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-005054 · doc4.xml · nonDerivative · entry 1

BUSH WESLEY G · CIK 0001216503 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,094.76

F1 · shares: The sales reported in this Form 4 were effected pursuant to an orderly plan of disposition under a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price of $247.69 rounded to the nearest hundredth. The highest price at which the shares were sold was $249.27 and the lowest price at which the shares were sold was $245.44. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

SEC source: 0001225208-17-005053 · doc4.xml · nonDerivative · entry 1

Antkowiak Patrick M. · CIK 0001626333 · Corp VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,179.72

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-004544 · doc4.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · Corp VP & Pres ES & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,699.81

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-004542 · doc4.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,550.36

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-004543 · doc4.xml · nonDerivative · entry 1

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,061.52

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-004541 · doc4.xml · nonDerivative · entry 1

Peppard Denise M. · CIK 0001421154 · Corp VP & Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,917.62

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-004539 · doc4.xml · nonDerivative · entry 1

Antkowiak Patrick M. · CIK 0001626333 · Corp VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,237.72

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-004540 · doc4.xml · nonDerivative · entry 1

Perry David T · CIK 0001555175 · CVP Chief Global Bus Dev Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,566.56

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-004302 · doc4.xml · nonDerivative · entry 1

Peppard Denise M. · CIK 0001421154 · Corp VP & Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,971.62

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-004301 · doc4.xml · nonDerivative · entry 2

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,879.36

SEC source: 0001225208-17-004301 · doc4.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,579.36

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-004299 · doc4.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,999.98

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-004297 · doc4.xml · nonDerivative · entry 1

Antkowiak Patrick M. · CIK 0001626333 · Corp VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,444.72

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001225208-17-004136 · doc4.xml · derivative · entry 8

Warden Kathy J · CIK 0001559112 · Corp VP & Pres Mission Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,186

Underlying: Common Stock · 7,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the 2011 LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F12 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F12 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.underlying_shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F13 · balance_after: Total amount includes 4,465 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 5,767 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 5,954 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

SEC source: 0001225208-17-004136 · doc4.xml · nonDerivative · entry 4

Warden Kathy J · CIK 0001559112 · Corp VP & Pres Mission Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,629.35

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the 2011 LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

SEC source: 0001225208-17-004136 · doc4.xml · nonDerivative · entry 3

Warden Kathy J · CIK 0001559112 · Corp VP & Pres Mission Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,236.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the 2011 LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

SEC source: 0001225208-17-004132 · doc4.xml · derivative · entry 8

Peppard Denise M. · CIK 0001421154 · Corp VP & Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,133

Underlying: Common Stock · 4,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F12 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F12 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F13 · balance_after: Total amount includes 2,169 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 2,801 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 3,163 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

SEC source: 0001225208-17-004132 · doc4.xml · nonDerivative · entry 4

Peppard Denise M. · CIK 0001421154 · Corp VP & Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,558.62

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

SEC source: 0001225208-17-004132 · doc4.xml · nonDerivative · entry 3

Peppard Denise M. · CIK 0001421154 · Corp VP & Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,482.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

SEC source: 0001225208-17-004135 · doc4.xml · derivative · entry 8

VICE THOMAS E · CIK 0001493777 · Corp VP & Pres Aerospace Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,744

Underlying: Common Stock · 8,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the 2011 LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F12 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F12 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F13 · balance_after: Total amount includes 4,465 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 5,767 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 6,512 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

SEC source: 0001225208-17-004135 · doc4.xml · nonDerivative · entry 4

VICE THOMAS E · CIK 0001493777 · Corp VP & Pres Aerospace Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,283.98

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the 2011 LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

SEC source: 0001225208-17-004135 · doc4.xml · nonDerivative · entry 3

VICE THOMAS E · CIK 0001493777 · Corp VP & Pres Aerospace Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,886.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the 2011 LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

SEC source: 0001225208-17-004134 · doc4.xml · derivative · entry 10

Perry David T · CIK 0001555175 · CVP Chief Global Bus Dev Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,436

Underlying: Common Stock · 4,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F14 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F14 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F15 · balance_after: Total amount included 2,296 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 2,884 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 3,256 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

SEC source: 0001225208-17-004134 · doc4.xml · nonDerivative · entry 4

Perry David T · CIK 0001555175 · CVP Chief Global Bus Dev Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,056.56

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

SEC source: 0001225208-17-004134 · doc4.xml · nonDerivative · entry 3

Perry David T · CIK 0001555175 · CVP Chief Global Bus Dev Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,980.56

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

SEC source: 0001225208-17-004131 · doc4.xml · derivative · entry 9

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,887

Underlying: Common Stock · 6,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the 2011 LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F13 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F13 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F14 · balance_after: Total amount includes 3,827 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 4,943 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 5,117 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

SEC source: 0001225208-17-004131 · doc4.xml · nonDerivative · entry 4

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,165.649

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the 2011 LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

SEC source: 0001225208-17-004131 · doc4.xml · nonDerivative · entry 3

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,171.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the 2011 LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.